| Date | Title | SEBI ID | Document |
|---|
| Dec 28, 2023 | Settlement of Running Account of Client’s Funds lying with Trading Member (TM) | 80239 | Open → |
| Dec 28, 2023 | Modifications to provisions of Chapter XXI of NCS Master Circular dealing with registration and regulatory framework for Online Bond Platform Providers (OBPPs) | 80235 | Open → |
| Dec 28, 2023 | Framework on Social Stock Exchange | 80233 | Open → |
| Dec 27, 2023 | Extension of timelines for providing ‘choice of nomination’ in eligible demat accounts and mutual fund folios | 80221 | Open → |
| Dec 20, 2023 | Business Continuity for Clearing Corporations through Software as a Service (SaaS) Model | 80115 | Open → |
| Dec 20, 2023 | Amendment to Circular dated July 31, 2023 on Online Resolution of Disputes in the Indian Securities Market | 80110 | Open → |
| Dec 19, 2023 | Principles of Financial Market Infrastructures (PFMIs) | 80014 | Open → |
| Dec 18, 2023 | Simplification of requirements for grant of accreditation to investors | 79990 | Open → |
| Dec 12, 2023 | Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs) | 79788 | Open → |
| Dec 11, 2023 | Credit of units of AIFs in dematerialised form | 79774 | Open → |
| Dec 06, 2023 | Revised framework for computation of Net Distributable Cash Flow (NDCF) by Infrastructure Investment Trusts (InvITs) | 79657 | Open → |
| Dec 06, 2023 | Revised framework for computation of Net Distributable Cash Flow (NDCF) by Real Estate Investment Trusts (REITs) | 79656 | Open → |
| Dec 01, 2023 | Extension of timeline for implementation of provisions of circular SEBI/HO/OIAE/IGRD/CIR/P/2023/156 dated September 20, 2023 on Redressal of investor grievances through the SEBI Complaint Redressal (SCORES) Platform and linking it to Online Dispute Resolution platform. | 79499 | Open → |
| Nov 17, 2023 | Simplified norms for processing investor’s service requests by RTAs and norms for furnishing PAN, KYC details and nomination | 79167 | Open → |
| Nov 13, 2023 | Most Important Terms and Conditions | 79085 | Open → |
| Nov 08, 2023 | Procedural framework for dealing with unclaimed amounts lying with Real Estate Investment Trusts (REITs) and manner of claiming such amounts by unitholders | 78992 | Open → |
| Nov 08, 2023 | Procedural framework for dealing with unclaimed amounts lying with Infrastructure Investment Trusts (InvITs) and manner of claiming such amounts by unitholders | 78990 | Open → |
| Nov 08, 2023 | Procedural framework for dealing with unclaimed amounts lying with entities having listed non-convertible securities and manner of claiming such amounts by investors | 78988 | Open → |
| Nov 01, 2023 | Simplification and streamlining of Offer Documents of Mutual Fund Schemes | 78665 | Open → |
| Oct 31, 2023 | Revision in manner of achieving minimum public unitholding requirement – Infrastructure Investment Trusts (InvITs) | 78561 | Open → |
| Oct 20, 2023 | Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Qualified RTAs (QRTAs) | 78272 | Open → |
| Oct 19, 2023 | Ease of doing business and development of corporate bond markets – revision in the framework for fund raising by issuance of debt securities by large corporates (LCs) | 78237 | Open → |
| Oct 13, 2023 | Amendment to the Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money-laundering Act, 2002 and Rules framed there under. | 77975 | Open → |
| Oct 10, 2023 | Extension in timeline for compliance with qualification and experience requirements under Regulation 7(1) of SEBI (Investment Advisers) Regulations, 2013 | 77901 | Open → |
| Oct 07, 2023 | Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – Reg. | 77781 | Open → |
| Oct 06, 2023 | Requirement of Base Minimum Capital Deposit for Category 2 Execution Only Platforms | 77778 | Open → |
| Oct 06, 2023 | Limited relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 | 77763 | Open → |
| Oct 03, 2023 | Centralized mechanism for reporting the demise of an investor through KRAs | 77534 | Open → |
| Sep 30, 2023 | Extension of timeline for verification of market rumours by listed entities | 77488 | Open → |
| Sep 27, 2023 | Nomination for Mutual Fund Unit Holders – Extension of timelines | 77453 | Open → |
| Sep 26, 2023 | Extension of timelines (i) for nomination in eligible demat accounts and (ii) for submission of PAN, Nomination and KYC details by physical security holders; and voluntary nomination for trading accounts | 77320 | Open → |
| Sep 20, 2023 | Redressal of investor grievances through the SEBI Complaint Redressal (SCORES) Platform and linking it to Online Dispute Resolution platform | 77159 | Open → |
| Sep 14, 2023 | Regulatory Reporting by AIFs | 76908 | Open → |
| Sep 11, 2023 | Board nomination rights to unitholders of Real Estate Investment Trusts (REITs) | 76709 | Open → |
| Sep 11, 2023 | Board nomination rights to unitholders of Infrastructure Investment Trusts (InvITs) | 76708 | Open → |
| Sep 06, 2023 | Clarification regarding investment of Mutual Fund schemes in units of Corporate Debt Market Development Fund | 76511 | Open → |
| Sep 04, 2023 | Mechanism for Sharing of Information by Credit Rating Agencies (CRAs) to Debenture Trustees (DTs) | 76476 | Open → |
| Sep 04, 2023 | Change in mode of payment w.r.t. SEBI Investor Protection and Education Fund Bank A/c | 76474 | Open → |
