| Date | Title | SEBI ID | Document |
|---|
| Dec 27, 2016 | Review of the position limits available to Stock Brokers / Foreign Portfolio Investors (FPIs) - Category I & II / Mutual Funds (MFs) for stock derivatives contracts | 33876 | Open → |
| Dec 23, 2016 | Filing of Forms PAS-4 and PAS-5 in case of issuance of debt securities on private placement basis | 33854 | Open → |
| Dec 21, 2016 | System-driven disclosures in Securities Market | 33844 | Open → |
| Dec 20, 2016 | Enhanced Supervision of Stock Brokers and Depository Participants | 33830 | Open → |
| Dec 16, 2016 | Applicability of Principles of Financial Market Infrastructures (PFMIs) on Commodity Derivatives Exchanges | 33803 | Open → |
| Dec 02, 2016 | Spread margin benefit | 33753 | Open → |
| Dec 01, 2016 | Review of guidelines for Co-location / proximity hosting facility offered by stock exchanges | 33747 | Open → |
| Nov 28, 2016 | Guidelines for functioning of Stock Exchanges and Clearing Corporations in International Financial Services Centre (IFSC) | 33723 | Open → |
| Nov 17, 2016 | Investment trading in securities by employees of AMC(s) and Trustees of Mutual Funds | 33674 | Open → |
| Nov 17, 2016 | Review of requirement for copy of PAN Card to open accounts of FPIs | 33672 | Open → |
| Nov 11, 2016 | Clarification on aspects related to day count convention for debt securities issued under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008 | 33659 | Open → |
| Nov 10, 2016 | Uploading of the existing clients' KYC details with Central KYC Records Registry (CKYCR) System by the registered intermediaries | 33654 | Open → |
| Oct 19, 2016 | Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure | 33498 | Open → |
| Oct 14, 2016 | Bullion as collateral | 33462 | Open → |
| Oct 10, 2016 | Exclusively listed companies of De-recognized/Non-operational/exited Stock Exchanges placed in the Dissemination Board (DB) | 33437 | Open → |
| Oct 03, 2016 | Investments by FPIs in Government securities | 33407 | Open → |
| Sep 28, 2016 | List of Commodities Notified under SCRA | 33359 | Open → |
| Sep 28, 2016 | Introduction of Options in Commodity Derivatives Market | 33358 | Open → |
| Sep 27, 2016 | Revised Warehousing Norms in the Commodity Derivatives Market for Agricultural and Agri-processed Commodities Traded on the National Commodity Derivatives Exchanges | 33348 | Open → |
| Sep 27, 2016 | Sharing of Information in case of Declaration of Member as Defaulter in case of Multiple Membership | 33347 | Open → |
| Sep 27, 2016 | Disclosure by Commodity Derivative Exchanges on their Websites | 33346 | Open → |
| Sep 27, 2016 | Portfolio Management Services (PMS) in Commodity Derivatives Market | 33345 | Open → |
| Sep 27, 2016 | Broad Guidelines on Algorithmic Trading for National Commodity Derivatives Exchanges | 33344 | Open → |
| Sep 27, 2016 | Position Limits for Commodity Derivatives, clubbing of open positions, penalties for violation of position limits | 33343 | Open → |
| Sep 27, 2016 | Spread Margin Benefits | 33342 | Open → |
| Sep 26, 2016 | Enhanced Supervision of Stock Brokers and Depository Participants | 33334 | Open → |
| Sep 26, 2016 | Circular on Investor Protection Fund (IPF) and its related matters | 33332 | Open → |
| Sep 26, 2016 | Commodity derivatives Miscellaneous norms | 33331 | Open → |
| Sep 23, 2016 | Regulatory Framework for Commodity Derivatives Brokers | 33317 | Open → |
| Sep 21, 2016 | Staggered delivery, early delivery system, early pay-in facility, penalty on delivery default, fixation of FSP and changes in expiry dates | 33301 | Open → |
| Sep 20, 2016 | Consolidated Account Statement | 33295 | Open → |
| Sep 20, 2016 | Permission for trading in futures contracts and modification in contract specifications at exchange level | 33286 | Open → |
| Sep 16, 2016 | Unique Client Code (UCC) and Mandatory requirement of Permanent Account Number (PAN) | 33239 | Open → |
| Sep 16, 2016 | Settlement Guarantee Fund, Stress Testing and Base Minimum Capital | 33237 | Open → |
| Sep 15, 2016 | Standardization and Simplification of Procedures for Transmission of Securities | 33233 | Open → |
| Sep 07, 2016 | Restrictions on Promoters and Whole-Time Directors of Compulsorily Delisted Companies Pending Fulfillment of Exit Offers to the Shareholders | 33148 | Open → |
| Sep 07, 2016 | Daily Price Limits (DPL) for Non-Agricultural Commodity Derivatives/First day DPL for All Commodity Derivatives | 33147 | Open → |
| Sep 07, 2016 | Transaction Charges by Commodity Derivatives Exchanges | 33146 | Open → |
| Sep 07, 2016 | Mechanism for regular monitoring of and penalty for short-collection/non-collection of margins from clients | 33145 | Open → |
| Sep 07, 2016 | Guidelines for Due Date Rate (DDR) fixation for Regional Commodity Derivatives Exchanges | 33144 | Open → |
| Sep 02, 2016 | Spot Price Polling Mechanism | 33123 | Open → |
| Sep 01, 2016 | Additional risk management norms for national commodity derivatives exchanges | 33112 | Open → |
| Aug 30, 2016 | Trading Hours/ Trading Holidays on Commodity Derivatives Exchanges | 33093 | Open → |
