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2003

84 documents in Circulars.

DateTitleSEBI IDDocument
Dec 31, 2003Mutual Funds Circulars-200316000Open →
Dec 31, 2003Portfolio Managers - Circulars 200315994Open →
Dec 30, 2003T+2 rolling settlement-Cash Market- Risk Management15992Open →
Dec 22, 2003Secondary Market for Corporate Debt Securities - Clarifications12695Open →
Dec 12, 2003Information from Depository Participants (DPs) regarding processing of applications for dematerialisation15984Open →
Dec 11, 2003Two-way fungibility of ADRs/GDRs15980Open →
Dec 08, 2003Half Yearly Reconciliation of FII data15979Open →
Nov 27, 2003Improvement in corporate governanace15976Open →
Nov 20, 2003Issuance of Offshore Derivative Instruments by Registered Foreign Institutional Investors (FII)15974Open →
Nov 20, 2003Reduction in Notice Period for fixing the Book closure/Record date15973Open →
Nov 19, 2003Disclosure of proprietary trading by broker to client15972Open →
Nov 12, 2003Investments by Mutual Funds in Short Term Deposits of Scheduled Commercial Banks15971Open →
Nov 12, 2003Investments by Mutual Funds in Short Term Deposits of Scheduled Commercial Banks15970Open →
Oct 29, 2003Trading by FIIs and NRIs in Exchange Traded Derivative Contracts15969Open →
Oct 28, 2003Letter to SEs-disclosure by insiders acquirers15968Open →
Oct 28, 2003Model Bye - laws of stock exchanges15964Open →
Oct 10, 2003Failure to pay fees in the manner specified in Schedule III of the SEBI (Stock brokers and Sub-brokers) Rules and Regulations, 199215962Open →
Oct 08, 2003Introduction of new trading segments15961Open →
Sep 30, 2003Risk Disclosure Document15959Open →
Sep 30, 2003Secondary Market for Corporate Debt Securities15958Open →
Sep 29, 2003Listing Of Further Issue Of Capital15957Open →
Sep 24, 2003Offshore derivative Instrument issued by Registered FIIs15956Open →
Aug 27, 2003Circular-Mode of payment and delivery15954Open →
Aug 27, 2003Pro-account trading terminal15953Open →
Aug 26, 2003Corporate Governance in listed Companies - Clause 49 of the Listing Agreement15948Open →
Aug 22, 2003Access to unauthorized persons by the members of subsidiaries15946Open →
Aug 21, 2003Usage of Softwares by brokers/sub brokers15944Open →
Aug 14, 2003Amendments to the SEBI (Disclosure and Investor Protection) Guidelines 200015942Open →
Aug 08, 2003Issuance of Offshore Derivative Instruments by Registered Foreign Institutional Investors (FII).15937Open →
Aug 06, 2003Corrigendum to Circular no SEBI/SMD/SE/13/2003/10/04 dated April 10 200315935Open →
Aug 01, 2003Circular-Trading under normal settlement15934Open →
Jul 11, 2003Investment/trading in securities by employees of Asset Management Companies and Mutual Fund Trustee Companies15933Open →
Jul 09, 2003Reporting of Venture Capital Activity21002Open →
Jul 09, 2003Circular-Change in Status and Constitution of the Stock Brokers in Cash and Derivatives segments15931Open →
Jul 09, 2003Reporting of Venture Capital Activity15930Open →
Jul 04, 2003Guidelines for fair practices15927Open →
Jun 30, 2003Amendment to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 199915909Open →
Jun 26, 2003Advertisements by Mutual Funds15907Open →
Jun 25, 2003Inspection of stock brokers by stock exchanges15905Open →
Jun 25, 2003Circular-Failure to pay fees in the manner specified in the SEBI (Stock broker and Sub broker) Rules and Regulations 199215903Open →
Jun 25, 2003Close out mark up in respect of debentures and bonds traded on the stock exchanges.15899Open →
Jun 24, 2003Electronic Data Information Filing And Retrieval (EDIFAR)15896Open →
