| Date | Title | SEBI ID | Document |
|---|
| Dec 30, 2011 | Exchange Traded Interest Rate Futures on 2-year and 5-year Notional Coupon Bearing Government of India Security | 21886 | Open → |
| Dec 26, 2011 | Public issue of Debt Securities Prohibition on payment of incentives | 21808 | Open → |
| Dec 23, 2011 | Guidelines in pursuance of the SEBI KYC Registration Agency (KRA) Regulations, 2011 and for In-Person Verification (IPV) | 21803 | Open → |
| Dec 20, 2011 | Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 21768 | Open → |
| Dec 19, 2011 | Review of Regulatory Compliance, Periodic Reporting and Contents of Trust Deed | 21769 | Open → |
| Dec 15, 2011 | Guidelines on Outsourcing of Activities by Intermediaries | 21752 | Open → |
| Dec 13, 2011 | Revised format of Monthly Cumulative Report (MCR) incorporating investments in Infrastructure Debt Fund | 21745 | Open → |
| Dec 02, 2011 | The Securities and Exchange Board of India (KYC Registration Agency) Regulations, 2011 | 21544 | Open → |
| Nov 29, 2011 | Annual System Audit | 21324 | Open → |
| Nov 18, 2011 | Increase in FII debt limit in Government & Corporate debt category | 21124 | Open → |
| Nov 11, 2011 | Participation of mutual funds in repo in corporate debt securities | 21032 | Open → |
| Oct 25, 2011 | In-person verification (IPV) of clients by subsidiaries of Stock Exchanges, acting as Stock Brokers | 20968 | Open → |
| Oct 24, 2011 | Reporting format under Regulation 11 of Securities Contracts (Regulation) (Manner of Increasing and Maintaining Public Shareholding in Recognised Stock Exchanges) Regulations, 2006 | 20965 | Open → |
| Oct 14, 2011 | Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 20884 | Open → |
| Oct 05, 2011 | Uniform Know Your Client (KYC) requirements for the securities market | 20819 | Open → |
| Oct 05, 2011 | Amendments to the Equity, IDR and SME Equity Listing Agreements | 20813 | Open → |
| Sep 30, 2011 | Clarification on 100% promoter holding in demat form | 20785 | Open → |
| Sep 30, 2011 | Revisions in FII Investments in corporate debt long term infra category | 20780 | Open → |
| Sep 28, 2011 | Filing Offer Documents with SEBI under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 | 20751 | Open → |
| Sep 28, 2011 | Guidelines for Issue and Listing of Structured Products/Market Linked Debentures | 20742 | Open → |
| Sep 27, 2011 | Disclosure of Price Information of past issues handled by Merchant Bankers | 20735 | Open → |
| Sep 27, 2011 | Contents of Application-Cum-Bidding Form and Manner of disclosure | 20734 | Open → |
| Sep 12, 2011 | Redressal of investor grievances against Depository Participants (DPs) in SEBI Complaints Redress System (SCORES) | 20618 | Open → |
| Sep 08, 2011 | Amendments to SEBI (Mutual Funds) Regulations, 1996 | 20611 | Open → |
| Aug 26, 2011 | Processing of Investor Complaints in SEBI Complaints Redress System (SCORES) | 20528 | Open → |
| Aug 26, 2011 | Infrastructure Finance Companies (IFCs) -- as eligible issuers for FIIs investment limit in debt instrument for infrastructure | 20516 | Open → |
| Aug 25, 2011 | Redressal of investor grievances against stock brokers and sub- brokers in SEBI Complaints Redress System (SCORES) | 20515 | Open → |
| Aug 24, 2011 | Processing of Investor Complaints in SEBI Complaints Redress System (SCORES) | 20506 | Open → |
| Aug 22, 2011 | Simplification and Rationalization of Trading Account Opening Process | 20483 | Open → |
| Aug 22, 2011 | Circular for Mutual Funds | 20481 | Open → |
| Aug 10, 2011 | Short-collection/Non-collection of client margins (Derivatives Segments) | 20439 | Open → |
| Aug 09, 2011 | Investment by Foreign Investors in Mutual Fund Schemes | 20407 | Open → |
| Aug 02, 2011 | Processing of Investor Complaints in SEBI Complaints Redress System (SCORES) | 20398 | Open → |
| Aug 02, 2011 | Revised procedure for seeking prior approval for change in control through single window | 20384 | Open → |
| Aug 02, 2011 | SMS and E-mail alerts to investors by stock exchanges | 20373 | Open → |
| Aug 01, 2011 | Indicative portfolio or yield in close ended debt oriented mutual fund schemes | 20339 | Open → |
| Jul 29, 2011 | Allocation of Government debt long term limits to FIIs | 20306 | Open → |