| Aug 30, 2016 | Price Dissemination through SMS/Electronic Communication Facility | 33092 | Open → |
| Aug 30, 2016 | Maintenance and Preservation of Records | 33091 | Open → |
| Aug 19, 2016 | Modification of Client Codes post Execution of Trades on National and Regional Commodity Derivatives Exchanges Clarification | 33012 | Open → |
| Aug 19, 2016 | Programmes sponsored by the Exchanges through media channels | 33011 | Open → |
| Aug 19, 2016 | Position Limits for Hedgers | 33010 | Open → |
| Aug 11, 2016 | Annual System Audit for Trading members of National Commodity Derivatives Exchanges | 32964 | Open → |
| Aug 10, 2016 | Revised Formats for Financial Results and Implementation of Ind AS by listed entities which have listed their debt securities and/or non-cumulative redeemable preference shares | 32958 | Open → |
| Aug 10, 2016 | Circular on Mutual Funds | 32955 | Open → |
| Aug 04, 2016 | Foreign Investment in Rupee denominated bonds issued overseas by Indian Corporates | 32932 | Open → |
| Jul 21, 2016 | Operationalisation of Central KYC Records Registry (CKYCR) | 32870 | Open → |
| Jul 15, 2016 | Acceptance of Fixed Deposit Receipts (FDRs) by Clearing Corporations | 32845 | Open → |
| Jul 12, 2016 | Simplification of Account Opening Kit | 32830 | Open → |
| Jun 29, 2016 | Clarification regarding grandfathering of ODI issuers and modification of replies of FAQ 70 and FAQ 71 of SEBI FAQs to SEBI (FPI) Regulations, 2014 | 32747 | Open → |
| Jun 22, 2016 | Review of the framework of position limits for currency derivatives contracts | 32671 | Open → |
| Jun 10, 2016 | Know Your Client (KYC) norms for ODI subscribers, transferability of ODIs, reporting of suspicious transactions, periodic review of systems and modified ODI reporting format | 32628 | Open → |
| Jun 07, 2016 | Investor Protection Fund (IPF) of Depositories | 32610 | Open → |
| May 31, 2016 | Restriction on redemption in Mutual Funds | 32577 | Open → |
| May 04, 2016 | Investment Policy, Liquid Assets for the purpose of Calculation of Net Worth of a Clearing Corporation and Transfer of Profits | 32475 | Open → |
| May 03, 2016 | Amendment to Circular No. CIR/CFD/DIL3/18/2015 dated December 31, 2015 - Procedure to deal with cases prior to April 01, 2014 involving offer / allotment of securities to more than 49 up to 200 investors in a financial year | 32473 | Open → |
| Apr 25, 2016 | Disclosure of Proprietary Trading by Commodity Derivatives Broker to Client and Pro - account Trading terminal | 32419 | Open → |
| Apr 21, 2016 | Electronic book mechanism for issuance of debt securities on private placement basis | 32405 | Open → |
| Mar 31, 2016 | Clarification regarding applicability of Indian Accounting Standards to disclosures in offer documents under SEBI (ICDR) Regulations, 2009 | 32225 | Open → |
| Mar 29, 2016 | Investments by FPIs in Government securities | 32159 | Open → |
| Mar 29, 2016 | Modification of Client Codes post Execution of Trades on National and Regional Commodity Derivatives Exchanges | 32151 | Open → |
| Mar 29, 2016 | Cyber Security and Cyber Resilience framework of National Commodity Derivatives Exchanges | 32150 | Open → |
| Mar 18, 2016 | Circular on Mutual Funds | 31942 | Open → |
| Mar 17, 2016 | Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015 (IFSC Guidelines) - Inclusion of Commodity Derivatives | 31906 | Open → |
| Mar 15, 2016 | Investments by FPIs in REITs, InvIts, AIFs and corporate bonds under default | 31893 | Open → |
| Mar 09, 2016 | Introduction of Exchange Traded Cross Currency Derivatives contracts on EUR-USD, GBP-USD and USD-JPY currency pairs and Exchange Traded Option contracts on EUR-INR, GBP-INR and JPY-INR currency pairs | 31858 | Open → |
| Feb 25, 2016 | Circular on Mutual Funds | 31759 | Open → |
| Feb 15, 2016 | Review of Offer for Sale (OFS) of Shares through Stock Exchange Mechanism | 31667 | Open → |
| Feb 15, 2016 | Circular on Mutual Funds | 31660 | Open → |
| Jan 29, 2016 | Revision in Position Limits for Agricultural Commodities | 31581 | Open → |
| Jan 22, 2016 | Know Your Client Requirements - Clarification on voluntary adaptation of Aadhaar based e-KYC process | 31536 | Open → |
| Jan 22, 2016 | Amendment to SEBI Circular CIR/MRD/DSA/33/2012 dated December 13, 2012 pursuant to amendment in Regulation 2(1)(b) of SECC Regulations, 2012 | 31534 | Open → |
| Jan 21, 2016 | Clarification Circular on Streamlining the Process of Public Issue of Equity Shares and Convertibles | 31523 | Open → |
| Jan 15, 2016 | Reduction in Daily Price Limits& Near month Position Limits for Agricultural Commodity Derivatives and Suspension of Forward Segment | 31488 | Open → |
| Jan 15, 2016 | Revised Position Limits for Currency Derivatives Contracts | 31487 | Open → |
| Jan 11, 2016 | Mandatory requirements/Exit Policy for Commodity Derivatives Exchanges | 31456 | Open → |
| Jan 01, 2016 | Circular on Compliance with SECC by Listed Stock Exchanges | 31402 | Open → |
| Jan 01, 2016 | Revised Contents of Application-Cum-Bidding Form and Manner of disclosure | 31400 | Open → |
