| Date | Title | SEBI ID | Document |
|---|
| Dec 30, 2022 | Introduction of Investor Risk Reduction Access (IRRA) platform in case of disruption of trading services provided by the Trading Member (TM) | 66785 | Open → |
| Dec 19, 2022 | Clarification to SEBI circular dated August 04, 2022 on enhanced guidelines for debenture trustees and listed issuer companies on security creation and initial due diligence | 66367 | Open → |
| Dec 16, 2022 | Applicability of SEBI circular on Principles of Financial Market Infrastructures (PFMIs) to AMC Repo Clearing Limited | 66269 | Open → |
| Dec 16, 2022 | Framework for Orderly Winding Down of Critical Operations and Services of a Clearing Corporation | 66268 | Open → |
| Dec 16, 2022 | Performance Benchmarking and Reporting of Performance by Portfolio Managers | 66256 | Open → |
| Dec 09, 2022 | Foreign investment in Alternative Investment Funds (AIFs) | 66045 | Open → |
| Dec 09, 2022 | Clarification - Scheme(s) of Arrangement by entities who have listed their Non-convertible Debt securities (NCDs)/ Non-convertible Redeemable Preference shares (NCRPS) (‘debt listed entities’) | 66037 | Open → |
| Dec 01, 2022 | Updated Operational Circular for listing obligations and disclosure requirements for Non-convertible Securities, Securitized Debt Instruments and/ or Commercial Paper – Modifications in Chapter IV and Introduction of Chapter XII on Scheme(s) of Arrangement by entities who have listed their NCDs/ NCRPS | 65728 | Open → |
| Nov 30, 2022 | Inclusion of Equity Exchange Traded Funds as list of eligible securities under Margin Trading Facility | 65683 | Open → |
| Nov 30, 2022 | Net Settlement of Cash segment and Futures & Options (F&O) segment upon expiry of stock derivatives | 65667 | Open → |
| Nov 30, 2022 | Review of timelines for listing of securities issued on Private Placement basis – Chapter VII of the Operational Circular issued under SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021 | 65659 | Open → |
| Nov 29, 2022 | Introduction of credit risk based single issuer limit for investment by mutual fund schemes in debt and money market instruments | 65574 | Open → |
| Nov 28, 2022 | Procedure for seeking prior approval for change in control | 65523 | Open → |
| Nov 25, 2022 | Framework to address the ‘technical glitches’ in Stock Brokers’ Electronic Trading Systems | 65466 | Open → |
| Nov 25, 2022 | Extension of timelines for implementation of SEBI circulars SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2022/137 and SEBI/HO/MIRSD/ DoP/P/CIR/2022/119 | 65464 | Open → |
| Nov 25, 2022 | Timelines for transfer of dividend and redemption proceeds to unitholders | 65455 | Open → |
| Nov 24, 2022 | Reporting of trades in Non-convertible Securities – Chapter XVI of Operational Circular issued under SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021 | 65434 | Open → |
| Nov 24, 2022 | Issue of Green Debt Securities by an issuer under Securities and Exchange Board of India (Issue and Listing of Municipal Debt Securities) Regulations, 2015 | 65404 | Open → |
| Nov 23, 2022 | Circular - Schemes of AIFs which have adopted priority in distribution among investors | 65393 | Open → |
| Nov 17, 2022 | Scheme(s) of Arrangement by entities who have listed their Non-convertible Debt securities (NCDs)/ Non-convertible Redeemable Preference shares (NCRPS) | 65220 | Open → |
| Nov 17, 2022 | Guidelines for AIFs for declaration of first close, calculation of tenure and change of sponsor/manager or change in control of sponsor/manager | 65216 | Open → |
| Nov 14, 2022 | Registration and regulatory framework for Online Bond Platform Providers | 65014 | Open → |
