| Date | Title | SEBI ID | Document |
|---|
| Dec 31, 2020 | Procedural Guidelines for Proxy Advisors | 48633 | Open → |
| Dec 31, 2020 | Circular on Mutual Funds | 48630 | Open → |
| Dec 31, 2020 | Relaxation in timelines for compliance with regulatory requirements | 48625 | Open → |
| Dec 31, 2020 | Creation of Security in issuance of listed debt securities and ‘due diligence’ by debenture trustee(s) - Extension of timeline for implementation | 48621 | Open → |
| Dec 21, 2020 | Core Settlement Guarantee Fund, Default Waterfall and Stress Test for Limited Purpose Clearing Corporation (LPCC) | 48496 | Open → |
| Dec 21, 2020 | Review of inclusion of Historical Scenarios in Standardized Stress Testing in Commodity Derivatives Segment | 48494 | Open → |
| Dec 18, 2020 | Framework for issue of Depository Receipts - Clarifications | 48477 | Open → |
| Dec 08, 2020 | Additional Payment Mechanism (i.e. ASBA, etc.) for Payment of Balance Money in Calls for partly paid specified securities issued by the listed entity | 48378 | Open → |
| Dec 02, 2020 | Operational guidelines for Transfer and Dematerialization of re-lodged physical shares | 48336 | Open → |
| Dec 01, 2020 | Relaxation in timelines for compliance with regulatory requirements | 48324 | Open → |
| Nov 24, 2020 | Testing of software used in or related to Trading and Risk Management | 48244 | Open → |
| Nov 23, 2020 | Introduction of Unified Payments Interface (UPI) mechanism and Application through Online interface and Streamlining the process of Public issues of securities under - SEBI (Issue and Listing of Debt Securities) Regulations, 2008 (ILDS Regulations), SEBI (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013 (NCRPS Regulations), SEBI (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 (SDI Regulations) and SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 (ILDM Regulations) | 48235 | Open → |
| Nov 13, 2020 | Non-compliance with provisions related to continuous disclosures | 48171 | Open → |
| Nov 12, 2020 | Monitoring and Disclosures by Debenture Trustee(s) | 48159 | Open → |
| Nov 06, 2020 | Circular on Norms regarding holding of liquid assets in open ended debt schemes & stress testing of open ended debt schemes | 48110 | Open → |
| Nov 06, 2020 | Circular on Introduction of “Flexi Cap Fund” as a new category under Equity Schemes | 48108 | Open → |
| Nov 06, 2020 | Outsourcing of activities, Business Continuity Plan and Disaster Recovery, and Cyber Security and Cyber Resilience framework - Limited Purpose Clearing Corporation | 48106 | Open → |
| Nov 06, 2020 | Investor Grievance Redressal Mechanism | 48105 | Open → |
| Nov 05, 2020 | Circular on Enhancement of Overseas Investment limits for Mutual Funds | 48090 | Open → |
| Nov 03, 2020 | Advisory for Financial Sector Organizations regarding Software as a Service (SaaS) based solutions | 48081 | Open → |
| Nov 03, 2020 | Creation of Security in issuance of listed debt securities and ‘due diligence’ by debenture trustee(s) | 48074 | Open → |
| Nov 03, 2020 | Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of Rule 19 of the Securities Contracts (Regulation) Rules, 1957 | 48064 | Open → |
| Oct 22, 2020 | Processing of applications for registrations of AIFs and launch of schemes | 47956 | Open → |
| Oct 22, 2020 | Clarification on SEBI Circular SEBI/HO/OIAE/IGRD/CIR/P/2020/152 dated 13 August, 2020 on Investor grievances redressal mechanism – Handling of SCORES complaints by stock exchanges and Standard Operating Procedure for non-redressal of grievances by listed companies. | 47953 | Open → |
| Oct 22, 2020 | Contribution by Issuers of listed or proposed to be listed debt securities towards creation of “Recovery Expense Fund | 47939 | Open → |
| Oct 19, 2020 | Utilization of Fund Created out of the Regulatory Fee Forgone by SEBI – Additional Guidelines | 47897 | Open → |
| Oct 13, 2020 | Standardisation of procedure to be followed by Debenture Trustee(s) in case of ‘Default’ by Issuers of listed debt securities | 47855 | Open → |
| Oct 08, 2020 | Circular on Guidelines on Inter Scheme Transfers of Securities | 47817 | Open → |
| Oct 06, 2020 | Issuance, listing and trading of Perpetual Non-Cumulative Preference Shares (PNCPS) and Innovative Perpetual Debt Instruments (IPDIs)/ Perpetual Debt Instruments (PDIs) (commonly referred to as Additional Tier 1 (AT 1) instruments) | 47805 | Open → |
| Oct 05, 2020 | Circular on Product Labeling in Mutual Fund schemes – Risk-o-meter | 47796 | Open → |
