| Date | Title | SEBI ID | Document |
|---|
| Dec 26, 2013 | Know Your Client Requirements | 25950 | Open → |
| Dec 19, 2013 | Rationalization of Periodic Call Auction for Illiquid Scrips | 25905 | Open → |
| Dec 19, 2013 | Declaration and Undertaking regarding PCC, MCV or equivalent structure by FIIs | 25904 | Open → |
| Dec 19, 2013 | Deposit Requirements for members of the Debt Segment | 25903 | Open → |
| Dec 16, 2013 | Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement | 25878 | Open → |
| Dec 05, 2013 | Exchange Traded Cash Settled Interest Rate Futures (IRF) on 10-Year Government of India Security | 25838 | Open → |
| Dec 04, 2013 | Simplification of demat account opening process | 25828 | Open → |
| Dec 03, 2013 | Illustrative format of Statement of Assets & Liabilities in SEBI (ICDR) Regulations, 2009 | 25815 | Open → |
| Nov 29, 2013 | Circular on extension of timeline for alignment of employee benefit schemes with the SEBI (ESOS and ESPS) Guidelines, 1999 | 25797 | Open → |
| Nov 29, 2013 | Circular on Infrastructure Debt Fund | 25793 | Open → |
| Nov 28, 2013 | Investments by FIIs/QFIs in Credit Enhanced Bonds | 25784 | Open → |
| Nov 18, 2013 | Compliance with the provisions of Equity Listing Agreement by listed companies-Monitoring by Stock Exchanges | 25713 | Open → |
| Nov 06, 2013 | System Audit of Stock Brokers / Trading Members | 25675 | Open → |
| Oct 29, 2013 | Issues pertaining to primary issuance of debt securities - Amendment to Simplified Debt Listing Agreement | 25622 | Open → |
| Oct 28, 2013 | Disclosure of Investor Complaints on websites of Stock Exchanges | 25603 | Open → |
| Oct 28, 2013 | Standardisation and Simplification of Procedures for Transmission of Securities | 25599 | Open → |
| Oct 24, 2013 | Listing of specified securities of small and medium enterprises on the Institutional Trading Platform in a SME Exchange without making an initial public offer. | 25580 | Open → |
| Oct 23, 2013 | General Information Document | 25578 | Open → |
| Oct 22, 2013 | Centralized Database for Corporate Bonds/ Debentures | 25573 | Open → |
| Oct 18, 2013 | Gold Exchange Traded Fund Scheme (Gold ETFs) and Gold Deposit Scheme (GDS) of Banks | 25561 | Open → |
| Oct 08, 2013 | Know Your Client Requirements | 25503 | Open → |
| Oct 04, 2013 | Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure | 25494 | Open → |
| Sep 30, 2013 | Amendment to bye-laws of recognised stock exchanges with respect to non-compliance of certain listing conditions and adopting Standard Operating Procedure for suspension and revocation of trading of shares of listed entities for such non compliances | 25451 | Open → |
| Sep 30, 2013 | Simplification of registration requirements for Stock Brokers | 25445 | Open → |
| Sep 26, 2013 | Investor Grievance Redressal Mechanism | 25433 | Open → |
| Sep 26, 2013 | Arbitration Mechanism - Fees for Appellate Arbitration | 25432 | Open → |
| Sep 24, 2013 | Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement | 25409 | Open → |
| Sep 17, 2013 | Formats for filing reports in terms of regulations 15(i) and 20(j) of SEBI (Buy Back of Securities) Regulations, 1998 | 25390 | Open → |
| Sep 13, 2013 | Debt Allocation Mechanism for FII/QFI - Government debt securities | 25372 | Open → |
| Sep 12, 2013 | KYC Requirements for Eligible Foreign investors | 25366 | Open → |
| Sep 12, 2013 | Risk Management Framework for Dedicated Debt Segment on Stock Exchanges | 25364 | Open → |
| Sep 04, 2013 | Circular on Principles of Financial Market Infrastructures | 25311 | Open → |
| Sep 03, 2013 | Index based market-wide circuit breaker mechanism | 25303 | Open → |
| Aug 27, 2013 | General Guidelines for dealing with Conflicts of Interest of Intermediaries,Recognised Stock Exchanges, Recognised Clearing Corporations, Depositories and their Associated Persons in Securities Market | 25256 | Open → |
| Aug 19, 2013 | Testing of software used in or related to Trading and Risk Management | 25201 | Open → |
| Aug 13, 2013 | Investment by Qualified Foreign Investors (QFIs) in 'to be listed' Indian Corporate Debt Securities | 25181 | Open → |
| Aug 07, 2013 | Circular for Application for change in category of the Alternative Investment Fund | 25162 | Open → |
| Jul 31, 2013 | Utilisation period for Government Debt Limits | 25126 | Open → |
| Jul 30, 2013 | Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement | 25122 | Open → |
| Jul 29, 2013 | Circular for operational, prudential and reporting requirements for Alternative Investment Funds | 25105 | Open → |
