| Date | Title | SEBI ID | Document |
|---|
| Dec 31, 2010 | Mutual Fund Circulars - 2010 | 14621 | Open → |
| Dec 28, 2010 | Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 14067 | Open → |
| Dec 28, 2010 | Activity schedule for Auction Session | 14066 | Open → |
| Dec 16, 2010 | Amendments to the Equity Listing Agreement | 14068 | Open → |
| Dec 14, 2010 | Acceptance of Third Party Address as Correspondence Address | 14069 | Open → |
| Dec 09, 2010 | Circular on Smart Order Routing - Clarification | 14070 | Open → |
| Dec 06, 2010 | Half yearly report by Trustees | 14071 | Open → |
| Dec 01, 2010 | Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement - July and August 2010 | 14072 | Open → |
| Nov 26, 2010 | Allocation of Government debt and corporate debt investment limits to FIIs | 14074 | Open → |
| Nov 26, 2010 | Circular for Mutual Funds | 14073 | Open → |
| Nov 09, 2010 | Facilitating transactions in Mutual Fund schemes through the Stock Exchange infrastructure | 6823 | Open → |
| Nov 04, 2010 | Display of Details by Stock Brokers including Trading Members | 6831 | Open → |
| Nov 02, 2010 | Portfolio Managers - Clarification on minimum investment amount etc | 6835 | Open → |
| Nov 01, 2010 | Code of Conduct for Investor Associations (IAs) | 6843 | Open → |
| Oct 27, 2010 | European Style Stock Options | 6846 | Open → |
| Oct 26, 2010 | Clarification on Trading Rules and shareholding in dematerialized mode | 6859 | Open → |
| Oct 22, 2010 | Consolidation or Merger of Schemes | 13576 | Open → |
| Oct 14, 2010 | Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement - June 2010 | 13577 | Open → |
| Oct 13, 2010 | Circular for filing Draft Offer Documents with Regional Offices of SEBI | 238 | Open → |
| Oct 12, 2010 | Applications Supported by Blocked Amount (ASBA) facility in public issues | 239 | Open → |
| Oct 08, 2010 | Portfolio Managers - Monthly Report | 240 | Open → |
| Oct 07, 2010 | Review of Securities Lending and Borrowing (SLB) Framework | 241 | Open → |
| Oct 05, 2010 | Portfolio Managers - Regulation of fees and charges | 242 | Open → |
| Sep 29, 2010 | Compliance with circular dated April 15, 2010 | 192 | Open → |
| Sep 17, 2010 | Clarification on Introduction of Call Auction in pre-open session | 10 | Open → |
| Sep 15, 2010 | Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 9 | Open → |
| Sep 06, 2010 | Clarification on submission of Audit report under Regulation 55A of SEBI (Depositories and Participants) Regulations, 1996 | 8 | Open → |
| Aug 31, 2010 | Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker/ Stock Broker and Depository Participant - Clarifications | 387 | Open → |
| Aug 31, 2010 | Arbitration Mechanism in Stock Exchanges | 386 | Open → |
| Aug 27, 2010 | Clarification on Introduction of Call Auction in pre-open session | 385 | Open → |
| Aug 27, 2010 | Securities Trading using Wireless Technology | 383 | Open → |
| Aug 27, 2010 | Introduction of Smart Order Routing | 382 | Open → |
| Aug 18, 2010 | Transferability of Mutual Fund units | 381 | Open → |
| Aug 18, 2010 | Review of norms for investment and disclosure by Mutual Funds in Derivatives | 380 | Open → |
| Aug 12, 2010 | Updation of investor related documents | 379 | Open → |
| Aug 11, 2010 | Arbitration Mechanism in Stock Exchanges | 378 | Open → |
| Aug 06, 2010 | Amendment to SEBI MF Regulations, 1996 | 377 | Open → |
| Aug 06, 2010 | Allocation of Government debt and Corporate debt investment limits to FIIs | 376 | Open → |
| Aug 05, 2010 | Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 375 | Open → |
| Jul 30, 2010 | Reporting of OTC transactions in Certificates of Deposit (CDs) and Commercial Papers - CPs | 640 | Open → |
| Jul 30, 2010 | Options on USD-INR Spot Rate | 639 | Open → |
| Jul 29, 2010 | Mandatory requirement of Permanent Account Number - PAN | 638 | Open → |
| Jul 28, 2010 | Additional mode of payment through applications supported by blocked amount (hereinafter referred to as ASBA) in Mutual Funds | 637 | Open → |
| Jul 23, 2010 | Market Access through Authorised Persons | 636 | Open → |
| Jul 15, 2010 | Physical Settlement of Stock Derivatives | 635 | Open → |
| Jul 15, 2010 | Introduction of call auction in Pre-open session | 634 | Open → |
| Jul 13, 2010 | Applications Supported by Blocked Amount (ASBA) facility in public issues | 633 | Open → |
| Jul 07, 2010 | Revised Exposure Margin for Exchange Traded Equity Derivatives | 632 | Open → |
| Jul 01, 2010 | Account Maintenance Charges collected upfront on annual/ half yearly basis on demat accounts | 631 | Open → |
| Jun 29, 2010 | Reporting of Lending of securities bought in the Indian Market | 1028 | Open → |
| Jun 24, 2010 | Certification programme for sale and/or distribution of mutual fund products | 1027 | Open → |
| Jun 21, 2010 | Valuation of debt and money market Instruments | 14327 | Open → |