| Oct 05, 2020 | Circular on Review of Dividend option(s) / Plan(s) in case of Mutual Fund Schemes | 47795 | Open → |
| Oct 05, 2020 | Standardization of timeline for listing of securities issued on a private placement basis | 47790 | Open → |
| Oct 01, 2020 | Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default - Extension of timeline for submission of the Undertaking cum Indemnity bond by the Trading members (TMs) / Clearing Members (CMs) for all the bank accounts. | 47780 | Open → |
| Oct 01, 2020 | Circular on Review of provisions regarding valuation of debt and money market instruments due to the COVID - 19 pandemic | 47779 | Open → |
| Oct 01, 2020 | Relaxation in timelines for compliance with regulatory requirements | 47778 | Open → |
| Oct 01, 2020 | Framework for monitoring of foreign holding in Depository Receipts | 47777 | Open → |
| Sep 29, 2020 | Relaxation with respect to Validity of SEBI Observations and Revision in issue size | 47719 | Open → |
| Sep 28, 2020 | Recovery of assets of defaulter member and recovery of funds from debit balance clients of defaulter member for meeting the obligations of clients / Stock Exchange / Clearing Corporation | 47695 | Open → |
| Sep 28, 2020 | Operating Guidelines for Investment Advisers in International Financial Services Centre (IFSC) – Amendments | 47694 | Open → |
| Sep 23, 2020 | Guidelines for Investment Advisers | 47640 | Open → |
| Sep 23, 2020 | System-Driven Disclosures (SDD) under SEBI (SAST) Regulations, 2011 | 47632 | Open → |
| Sep 23, 2020 | Circular on Resources for Trustees of Mutual Funds | 47630 | Open → |
| Sep 21, 2020 | Write-off of shares held by FPIs | 47608 | Open → |
| Sep 21, 2020 | Alternate Risk Management Framework Applicable in case of Near Zero and Negative Prices | 47602 | Open → |
| Sep 17, 2020 | Circular on Mutual Funds | 47574 | Open → |
| Sep 16, 2020 | Listing and trading of units of Infrastructure Investment Trusts (InvITs) and Real Estate Investment Trusts (REITs) on recognized stock exchanges in International Financial Services Centres (IFSC) | 47569 | Open → |
| Sep 15, 2020 | Collection and Reporting of Margins by Trading Member (TM) / Clearing Member (CM) in Cash Segment - Clarification | 47557 | Open → |
| Sep 11, 2020 | Circular on Asset Allocation of Multi Cap Funds | 47542 | Open → |
| Sep 09, 2020 | Operating Guidelines for Portfolio Managers in International Financial Services Centre | 47522 | Open → |
| Sep 08, 2020 | Entities permitted to undertake e-KYC Aadhaar Authentication service of UIDAI in Securities Market – Addition of NSE to the list | 47502 | Open → |
| Sep 07, 2020 | Re-lodgement of Transfer Requests of shares | 47500 | Open → |
| Sep 02, 2020 | Review of provision regarding segregation of portfolio due to the COVID – 19 Pandemic | 47477 | Open → |
| Sep 02, 2020 | Disclosures on Margin obligations given by way of Pledge Re-pledge in the Depository System | 47476 | Open → |
| Sep 01, 2020 | Review of debt and money market securities transactions disclosure | 47465 | Open → |
| Aug 31, 2020 | Relaxation from default recognition due to restructuring of debt | 47447 | Open → |
| Aug 31, 2020 | Temporary relaxation in processing of documents pertaining to FPIs due to COVID-19 | 47446 | Open → |
| Aug 27, 2020 | Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker / Stock Broker and Depository Participant | 47423 | Open → |
| Aug 27, 2020 | Procedural Guidelines for Proxy Advisors’ - Extension of implementation timeline | 47412 | Open → |
| Aug 21, 2020 | Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015 - Amendments | 47375 | Open → |
| Aug 21, 2020 | Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015- Amendments | 47374 | Open → |
| Aug 18, 2020 | Corrigendum to Master Circular for Depositories dated October 25, 2019 on preservation of records | 47344 | Open → |
| Aug 13, 2020 | Investor grievances redressal mechanism – Handling of SCORES complaints by stock exchanges and Standard Operating Procedure for non-redressal of grievances by listed companies | 47325 | Open → |
| Aug 10, 2020 | Resources for Trustees of Mutual Funds | 47291 | Open → |
| Aug 07, 2020 | SEBI (International Financial Services Centres) Guidelines, 2015 - Amendment | 47281 | Open → |
| Aug 06, 2020 | Administration and Supervision of Investment Advisers | 47276 | Open → |
| Aug 03, 2020 | Procedural Guidelines for Proxy Advisors | 47250 | Open → |
| Jul 31, 2020 | Collection and Reporting of Margins by Trading Member (TM) / Clearing Member (CM) in Cash Segment | 47220 | Open → |
