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2004

90 documents in Circulars.

DateTitleSEBI IDDocument
Dec 31, 2004Mutual Funds Circulars-200415543Open →
Dec 29, 2004Extension of time limit for implementation of the Model Tripartite Agreement9810Open →
Dec 15, 2004Change in Status and Constitution of the Sub-brokers, Surrender of Certificate of Registration of Sub-brokers and Change of Affiliation of Sub-brokers9803Open →
Dec 08, 2004Amendments to Clause 16 of the Equity Listing Agreement - Requirement of Notice Period9797Open →
Dec 02, 2004Limit for investment by FIIs in Corporate Debt9785Open →
Dec 01, 2004Registration of FIIs and their Sub-Accounts under the Central Database of Market Participants (MAPIN database) - Clarifications9780Open →
Nov 29, 2004ECB Limit9772Open →
Nov 25, 2004Extension of time limit for implementation of the Model Tripartite Agreement9767Open →
Nov 22, 2004Clarification on the definition of institutional trades and use of physical contract note9765Open →
Nov 18, 2004SEBI (Central Database of Market Participants) Regulations, 20039760Open →
Nov 02, 2004FII Investment in Debt Securities9755Open →
Nov 01, 2004Model Listing Agreement for listing of Debt Securities13362Open →
Oct 29, 2004Corporate Governance in listed Companies - Clause 49 of the Listing Agreement13153Open →
Oct 28, 2004Comprehensive guidelines for Investor Protection Fund/Customer Protection Fund at Stock Exchanges13152Open →
Oct 27, 2004SEBI (Central Database of Market Participants) Regulations, 200313151Open →
Oct 27, 2004Mandatory admission of debt instruments on both the Depositories13150Open →
Oct 26, 2004Unique Client Code for Mutual Funds and FIIs9712Open →
Oct 11, 2004Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Normal Rolling Segment (NRS)9708Open →
Sep 30, 2004Restructuring of the Subsidiary Management9702Open →
Sep 28, 2004Modifications in the STP messaging formats on account of implementation of the Securities Transaction Tax STT9699Open →
Sep 23, 2004Securities Transaction Tax (STT) - Draft Rules, 200413019Open →
Aug 26, 2004Uniform Documentary Requirements for trading9695Open →
Aug 25, 2004Global Trust Bank Ltd9694Open →
Aug 25, 2004Amendments to SEBI (Buy Back of Securities) Regulations, 1998 and consequent changes in the draft format of standard letter of offer9693Open →
Aug 24, 2004Time duration for transfer of funds and securities from member to client9690Open →
Aug 24, 2004Proof of Identity and Proof of Address for opening a Beneficiary Owner Account for non-body corporates9688Open →
Aug 23, 2004Implementation of Securities Transaction Tax9687Open →
Aug 16, 2004SEBI (Central Database of Market Participants) Regulations, 200312856Open →
Aug 16, 2004Exemption of Depository Participants(DPs) from giving hard copies of transaction statements to Beneficiary Owners(BOs)9685Open →
Jul 29, 2004ECS Facility - Moratorium in respect of Global Trust Bank Ltd (GTB)9682Open →
Jul 28, 2004Key Information Memorandum - PDF9679Open →
Jul 22, 2004Membership Card Value for Networth Calculations of Members9656Open →
Jul 22, 2004Amendment to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 19999653Open →
Jul 16, 2004Risk containment measures, position limits and the broad eligibility criteria of Stocks and Index on which futures and options could be introduced12781Open →
Jul 16, 2004Trading by FIIs in Exchange Traded Equity Index Derivative Contracts9652Open →
Jul 16, 2004Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Normal Rolling Segment9649Open →
Jul 16, 2004Central Database of Market Participants Regulations, 20039645Open →
Jul 14, 2004Printing of Grievances Redressal Mechanism on Delivery Instruction Form Book15568Open →
Jul 08, 2004Clarification for circular no. DNPD/Cir-25/04 dated June 10, 20049643Open →
Jun 10, 2004Transaction work flow for the system of Straight Through Processing in the Indian Securities Market and standardisation of the messaging formats9640Open →
May 28, 2004Amendments to SEBI (Disclosure and Investor Protection) Guidelines 200012644Open →
May 27, 2004Granting of Recognition to Sub brokers9637Open →
May 26, 2004Straight Through Processing Service in the Indian Securities Market12642Open →