| Jun 14, 2010 | Anti Money Laundering/Combating Financing of Terrorism Standards- Additional Requirements/Clarifications | 1026 | Open → |
| Jun 11, 2010 | Allocation of Corporate debt investment limits to FIIs | 1025 | Open → |
| Jun 10, 2010 | Disclosure of regulatory orders and arbitration awards on Depository website | 1024 | Open → |
| May 28, 2010 | Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 1479 | Open → |
| May 18, 2010 | Setting up of a Stock exchange/ a trading platform by a recognized stock exchange having nationwide trading terminals for SME | 1478 | Open → |
| May 17, 2010 | Conditions of listing for issuers seeking listing on SME Exchange - Model SME Equity Listing Agreement | 1477 | Open → |
| May 13, 2010 | Disclosure of Investor Complaints with respect to Mutual Funds | 1476 | Open → |
| May 13, 2010 | SEBI (Credit Rating Agencies) (Amendment) Regulations, 2010 - Gazette Notification dated March 19, 2010 | 1475 | Open → |
| May 07, 2010 | Making Annual Reports of Listed Companies easily accessible | 1472 | Open → |
| May 04, 2010 | Introduction of Index options with tenure up to 5 years | 1469 | Open → |
| May 03, 2010 | Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 1466 | Open → |
| Apr 28, 2010 | Margining of institutional trades in the cash market | 1712 | Open → |
| Apr 27, 2010 | Introduction of derivative contracts on Volatility Index | 1711 | Open → |
| Apr 26, 2010 | Guidelines for market makers on Small and Medium Enterprise (SME) exchange/separate platform of existing exchange having nation wide terminal | 1710 | Open → |
| Apr 23, 2010 | Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker/ Stock Broker and Depository Participant | 1709 | Open → |
| Apr 22, 2010 | Reduction in time between issue closure and listing | 1708 | Open → |
| Apr 16, 2010 | Amendments to Equity Listing Agreement - Discontinuation of Electronic Data Information Filing and Retrieval (EDIFAR) System | 1707 | Open → |
| Apr 15, 2010 | Additional information regarding PCC, MCV or equivalent structure by FIIs | 1706 | Open → |
| Apr 09, 2010 | Allocation of debt investment limits | 1705 | Open → |
| Apr 06, 2010 | Applications Supported by Blocked Amount (ASBA) facility in public issues | 1704 | Open → |
| Apr 05, 2010 | Listing Conditions-Amendments to the Equity Listing Agreement | 1703 | Open → |
| Apr 01, 2010 | Allotment of Code to United Stock Exchange of India Limited | 1702 | Open → |
| Apr 01, 2010 | Disclosure of regulatory orders and arbitration awards on Stock Exchange Website | 1701 | Open → |
| Mar 31, 2010 | Clarification on dealings between a client and a stock broker | 2022 | Open → |
| Mar 29, 2010 | Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 2021 | Open → |
| Mar 15, 2010 | Half Yearly Reporting by Portfolio Managers | 2020 | Open → |
| Mar 15, 2010 | Circular for Mutual Funds | 2019 | Open → |
| Mar 05, 2010 | Disclosure of details of the allottees in the Qualified Institutional Placements (QIP) made by issuer company | 2018 | Open → |
| Feb 22, 2010 | Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 2456 | Open → |
| Feb 10, 2010 | Committee for review of ownership and governance of market infrastructure institutions | 2455 | Open → |
| Feb 04, 2010 | Standard warning in Advertisements by Mutual Funds | 2454 | Open → |
| Feb 02, 2010 | Valuation of Debt and Money Market Instruments | 2453 | Open → |
| Jan 29, 2010 | Disclosure of investor complaints and arbitration details on Depository website | 2657 | Open → |
| Jan 21, 2010 | Requirement of Fee Clearance and NOC - Non applicability in respect of certain category of members of stock exchanges | 2656 | Open → |
| Jan 19, 2010 | Currency Futures on Additional Currency pairs | 2653 | Open → |
| Jan 18, 2010 | Mandatory requirement of 'In-person' verification of clients | 2651 | Open → |
| Jan 18, 2010 | Advertisement by mutual funds. | 2649 | Open → |
| Jan 12, 2010 | Revised quarterly reporting format for Foreign Venture Capital Investors | 2647 | Open → |
| Jan 11, 2010 | Revised quarterly reporting format for Venture Capital Funds | 2645 | Open → |
| Jan 11, 2010 | Market Wide Position Limits across Stock Exchanges | 2643 | Open → |
| Jan 08, 2010 | Standardized lot size for derivative contracts on individual securities | 2641 | Open → |
| Jan 07, 2010 | Simplified Listing Agreement for Debt Securities - As Amended till January 07, 2010 | 2638 | Open → |
| Jan 07, 2010 | Simplified Debt Listing Agreement for Debt Securities - Amendments | 2636 | Open → |
| Jan 07, 2010 | PAN requirement for transmission of shares in physical form | 2634 | Open → |
| Jan 06, 2010 | Review of Securities Lending and Borrowing (SLB) Framework | 2628 | Open → |
| Jan 06, 2010 | Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 2626 | Open → |