| Jul 09, 2013 | FII/QFI investments in Security Receipts | 25026 | Open → |
| Jul 08, 2013 | Modification of Position lImits and increasing margins in the Currency Derivative Segment | 25019 | Open → |
| Jul 05, 2013 | Arbitration Mechanism in Stock Exchanges - jurisdiction | 25012 | Open → |
| Jul 05, 2013 | Arbitration Mechanism in Stock Exchanges - Investor Service Centres | 25011 | Open → |
| Jun 12, 2013 | Enhancement in Foreign Investment limits in Government debt | 24888 | Open → |
| Jun 11, 2013 | Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement | 24881 | Open → |
| Jun 05, 2013 | Clarification on SEBI's Circular dated August 13, 2012 providing for the 'Manner of Dealing with Audit Reports filed by Listed Companies | 24861 | Open → |
| May 30, 2013 | Review of the Securities Lending and Borrowing (SLB) framework | 24825 | Open → |
| May 30, 2013 | Comprehensive guidelines on Offer For Sale (OFS) of Shares by Promoters through the Stock Exchange Mechanism | 24824 | Open → |
| May 21, 2013 | Scheme of Arrangement under the Companies Act, 1956-Revised requirements for the Stock Exchanges and Listed Companies - Clarification | 24791 | Open → |
| May 21, 2013 | Broad guidelines on Algorithmic Trading | 24790 | Open → |
| May 13, 2013 | Clarification on SEBI Circular No. CIR/CFD/DIL/3/2013 dated January 17, 2013 - Amendments to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999 and Equity Listing Agreement | 24750 | Open → |
| Apr 29, 2013 | Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement | 24672 | Open → |
| Apr 23, 2013 | Circular on Infrastructure Debt Fund | 24650 | Open → |
| Apr 17, 2013 | Redress of investor grievances through SCORES | 24632 | Open → |
| Apr 08, 2013 | Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement | 24585 | Open → |
| Apr 01, 2013 | Rationalisation of Debt Limits | 24554 | Open → |
| Mar 28, 2013 | Amendment to SEBI {(Know Your Client) Registration Agency} Regulations, 2011 and relevant circulars | 24537 | Open → |
| Mar 21, 2013 | Usage of electronic payment modes for making cash payments to the investors | 24503 | Open → |
| Mar 20, 2013 | Corporate bonds and Government securities as collateral | 24496 | Open → |
| Mar 18, 2013 | Product Labeling in Mutual Funds | 24491 | Open → |
| Mar 18, 2013 | Arbitration Mechanism through Stock Exchanges - Introduction of Automatic Process and Common Pool of arbitrators | 24490 | Open → |
| Mar 05, 2013 | Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement | 24394 | Open → |
| Mar 01, 2013 | Guidelines for Enabling Partial Two-Way Fungibility of Indian Depository Receipts (IDRs) | 24379 | Open → |
| Feb 15, 2013 | Gold Exchange Traded Fund Scheme (Gold ETFs) - Investment in Gold Deposit Scheme (GDS) of Banks | 24303 | Open → |
| Feb 14, 2013 | Introduction of Periodic Call Auction for Illiquid Scrips and Extension of Pre-Open Session to all Scrips | 24299 | Open → |
| Feb 08, 2013 | Liquidity Enhancement Schemes for Illiquid Securities in Equity Cash market | 24278 | Open → |
| Feb 08, 2013 | Increase in FII debt limit for Government and Corporate Debt category | 24277 | Open → |
| Feb 06, 2013 | Time Period for initial offering and allotment of units of Mutual Fund Scheme eligible under Rajiv Gandhi Equity Savings Scheme, 2012 (RGESS) | 24267 | Open → |
| Feb 04, 2013 | Scheme of Arrangement under the Companies Act 1956 - Revised requirements for the Stock Exchanges and Listed Companies | 24247 | Open → |
| Jan 25, 2013 | Comprehensive guidelines on Offer For Sale (OFS) of Shares by Promoters through the Stock Exchange Mechanism. | 24209 | Open → |
| Jan 24, 2013 | Guidelines for providing dedicated Debt Segment on Stock Exchanges | 24208 | Open → |
| Jan 24, 2013 | Guidelines on Identification of Beneficial Ownership | 24206 | Open → |
| Jan 23, 2013 | Application Supported by Blocked Amount (ASBA) facility | 24202 | Open → |
| Jan 21, 2013 | Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement | 24190 | Open → |
| Jan 17, 2013 | Amendments to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999 and Equity Listing Agreement | 24173 | Open → |
| Jan 04, 2013 | Rationalisation process for obtaining PAN by Investors | 24102 | Open → |
| Jan 03, 2013 | Clarification on Clause 36 of the Equity Listing Agreement | 24084 | Open → |
| Jan 02, 2013 | Application Supported by Blocked Amount (ASBA) facility in public/ rights issue | 24081 | Open → |
| Jan 01, 2013 | Debt Allocation Mechanism for FII | 24062 | Open → |