| Nov 11, 2022 | Handling of Clients’ Securities by Trading Members(TM) / Clearing Members (CM) | 64900 | Open → |
| Nov 10, 2022 | Applicability of GST on fees remitted to SEBI - Revision in Chapter - XX of Operational Circular dated August 10, 2021 | 64852 | Open → |
| Oct 31, 2022 | Review of provisions pertaining to specifications related to International Securities Identification Number (ISIN) for debt securities issued on private placement basis – Modification to Chapter VIII of Operational Circular dated August 10, 2021 | 64522 | Open → |
| Oct 28, 2022 | Addendum to SEBI Circular on Development of Passive Funds | 64432 | Open → |
| Oct 28, 2022 | Reduction in denomination for debt securities and non-convertible redeemable preference shares | 64429 | Open → |
| Oct 27, 2022 | Block Mechanism in demat account of clients undertaking sale transactions - Clarification | 64384 | Open → |
| Oct 19, 2022 | Request for Quote (RFQ) platform for trade execution and settlement of trades in listed Non-convertible Securities, Securitised Debt Instruments, Municipal Debt Securities and Commercial Paper | 64215 | Open → |
| Oct 13, 2022 | Governing Council for Social Stock Exchange (“SSE”) | 64000 | Open → |
| Oct 10, 2022 | Review of provisions pertaining to Electronic Book Provider platform – Replacement of Chapter VI to Operational Circular dated August 10, 2021 | 63807 | Open → |
| Oct 06, 2022 | Execution of ‘Demat Debit and Pledge Instruction’ (DDPI) for transfer of securities towards deliveries / settlement obligations and pledging / re-pledging of securities - Clarification | 63724 | Open → |
| Oct 03, 2022 | Extension of timeline for entering the details of the existing outstanding non-convertible securities in the ‘Security and Covenant Monitoring’ system hosted by Depositories | 63648 | Open → |
| Sep 30, 2022 | Circular for Portfolio Managers | 63561 | Open → |
| Sep 30, 2022 | Two-Factor Authentication for transactions in units of Mutual Funds | 63557 | Open → |
| Sep 29, 2022 | Participation of SEBI registered Foreign Portfolio Investors (FPIs) in Exchange Traded Commodity Derivatives in India | 63474 | Open → |
| Sep 27, 2022 | Circular on Modification in Daily Price Limits (DPL) for Commodity Futures Contracts | 63404 | Open → |
| Sep 26, 2022 | Modification in the Operational Guidelines for FPIs, DDPs and EFIs pertaining to FPIs registered under Multiple Investment Managers (MIM) structure | 63378 | Open → |
| Sep 19, 2022 | Framework on Social Stock Exchange | 63053 | Open → |
| Sep 19, 2022 | Validation of Instructions for Pay-In of Securities from Client demat account to Trading Member (TM) Pool Account against obligations received from the Clearing Corporations | 63032 | Open → |
| Sep 02, 2022 | Performance/return claimed by unregulated platforms offering algorithmic strategies for trading | 62628 | Open → |
| Aug 26, 2022 | Corrigendum to Master Circular for Depositories dated February 05, 2021 on Opening of demat account in case of HUF | 62387 | Open → |
| Aug 26, 2022 | Circular for Portfolio Managers | 62374 | Open → |
| Aug 25, 2022 | Disclosure requirement for Asset Management Companies (AMCs) | 62345 | Open → |
| Aug 19, 2022 | Participation as Financial Information Providers in Account Aggregator framework | 62157 | Open → |
| Aug 18, 2022 | Block Mechanism in demat account of clients undertaking sale transactions | 62131 | Open → |
| Aug 17, 2022 | Guidelines for overseas investment by Alternative Investment Funds (AIFs) / Venture Capital Funds (VCFs) | 62020 | Open → |
| Aug 04, 2022 | Enhanced guidelines for debenture trustees and listed issuer companies on security creation and initial due diligence | 61629 | Open → |
| Jul 29, 2022 | Framework for automated deactivation of trading and demat accounts in cases of inadequate KYCs | 61407 | Open → |