Jun 20, 2003Composition of Capital and Margins15881Open →
Jun 20, 2003Trade Guarantee Fund (TGF)/ Settlement Guarantee Fund(SGF) - reduced exposure for ten rolling settlement15879Open →
Jun 19, 2003Circular-Listing Fees15894Open →
Jun 18, 2003Refund of base minimum capital15878Open →
Jun 12, 2003Role of Chief Executive Officers & Fund Managers and Fund of Funds15877Open →
Jun 03, 2003Use of Impact Cost Calculations of another Exchange15876Open →
Jun 02, 2003Circular-Amendments to the SEBI (Disclosure and Investor Protection) Guidelines 200015875Open →
Jun 02, 2003Constitution of Arbitration Committees and Arbitration Panels15873Open →
Jun 02, 2003Eligibility of a sub-broker to trade through the Subsidiary Company15869Open →
May 09, 2003Amendment to the listing agreement regarding disclosure pertaining to schemes of arrangement/merger/amalgamation /reconstruction filed before the Court15867Open →
May 05, 2003SEBI Registration number of Brokers/Sub-brokers to be quoted on all correspondance with SEBI15865Open →
May 02, 2003Amendments to the SEBI (Disclosure and Investor Protection) Guidelines,200015863Open →
Apr 29, 2003Issuance of Contract Notes in electronic form15861Open →
Apr 29, 2003List of Companies allowed to be traded under Normal Rolling Settlement Mode15859Open →
Apr 29, 2003Reporting of Venture Capital Activity.15854Open →
Apr 19, 2003Circular-Scheme for introduction of Exchange Traded Interest Rate Derivative Contracts15851Open →
Apr 10, 2003Maintenance of arbitration records.15850Open →
Apr 04, 2003Guidelines for Investments in Foreign Securities by Mutual Funds15849Open →
Apr 03, 2003Certification and Registration of intermediaries15848Open →
Mar 31, 2003Issue of Unique Client Code by Exchanges for Mutual Funds and FIIs15843Open →
Mar 20, 2003Electronic Data Information Filing and Retrieval15841Open →
Mar 13, 2003Monthly Reporting Format-Circular15839Open →
Mar 11, 2003Cancellation of Certificate of Registration and Issue of No Due Certificate15837Open →
Mar 11, 2003Circular for Risk Management for T+2 Rolling Settlement15836Open →
Mar 07, 2003Investment Valuation norms for mutual funds15834Open →
Mar 04, 2003Adequate Financial Powers to Executive Directors15832Open →
Mar 04, 2003Circular No. 19 - Calendar for the implementation of T+2 rolling settlement w. e. f. April 1, 2003'15830Open →
Mar 04, 2003Circular No. 20 - Calendar for the implementation of T+2 rolling settlement w. e. f. April 1, 2003'15829Open →
Feb 26, 2003Circular No. 6 dated February 06, 200315828Open →
Feb 26, 2003Circular No.7 dated February 17, 200315827Open →
Feb 19, 2003Approval of Amendments to Bye Laws/Rules of Stock Exchanges and Depositories15826Open →
Feb 14, 2003Circular no. 18 of Depository & custodian cell15825Open →
Feb 12, 2003Amendment of listing agreement15824Open →
Feb 12, 2003Extension of time for appointment of common agency for share registry work15822Open →
Feb 11, 2003Applicability of investment limit in Exchange traded derivative contracts15820Open →
Feb 11, 2003Restructuring of the Subsidiary Management15561Open →
Feb 05, 2003SEBI/RPM CIRCULAR NO.3 (2002-2003)15818Open →
Jan 30, 2003Conversion of Close-ended Schemes to Open-ended Schemes15816Open →
Jan 30, 2003Corporatisation and Demutualisation of Stock Exchanges15814Open →
Jan 15, 2003Portfolio Managers Circular No.2(2002-2003)15813Open →
Jan 10, 2003Amendment to Listing Agreement - Clause 32 and Clause 41.15810Open →
Jan 03, 2003Time frame for payment of atleast 50% of the principal fees payable by stock brokers15796Open →