| Date | Title | SEBI ID | Document |
|---|
| Dec 19, 2012 | Requirement of Base Minimum Capital for Stock Broker and Trading Member | 23978 | Open → |
| Dec 17, 2012 | Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement | 23964 | Open → |
| Dec 13, 2012 | Pre-Trade Risk Controls | 23951 | Open → |
| Dec 13, 2012 | Procedural norms on Recognitions, Ownership and Governance for Stock Exchanges and Clearing Corporations | 23950 | Open → |
| Dec 07, 2012 | Oversight of Members (Stock Brokers/Trading Members/Clearing Members of any segment of Stock Exchanges/Clearing Corporations) | 23922 | Open → |
| Dec 06, 2012 | Rajiv Gandhi Equity Savings Scheme, 2012 | 23916 | Open → |
| Nov 27, 2012 | Inventory Management for Market Makers of SME Exchange / Platform | 23850 | Open → |
| Nov 22, 2012 | Review of the Securities Lending and Borrowing (SLB) Framework | 23827 | Open → |
| Nov 20, 2012 | Mini derivative (Futures & Options) contract on Index (Sensex & Nifty) | 23820 | Open → |
| Nov 19, 2012 | Amendments to SEBI (Mutual Funds) Regulations, 1996 | 23808 | Open → |
| Nov 15, 2012 | Participation of mutual funds in Credit Default Swaps (CDS) Market as Users ('Protection Buyers') and in repo, in corporate debt securities | 23775 | Open → |
| Nov 07, 2012 | Arbitration Mechanism in Stock Exchanges | 23735 | Open → |
| Nov 07, 2012 | Debt Allocation Mechanism for FII | 23734 | Open → |
| Nov 02, 2012 | Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 23705 | Open → |
| Nov 01, 2012 | Modification/ Change of name in the Beneficial Owner (BO) account | 23689 | Open → |
| Oct 15, 2012 | General Order - SEBI (Framework For Rejection Of Draft Offer Documents) Order, 2012 | 23634 | Open → |
| Oct 04, 2012 | Public issues in electronic form and use of nationwide broker network of Stock Exchanges for submitting application forms | 23558 | Open → |
| Sep 26, 2012 | Review of Margining with respect to Exchange Traded Funds (ETFs) | 23507 | Open → |
| Sep 25, 2012 | Application Supported by Blocked Amount (ASBA) | 23498 | Open → |
| Sep 21, 2012 | Processing of Investor complaints against KRA {KYC (Know Your Client) Registration Agency} in SEBI Complaints Redress System (SCORES) | 23488 | Open → |
| Sep 21, 2012 | Printing of Grievances Redressal Mechanism on Delivery Instruction Form Book | 23486 | Open → |
| Sep 13, 2012 | Steps to re-energise Mutual Fund Industry | 23440 | Open → |
| Sep 13, 2012 | Application Supported by Blocked Amount (ASBA) facility in public/ rights issue | 23435 | Open → |
| Sep 11, 2012 | Addendum to Circular No. CIR/MRD/DP/21/2012 dated August 2, 2012 | 23422 | Open → |
| Sep 05, 2012 | Know Your Client Requirements | 23379 | Open → |
| Sep 03, 2012 | Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 23363 | Open → |
| Aug 29, 2012 | Manner of achieving minimum public shareholding requirements in terms of SCRR, 1957 | 23318 | Open → |
| Aug 28, 2012 | Redemption of Indian Depository Receipts (IDRs) into Underlying Equity Shares | 23312 | Open → |
| Aug 27, 2012 | Facility for a Basic Services Demat Account (BSDA) | 23309 | Open → |
| Aug 27, 2012 | Rationalisation of sub broker surrender Process | 23305 | Open → |
| Aug 22, 2012 | Filing Offer Documents under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 | 23272 | Open → |
| Aug 13, 2012 | Business Responsibility Reports | 23245 | Open → |
| Aug 13, 2012 | Redressal of investor grievances against listed companies in SEBI Complaints Redress System (SCORES) | 23243 | Open → |
| Aug 13, 2012 | Amendment to the Equity Listing Agreement - Manner of Dealing with Audit Reports filed by Listed companies | 23242 | Open → |
| Aug 13, 2012 | Aadhaar Letter as Proof of Address for Know Your Client (KYC) norms | 23238 | Open → |
| Aug 02, 2012 | Direct Market Access - Clarification | 23183 | Open → |
| Aug 02, 2012 | Activation of ISIN in case of additional issue of shares/ securities | 23182 | Open → |
| Jul 27, 2012 | System for Making Application to Public Issue of Debt Securities | 23166 | Open → |
| Jul 25, 2012 | Contents of Application Form and Abridged Prospectus for Public Issue of Debt Securities | 23151 | Open → |
| Jul 23, 2012 | Revision of Eligibility Criteria for Stocks in Derivatives Segment | 23131 | Open → |
| Jul 20, 2012 | Amendment in QFI definition and QFI investment in debt mutual fund schemes which invest in infrastructure | 23125 | Open → |
| Jul 20, 2012 | Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 23122 | Open → |
| Jul 18, 2012 | Comprehensive guidelines on Offer For Sale (OFS) of Shares by Promoters through the Stock Exchange Mechanism | 23115 | Open → |
| Jul 18, 2012 | QFI Investment in Corporate Debt | 23111 | Open → |
| Jul 16, 2012 | Investment Liquid MF | 23096 | Open → |
| Jul 13, 2012 | Amendment to the Equity Listing Agreement - Platform for E-Voting by Shareholders of Listed Entities | 23082 | Open → |