| Jul 18, 2011 | Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 20163 | Open → |
| Jul 11, 2011 | Clarification regarding admission of Limited Liability Partnerships as members of Stock Exchanges | 20008 | Open → |
| Jul 05, 2011 | Modification of Client Codes of Non-institutional Trades Executed on Stock Exchanges (All Segments) | 20007 | Open → |
| Jul 01, 2011 | Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 20006 | Open → |
| Jun 30, 2011 | Review of Internet Based Trading (IBT) and Securities trading using Wireless Technology (STWT) | 20005 | Open → |
| Jun 20, 2011 | Periodical Report- Grant of prior approval to Bankers to an Issue | 20004 | Open → |
| Jun 20, 2011 | Periodical Report- Grant of prior approval to Debenture Trustees | 20003 | Open → |
| Jun 20, 2011 | Periodical Report - Grant of prior approval to Depository Participants | 20002 | Open → |
| Jun 17, 2011 | Shareholding of promoter/promoter group to be in dematerialized mode | 19857 | Open → |
| Jun 17, 2011 | Periodical report - Grant of prior approval to Registrars to an Issue and Share Transfer Agents | 19856 | Open → |
| Jun 17, 2011 | Periodical report - Grant of prior approval to underwriters | 19855 | Open → |
| Jun 17, 2011 | Periodical report - Grant of prior approval to merchant bankers | 19854 | Open → |
| Jun 16, 2011 | Modification to Investor Protection Fund (IPF)/ Customer Protection Fund (CPF) Guidelines | 19859 | Open → |
| Jun 16, 2011 | Change of Name by Listed Companies | 19858 | Open → |
| Jun 15, 2011 | Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity | 19861 | Open → |
| Jun 09, 2011 | Pre- funded instruments / Electronic fund transfers | 19862 | Open → |
| Jun 03, 2011 | Redemption of Indian Depository Receipts (IDRs) into Underlying Equity Shares | 19865 | Open → |
| Jun 03, 2011 | Processing of investor complaints against listed companies in SEBI Complaints Redress System - SCORES | 19864 | Open → |
| Jun 03, 2011 | Periodical Report - Grant of prior approval to members of stock exchanges/sub- brokers | 19863 | Open → |
| Jun 02, 2011 | Liquidity enhancement schemes for illiquid securities in equity derivatives segment | 19866 | Open → |
| May 19, 2011 | Option to hold units in demat form | 19795 | Open → |
| May 16, 2011 | Adjustment of differential pricing amount at the time of application for allotment of specified securities | 19754 | Open → |
| May 13, 2011 | Clarification on circular dated December 3, 2009 on 'Dealings between a Client and a Stock broker | 19756 | Open → |
| May 13, 2011 | Self Clearing Member in the Currency Derivatives Segment | 19755 | Open → |
| May 12, 2011 | Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity | 19757 | Open → |
| Apr 29, 2011 | Applications Supported by Blocked Amount (ASBA) facility | 19534 | Open → |
| Apr 27, 2011 | Review of Annual Issuers charges | 19535 | Open → |
| Apr 07, 2011 | Limitation period for filing an arbitration reference | 19536 | Open → |
| Mar 31, 2011 | FII Investment in corporate bonds infra long term category | 19482 | Open → |
| Mar 29, 2011 | Dissemination of further information about FII activity - Discontinuance of Reporting | 19483 | Open → |
| Mar 22, 2011 | Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement - December 2010 and January 2011 | 17804 | Open → |
| Mar 16, 2011 | Listing Agreement for Securitized Debt Instruments | 17805 | Open → |
| Mar 09, 2011 | Usage of Load Account | 16167 | Open → |
| Mar 08, 2011 | Allocation of Government debt long term and corporate debt - old investment limits to FIIs | 16169 | Open → |
| Mar 07, 2011 | Futures on 91-day Government of India Treasury-Bill | 16170 | Open → |
| Feb 09, 2011 | Arbitration mechanism of stock exchanges - Applicability of the provisions of the Limitation Act, 1963 | 15205 | Open → |
| Jan 27, 2011 | Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 14888 | Open → |
| Jan 18, 2011 | Addendum to the Circular No. CIR/IMD/FIIC/1/2011 | 14396 | Open → |
| Jan 17, 2011 | Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity | 14397 | Open → |
| Jan 11, 2011 | Introduction of Derivative Contracts on Foreign Stock Indices | 14398 | Open → |
| Jan 03, 2011 | Modifications to client code post trade execution | 14399 | Open → |