| Jul 29, 2022 | Nomination for Mutual Fund Unit Holders – Extension of timelines | 61395 | Open → |
| Jul 29, 2022 | LODR - Single Operational Circular for listing obligations and disclosure requirements for Non-convertible Securities, Securitized Debt Instruments and/ or Commercial Paper | 61345 | Open → |
| Jul 28, 2022 | Addendum to SEBI Circular on Development of Passive Funds | 61320 | Open → |
| Jul 27, 2022 | Settlement of Running Account of Client’s Funds lying with Trading Member (TM) | 61222 | Open → |
| Jul 27, 2022 | Implementation of Circular on ‘Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011’ | 61220 | Open → |
| Jul 20, 2022 | Entities allowed to use e-KYC Aadhaar Authentication services of UIDAI in Securities Market as sub-KUA | 61047 | Open → |
| Jul 18, 2022 | Levy of Goods & Services Tax (GST) on the fees payable to SEBI | 60880 | Open → |
| Jul 06, 2022 | Modification in Cyber Security and Cyber resilience framework of Qualified Registrars to an Issue and Share Transfer Agents (QRTAs) | 60605 | Open → |
| Jul 05, 2022 | Modification in Cyber Security and Cyber resilience framework of KYC Registration Agencies (KRAs) | 60562 | Open → |
| Jul 04, 2022 | Investor Grievance Redressal Mechanism and Amendment to SEBI Circular no. SEBI/HO/DMS/CIR/P/2017/15 dated February 23, 2017 | 60535 | Open → |
| Jun 30, 2022 | Modification in Cyber Security and Cyber resilience framework for Stock Brokers / Depository Participants | 60453 | Open → |
| Jun 30, 2022 | Implementation of Circular on ‘Execution of ‘Demat Debit and Pledge Instruction’ (DDPI) for transfer of securities towards deliveries / settlement obligations and pledging / re-pledging of securities’ - Extension | 60403 | Open → |
| Jun 28, 2022 | Adjustment in derivative contracts for dividend announcements | 60306 | Open → |
| Jun 24, 2022 | Guidelines for Large Value Fund for Accredited Investors under SEBI (Alternative Investment Funds) Regulations, 2012 and Requirement of Compliance Officer for Managers of all AIFs | 60104 | Open → |
| Jun 24, 2022 | Implementation of Circular on ‘Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011’ | 60099 | Open → |
| Jun 21, 2022 | Modification in the Operational Guidelines for Foreign Portfolio Investors, Designated Depository Participants and Eligible Foreign Investors - Bank account details to which the payment is to be done electronically | 59884 | Open → |
| Jun 20, 2022 | Naming / Tagging of demat accounts maintained by Stock Brokers | 59830 | Open → |
| Jun 15, 2022 | Nomination for Mutual Fund Unit Holders | 59743 | Open → |
| Jun 09, 2022 | Circular on Modification in Cyber Security and Cyber Resilience Framework of Mutual Funds/ Asset Management Companies (AMCs) | 59611 | Open → |
| Jun 07, 2022 | Modification in Cyber Security and Cyber resilience framework for Stock Brokers / Depository Participants | 59581 | Open → |
| Jun 03, 2022 | Investor Redressal Grievance Mechanism | 59521 | Open → |
| Jun 02, 2022 | Procedure for seeking prior approval for change in control of Portfolio Managers | 59504 | Open → |
| May 30, 2022 | Standard Operating Procedures (SOP) for dispute resolution under the Stock Exchange arbitration mechanism for disputes between a Listed Company and/or Registrars to an Issue and Share Transfer Agents (RTAs) and its Shareholder(s)/Investor(s) | 59345 | Open → |
| May 30, 2022 | Processing of ASBA applications in Public Issue of Equity Shares and Convertibles | 59338 | Open → |
| May 30, 2022 | Modification in Cyber Security and Cyber resilience framework of KYC Registration Agencies (KRAs) | 59318 | Open → |