May 07, 2004Guidelines in respect of the disclosures to be made in the Letter of offer in respect of buy back of securities in terms of SEBI (Buyback of Securities) Regulations, 1998 and Format of Standard letter of offer9635Open →
Apr 30, 2004Frequent change of names by listed companies9632Open →
Apr 27, 2004Straight Through Processing9630Open →
Apr 22, 2004Issue of Digitally Signed Circular for amendments to the SEBI (Disclosure and Investor Protection) {DIP} Guidelines 20009626Open →
Apr 21, 2004Settlement of transactions in holidays- stock exchanges and depositories12551Open →
Apr 15, 2004Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Normal Rolling Segment (NRS)9623Open →
Apr 08, 2004Amendments to the SEBI (Disclosure and Investor Protection){DIP} Guidelines,200012547Open →
Apr 02, 2004Unique Client Code for Foreign Institutional Investors (FIIs) and their sub-accounts SAs9617Open →
Apr 02, 2004Reporting of Offshore Derivative Instruments by Registered Foreign Institutional Investors (FII)9614Open →
Apr 01, 2004Mandatory use of STP system for all institutional trades executed on the stock exchanges9611Open →
Mar 31, 2004Margin Trading and Securities Lending and Borrowing - Clarification9607Open →
Mar 31, 2004Central Database of Market Participants Regulations, 20039606Open →
Mar 25, 2004Uniform cut-off timings for applicability of Net Asset Value (NAV) of Mutual Fund scheme(s)/plan(s)9605Open →
Mar 19, 2004FII investment in debt securities15570Open →
Mar 19, 2004Uniform cut-off timings for applicability of Net Asset Value (NAV) of Mutual Fund scheme(s)/plan(s)9602Open →
Mar 19, 2004Margin Trading and Securities Lending and Borrowing9601Open →
Mar 19, 2004Investment in foreign securities by Mutual Funds9598Open →
Mar 18, 2004SEBI (Central Database of Market Participants) Regulations, 20039592Open →
Mar 09, 2004Trading by FIIs and NRIs in Exchange Traded Interest Rate Derivative Contracts9590Open →
Mar 09, 2004Amendment to periodical report.9587Open →
Mar 08, 2004SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 Modified Formats of letter of offer9586Open →
Mar 03, 2004Submission of Audit reports under regulation 55A of SEBI (Depositories and Participants) Regulations, 19969585Open →
Mar 01, 2004Mentioning of bank account number and PAN by investors9584Open →
Feb 26, 2004Implementation of uniform security specific actions9581Open →
Feb 25, 2004Issuance of Electronic Contract Notes - Debt Market9580Open →
Feb 23, 2004Minimum contract size for Exchange traded derivative contracts9577Open →
Feb 19, 2004Issuance of Offshore Derivative Instruments by Registered Foreign Institutional Investors (FII)9575Open →
Feb 16, 2004Nomination Amendment9573Open →
Feb 10, 2004Transfer-cum-demat scheme9571Open →
Feb 06, 2004Guidelines for Participation by Mutual Funds in Derivatives Trading15538Open →
Feb 06, 2004Recognition of credit ratings given by reputed foreign credit rating agencies9568Open →
Feb 05, 2004Monthly Revised Cumulative Reports - Mutual Funds9564Open →
Feb 04, 2004Certification of agents/distributors and employees-Mutual Funds9563Open →
Feb 03, 2004Issuance of Electronic Contract Notes9562Open →
Jan 27, 2004Unique Client Code for Schemes/Plans of Mutual Funds9554Open →
Jan 26, 2004Issuance of Offshore Derivative Instruments by Registered Foreign Institutional Investors9552Open →
Jan 20, 2004Participation of Banks in Interest Rate Derivatives Market9550Open →
Jan 14, 2004Disclosure of trade details of bulk deals11912Open →
Jan 13, 2004Review of norms relating to trading by members/sub brokers.11909Open →
Jan 13, 2004Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for Trade Segment (TFTS) to Normal Rolling Segment (NRS)9548Open →
Jan 05, 2004Scheme for introduction of Exchange Traded Interest Rate Derivative Contracts on a basket of Government Securities9547Open →
Jan 02, 2004SEBI (Central Database of Market Participants) Regulations, 2003..9544Open →
Jan 02, 2004SEBI (Central Database of Market Participants) Regulations 20039543Open →
Jan 01, 2004Registration/Renewal of Foreign Institutional Investors and Sub Accounts9540Open →
Jan 01, 2004SEBI (Central Database of Market Participants) Regulations 2003.9538Open →
Jan 01, 2004SEBI (Central Database of Market Participants) Regulations 20039536Open →
Jan 01, 2004(Central Database of Market Participants) Regulations, 20039534Open →