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2021

142 documents in Circulars.

DateTitleSEBI IDDocument
May 31, 2021Disclosure of the following only w.r.t schemes which are subscribed by the investor: a. risk-o-meter of the scheme and the benchmark along with the performance disclosure of the scheme vis-a-vis benchmark and b. Details of the portfolio50344Open →
May 21, 2021Enhancement of overall limit for overseas investment by Alternative Investment Funds (AIFs)/Venture Capital Funds (VCFs)50219Open →
May 12, 2021Procedure for seeking prior approval for change in control of SEBI registered Portfolio Managers50116Open →
May 03, 2021Relaxation in timelines for compliance with regulatory requirements by Debenture Trustees due to the CoVID-19 pandemic50042Open →
Apr 30, 2021Timelines for updation of Scheme Information Document (SID) and Key Information Memorandum (KIM)50020Open →
Apr 29, 2021Relaxation in timelines for compliance with regulatory requirements50007Open →
Apr 29, 2021Addendum to SEBI Circular on “Relaxation in adherence to prescribed timelines issued by SEBI due to Covid 19” dated April 13, 202050006Open →
Apr 29, 2021Relaxation from compliance with certain provisions of the SEBI (Listing Obligations Disclosure Requirements) Regulations, 2015 / other applicable circulars due to the CoVID-19 pandemic50001Open →
Apr 29, 2021Disclosure of the following only w.r.t schemes which are subscribed by the investor: (a) risk-o-meter of the scheme and the benchmark along with the performance disclosure of the scheme vis-à-vis benchmark and (b) Details of the portfolio49992Open →
Apr 28, 2021Alignment of interest of Key Employees of Asset Management Companies (AMCs) with the Unitholders of the Mutual Fund Schemes49979Open →
Apr 22, 2021Relaxations relating to procedural matters –Issues and Listing49900Open →
Apr 16, 2021Circular on Guidelines for warehousing norms for Agricultural and Agri-processed goods and non-agricultural goods (only base and industrial metals)49838Open →
Apr 12, 2021Circular on Reporting Formats for Mutual Funds49813Open →
Apr 07, 2021Circular on Regulatory Reporting by AIFs49788Open →
Apr 06, 2021Setting up of Limited Purpose Clearing Corporation (LPCC) by Asset Management Companies (AMCs) of Mutual Funds49770Open →
Mar 31, 2021Reduction in unblocking/refund of application money49722Open →
Mar 30, 2021Circular on Guidelines pertaining to Surrender of FPI Registration49687Open →
Mar 26, 2021Transfer of business by SEBI registered intermediaries to other legal entity49678Open →
Mar 25, 2021Prior Approval for Change in control: Transfer of shareholdings among immediate relatives and transmission of shareholdings and their effect on change in control49663Open →
Mar 25, 2021Combating Financing of Terrorism (CFT) under Unlawful Activities (Prevention) Act, 1967 – Directions to Stock Exchanges, Depositories and all registered intermediaries49645Open →
Mar 23, 2021Review of Delivery Default Norms49610Open →
Mar 22, 2021Clarification on the valuation of bonds issued under Basel III framework49604Open →
Mar 22, 2021Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Market Infrastructure Institutions (MIIs)49601Open →
Mar 16, 2021Streamlining the process of IPOs with UPI in ASBA and redressal of investors grievances49522Open →
Mar 10, 2021Review of norms regarding investment in debt instruments with special features, and the valuation of perpetual bonds49463Open →
Mar 10, 2021Rollout of Legal Entity Template49461Open →
Mar 08, 2021Amendments to provisions in SEBI Circular dated September 16, 2016 on Unique Client Code (UCC) and mandatory requirement of Permanent Account Number (PAN)49417Open →
Mar 05, 2021Circular on Guidelines for votes cast by Mutual Funds49405Open →
Mar 04, 2021Circular on Mutual Funds49393Open →
Mar 03, 2021Code of Conduct & Institutional mechanism for prevention of Fraud or Market Abuse49374Open →
Feb 23, 2021Pre-Expiry Margin on commodities under Alternate Risk Management Framework49229Open →
Feb 02, 2021Revised Framework for Innovation Sandbox48983Open →
Feb 02, 2021Setting up of Limited Purpose Clearing Corporation (LPCC) by Asset Management Companies (AMCs) of Mutual Funds48982Open →
Jan 29, 2021Circular on Revision of Monthly Cumulative Report48927Open →
Jan 19, 2021Relaxations relating to procedural matters – Issues and Listing48812Open →
Jan 15, 2021Norms for investment and disclosure by Mutual Funds in Exchange Traded Commodity Derivatives (“ETCDs”)48789Open →
Jan 11, 2021Revision in Daily Price Limits (DPL) for Commodity Futures Contracts48720Open →
Jan 11, 2021Review of Volatility Scan Range (VSR) for Option contracts in Commodity Derivatives Segment48717Open →
Jan 08, 2021Circular on Amendment to Regulation 20(6) of SEBI (AIF) Regulations, 201248710Open →
Jan 08, 2021Monthly Reporting of Portfolio Managers48705Open →
Jan 08, 2021Transfer of excess contribution made by Stock Exchanges from Core SGF of one Clearing Corporation to the Core SGF of another Clearing Corporation48698Open →
Jan 06, 2021Refund of Security Deposit48677Open →
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