| May 27, 2022 | Modification in Cyber Security and Cyber resilience framework of Qualified Registrars to an Issue and Share Transfer Agents (“QRTAs”) | 59283 | Open → |
| May 27, 2022 | Modification to Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default | 59257 | Open → |
| May 25, 2022 | Simplification of procedure and standardization of formats of documents for issuance of duplicate securities certificates | 59173 | Open → |
| May 23, 2022 | Circular on Development of Passive Funds | 59098 | Open → |
| May 20, 2022 | Modification in Cyber Security and Cyber Resilience framework of Stock Exchanges, Clearing Corporations and Depositories | 59085 | Open → |
| May 19, 2022 | Revised format of security cover certificate, monitoring and revision in timelines | 59051 | Open → |
| May 19, 2022 | Streamlining the Process of Rights Issue | 59023 | Open → |
| May 18, 2022 | Simplification of procedure and standardization of formats of documents for transmission of securities pursuant to amendments to the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 | 59123 | Open → |
| May 13, 2022 | Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – for entities with listed non-convertible securities | 58924 | Open → |
| May 13, 2022 | Guidelines for seeking NOC by Stock Brokers / Clearing Members for setting up Wholly Owned Subsidiaries, Step Down Subsidiaries, Joint Ventures in GIFT IFSC | 58918 | Open → |
| May 10, 2022 | Changes to the Framework to Enable Verification of Upfront Collection of Margins from Clients in Cash and Derivatives segments | 58843 | Open → |
| May 02, 2022 | System and Network Audit of Market Infrastructure Institutions (MIIs) | 58624 | Open → |
| Apr 29, 2022 | Modification in the Operational Guidelines for Foreign Portfolio Investors, Designated Depository Participants and Eligible Foreign Investors - SEBI to generate FPI registration number and both the Depositories to host the CAF. | 58587 | Open → |
| Apr 20, 2022 | Streamlining the process of public issues and redressal of investor grievances | 58226 | Open → |
| Apr 13, 2022 | Updated Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper - Modifications in Chapters I, II and XIV, Introduction of Chapter XIX on Investor Charter and Introduction of Chapter XX on payment of fees | 58060 | Open → |
| Apr 11, 2022 | Comprehensive Risk Management Framework for Electronic Gold Receipts (EGR) segment | 57925 | Open → |
| Apr 11, 2022 | Circular on Risk value of commodities for risk-o-meter | 57913 | Open → |
| Apr 06, 2022 | Guidelines in pursuance of amendment to SEBI KYC Registration Agency (KRA) Regulations, 2011 | 57676 | Open → |
| Apr 05, 2022 | Revision of UPI limits in Public Issue of Equity Shares and convertibles | 57589 | Open → |
| Apr 04, 2022 | Execution of ‘Demat Debit and Pledge Instruction’ (DDPI) for transfer of securities towards deliveries / settlement obligations and pledging / re-pledging of securities | 57546 | Open → |
| Mar 31, 2022 | Discontinuation of usage of pool accounts for transactions in the units of Mutual Funds, Two Factor Authentication (‘2FA’) for redemption and other related requirements: Extension of timeline | 57471 | Open → |
| Mar 30, 2022 | Timelines for Rebalancing of Portfolios of Mutual Fund Schemes | 57376 | Open → |
| Mar 29, 2022 | Operational guidelines for ‘Security and Covenant Monitoring’ using Distributed Ledger Technology (DLT) | 57331 | Open → |
| Mar 28, 2022 | Circular on Calculation of investment concentration norm for Category III AIFs | 57249 | Open → |
| Mar 28, 2022 | Circular on Product Specifications pertaining to EGR Segment in India | 57235 | Open → |
| Mar 24, 2022 | Introduction of Options on Commodity Indices - Product Design and Risk Management Framework | 57122 | Open → |