| Jul 05, 2012 | Review of Regulatory Compliance and Periodic Reporting | 23066 | Open → |
| Jul 05, 2012 | Reduction of Time-line for Transfer of Equity Shares and Prescription of Time-line for Transfer of Debt Securities | 23064 | Open → |
| Jun 26, 2012 | FII Investment in Government debt long term and corporate debt long term infra category | 23027 | Open → |
| Jun 22, 2012 | Clarification to the Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) Circular dated April 13, 2012' | 23014 | Open → |
| Jun 15, 2012 | Redressal of complaints against Stock Exchanges (SEs) and Depositories through SEBI Complaints Redress System (SCORES) | 22986 | Open → |
| Jun 14, 2012 | Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 22983 | Open → |
| Jun 07, 2012 | Reporting of Offshore Derivative Instruments (ODIs)/ Participatory Notes (PNs) activity | 22956 | Open → |
| Jun 07, 2012 | Revision in framework for Qualified Foreign Investor (QFI) investment in Equity Shares and Mutual Fund schemes | 22955 | Open → |
| May 30, 2012 | Exit Policy for De-recognized/ Non-operational Stock Exchanges | 22825 | Open → |
| May 23, 2012 | Revised Position Limits for Trading Member (Banks) in Exchange Traded USD:INR derivative contracts | 22800 | Open → |
| May 14, 2012 | Review of Regulatory Compliance and Periodic Reporting | 22759 | Open → |
| May 03, 2012 | Filing Offer Documents under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 | 22677 | Open → |
| Apr 27, 2012 | Auction calendar for allocation of FII debt limit | 22665 | Open → |
| Apr 23, 2012 | Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 22624 | Open → |
| Apr 16, 2012 | Processing of investor complaints against companies applying for listing of debt securities in SEBI SCORES system | 22585 | Open → |
| Apr 16, 2012 | Amendments to the Equity Listing Agreement-Formats for Disclosure of Financial Results | 22579 | Open → |
| Apr 13, 2012 | Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) | 22564 | Open → |
| Apr 13, 2012 | Uploading of the existing clients KYC details in the KYC Registration Agency (KRA) system by the intermediaries | 22562 | Open → |
| Apr 13, 2012 | Processing of investor complaints against listed companies in SEBI Complaints Redress System (SCORES): Intimation to Stock Exchanges | 22561 | Open → |
| Apr 12, 2012 | Allocation of debt limits to FIIs | 22543 | Open → |
| Mar 30, 2012 | Broad Guidelines on Algorithmic Trading | 22471 | Open → |
| Mar 30, 2012 | Exemptions from 100% promoter(s) holding in demat form | 22461 | Open → |
| Mar 29, 2012 | Review of Regulatory Compliance and Periodic Reporting | 22445 | Open → |
| Mar 12, 2012 | Allocation of debt limits in corporate debt old and Government Debt long term category to FIIs | 22324 | Open → |
| Mar 05, 2012 | Clearing and Settlement of OTC trades in Commercial Paper (CPs) & Certificates of Deposit (CDs) | 22282 | Open → |
| Feb 28, 2012 | Circular for Mutual Funds | 22238 | Open → |
| Feb 28, 2012 | Circular on Mutual Funds | 22231 | Open → |
| Feb 27, 2012 | Offer For Sale of Shares by Promoters through the Stock Exchange Mechanism -Clarification | 22222 | Open → |
| Feb 23, 2012 | Offer For Sale of Shares by Promoters through the Stock Exchange Mechanism | 22203 | Open → |
| Feb 21, 2012 | Standardized lot size for SME Exchange/Platform | 22185 | Open → |
| Feb 17, 2012 | Allocation of Corporate debt long term category to FIIs | 22171 | Open → |
| Feb 15, 2012 | Investor Grievance Redressal Mechanism at Stock Exchanges | 22149 | Open → |
| Feb 09, 2012 | Guidelines in respect of the disclosures to be made in the Letter of offer in respect of Buy-back of securities in terms of SEBI (Buy-back of Securities) Regulations, 1998 and Format of Standard letter of offer. | 22134 | Open → |
| Feb 08, 2012 | Amendments to the Equity Listing Agreement | 22127 | Open → |
| Feb 01, 2012 | Offer For Sale of Shares by Promoters through the Stock Exchange Mechanism | 22099 | Open → |
| Jan 25, 2012 | Eligibility criteria for qualified depository participant | 22031 | Open → |
| Jan 20, 2012 | Composition of arbitration committee | 22003 | Open → |
| Jan 20, 2012 | Investor Grievance Redressal Mechanism at Stock Exchanges | 22002 | Open → |
| Jan 20, 2012 | Trade controls in Normal Trading Session for Initial Public Offering (IPO) and other category of scrips | 22001 | Open → |
| Jan 20, 2012 | Call Auction in Pre-open session for Initial Public Offering (IPO) and other category of scrips | 22000 | Open → |
| Jan 13, 2012 | Investment by Qualified Foreign Investors (QFI) in Indian equity shares | 21971 | Open → |
| Jan 10, 2012 | Disclosure of Track Record of the public issues managed by Merchant Bankers | 21940 | Open → |
| Jan 03, 2012 | Changes in Re-investment period of FII Debt Limit | 21904 | Open → |