| Jul 29, 2020 | Implementation of SEBI circular on Margin obligations to be given by way of Pledge / Re-pledge in the Depository System | 47190 | Open → |
| Jul 29, 2020 | Relaxation in timelines for compliance with regulatory requirements | 47186 | Open → |
| Jul 29, 2020 | Relaxation in timelines for compliance with regulatory requirements | 47185 | Open → |
| Jul 27, 2020 | Relaxations relating to procedural matters - Takeover and Buy-back | 47152 | Open → |
| Jul 24, 2020 | Recording of all types of Encumbrances in Depository system | 47140 | Open → |
| Jul 24, 2020 | Relaxations relating to procedural matters - Issues and Listing | 47135 | Open → |
| Jul 22, 2020 | Circular on Transaction in Corporate Bonds/Commercial Papers through RFQ platform and enhancing transparency pertaining to debt schemes | 47116 | Open → |
| Jul 21, 2020 | Review of Stress Testing Methodology for Positions with Early Pay-in | 47103 | Open → |
| Jul 20, 2020 | Framework to Enable Verification of Upfront Collection of Margins from Clients in Cash and Derivatives segments | 47101 | Open → |
| Jul 20, 2020 | Eligibility Criteria for Selection of Underlying Commodity Futures for Options on Commodity Futures | 47100 | Open → |
| Jul 15, 2020 | Relaxation from compliance with provisions of the SEBI (Issue and Listing of Debt Securities) Regulations, 2008 (“ILDS Regulation”), SEBI (Non-Convertible Redeemable Preference Shares) Regulations, 2013 (“NCRPS Regulations”) and SEBI Circulars relating to Listing of Commercial Papers | 47071 | Open → |
| Jul 13, 2020 | Guidelines for Issue and Listing of Structured Products/ Market Linked Debentures-Amendments | 47053 | Open → |
| Jul 09, 2020 | Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015- Amendments | 47034 | Open → |
| Jul 07, 2020 | Relaxation from compliance with certain provisions of the SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 (ILDM Regulations) and certain SEBI Circulars due to the CoVID -19 virus pandemic | 47015 | Open → |
| Jul 01, 2020 | Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default | 46987 | Open → |
| Jun 30, 2020 | Collection of stamp duty on issue, transfer and sale of units of AIFs | 46983 | Open → |
| Jun 30, 2020 | Relaxation in timelines for compliance with regulatory requirements | 46967 | Open → |
| Jun 29, 2020 | Guidelines for Portfolio Managers - Extension of implementation timeline | 46959 | Open → |
| Jun 24, 2020 | Guidelines for Order-to-trade ratio (OTR) for Algorithmic Trading | 46925 | Open → |
| Jun 23, 2020 | Temporary relaxation in processing of documents pertaining to FPIs due to COVID-19 | 46915 | Open → |
| Jun 23, 2020 | Operational framework for transactions in defaulted debt securities post maturity date/ redemption date under provisions of SEBI (Issue and Listing of Debt Securities) Regulations, 2008 | 46912 | Open → |
| Jun 19, 2020 | Relaxation in timelines for compliance with regulatory requirements | 46899 | Open → |
| Jun 12, 2020 | Investment by the sponsor or asset management company in the scheme | 46848 | Open → |
| Jun 12, 2020 | Clarifications with respect to Circular dated February 05, 2020 on ‘Disclosure Standards for Alternative Investment Funds (AIFs) | 46847 | Open → |
| Jun 09, 2020 | Relaxations from certain provisions of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 in respect of Further Public Offer | 46791 | Open → |
| Jun 08, 2020 | Relaxation from compliance with certain provisions of the SEBI (Issue and Listing of Debt Securities) Regulations, 2008 and SEBI (Non-Convertible Redeemable Preference Shares) Regulations, 2013 and certain SEBI Circulars due to the COVID -19 virus pandemic | 46788 | Open → |
| Jun 05, 2020 | Participation of Mutual Funds in Commodity Derivatives Market in India | 46782 | Open → |
| Jun 05, 2020 | Framework for Regulatory Sandbox | 46778 | Open → |
| Jun 04, 2020 | Relaxation in compliance with requirements pertaining to AIFs and VCFs | 46771 | Open → |
| May 29, 2020 | Implementation of provision regarding Power of Attorney in circular dated February 25, 2020 – Extension | 46739 | Open → |
| May 26, 2020 | Guidelines for identification and selection of location as a delivery centre(s) for commodity derivatives contract | 46709 | Open → |
| May 25, 2020 | Implementation of Circular on ‘Margin obligations to be given by way of Pledge / Re-pledge in the Depository System’ - Extension | 46705 | Open → |
| May 20, 2020 | Circular on Listing of Mutual Fund schemes that are in the process of winding up | 46689 | Open → |