| Sep 04, 2023 | New format of Abridged Prospectus for public issues of Non-Convertible Debt Securities and/or Non-convertible Redeemable Preference Shares | 76430 | Open → |
| Aug 29, 2023 | Guidelines for MIIs regarding Cyber security and Cyber resilience | 76056 | Open → |
| Aug 24, 2023 | Modification in Cyber Security and Cyber Resilience framework of Stock Exchanges, Clearing Corporations and Depositories | 75887 | Open → |
| Aug 24, 2023 | Mandating additional disclosures by Foreign Portfolio Investors (FPIs) that fulfil certain objective criteria | 75886 | Open → |
| Aug 11, 2023 | Simplification of KYC process and rationalisation of Risk Management Framework at KRAs | 75250 | Open → |
| Aug 11, 2023 | Timeline for the Exit Option Window Period for Change in Control of AMC | 75221 | Open → |
| Aug 10, 2023 | Procedure for seeking prior approval for change in control with respect to Merchant Bankers and Bankers to an Issue | 75174 | Open → |
| Aug 09, 2023 | Reduction of timeline for listing of shares in Public Issue from existing T+6 days to T+3 days | 75122 | Open → |
| Aug 08, 2023 | Facility to remedy erroneous transfers in demat accounts | 75035 | Open → |
| Aug 07, 2023 | Transactions in Corporate Bonds through Request for Quote (RFQ) platform by FPIs | 75009 | Open → |
| Aug 04, 2023 | Validity period of approval granted by SEBI to Alternative Investment Funds (AIFs) and Venture Capital Funds (VCFs) for overseas investment | 74979 | Open → |
| Aug 04, 2023 | Corrigendum cum Amendment to Circular dated July 31, 2023 on Online Resolution of Disputes in the Indian Securities Market | 74976 | Open → |
| Aug 03, 2023 | Offer for Sale framework for sale of units of Real Estate Investment Trusts (REITs) and Infrastructure Investment Trusts (InvITs) | 74938 | Open → |
| Aug 02, 2023 | Audit of firm-level performance data of Portfolio Managers | 74900 | Open → |
| Aug 01, 2023 | Trading Preferences by Clients - Applicability for commodity derivatives | 74812 | Open → |
| Jul 31, 2023 | Online Resolution of Disputes in the Indian Securities Market | 74794 | Open → |
| Jul 27, 2023 | Mandating Legal Entity Identifier (LEI) for all non – individual Foreign Portfolio Investors (FPIs) | 74420 | Open → |
| Jul 27, 2023 | Investment by Mutual Fund Schemes and AMCs in units of Corporate Debt Market Development Fund | 74418 | Open → |
| Jul 27, 2023 | Framework for Corporate Debt Market Development Fund (CDMDF) | 74416 | Open → |
| Jul 26, 2023 | Resources for Trustees of Mutual Funds | 74381 | Open → |
| Jul 20, 2023 | New category of Mutual Fund schemes for Environmental, Social and Governance (“ESG”) Investing and related disclosures by Mutual Funds | 74186 | Open → |
| Jul 13, 2023 | Disclosure of material events / information by listed entities under Regulations 30 and 30A of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 | 73910 | Open → |
| Jul 12, 2023 | BRSR Core - Framework for assurance and ESG disclosures for value chain | 73854 | Open → |
| Jul 07, 2023 | Regulatory Framework for Sponsors of a Mutual Fund | 73640 | Open → |
| Jul 07, 2023 | Roles and responsibilities of Trustees and board of directors of Asset Management Companies (AMCs) of Mutual Funds | 73613 | Open → |
| Jul 04, 2023 | Appointment of Director nominated by the Debenture Trustee on boards of issuers | 73439 | Open → |
| Jun 30, 2023 | Implementation of circular on upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs) | 73314 | Open → |
| Jun 26, 2023 | Investor Service Centres of Stock Exchanges | 73087 | Open → |
| Jun 23, 2023 | Trading Supported by Blocked Amount in Secondary Market | 73071 | Open → |
| Jun 21, 2023 | Standardised approach to valuation of investment portfolio of Alternative Investment Funds (AIFs) | 72924 | Open → |
| Jun 21, 2023 | Modalities for launching Liquidation Scheme and for distributing the investments of Alternative Investment Funds (AIFs) in-specie | 72922 | Open → |
| Jun 21, 2023 | Issuance of units of AIFs in dematerialised form | 72921 | Open → |
| Jun 21, 2023 | Trading Preferences by Clients | 72892 | Open → |
| Jun 16, 2023 | Adherence to provisions of regulation 51A of SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021 by Online Bond Platform Providers on product offerings on Online Bond Platforms | 72762 | Open → |
| Jun 16, 2023 | Amendment to Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money Laundering Act, 2002 and Rules framed there under | 72683 | Open → |
| Jun 13, 2023 | Amendment to Circular on issue of Certified copies of Orders and Circulars | 72525 | Open → |
| Jun 13, 2023 | Corrigendum to Circular on Participation of Mutual funds in repo transactions on Corporate Debt Securities dated June 8, 2023 | 72486 | Open → |
| Jun 13, 2023 | Regulatory framework for Execution Only Platforms for facilitating transactions in direct plans of schemes of Mutual Funds | 72479 | Open → |
| Jun 08, 2023 | Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs) | 72380 | Open → |
| Jun 08, 2023 | Participation of Mutual funds in repo transactions on Corporate Debt Securities | 72365 | Open → |
| Jun 08, 2023 | Online processing of investor service requests and complaints by RTAs | 72363 | Open → |
| Jun 02, 2023 | Transactions in corporate bonds through Request for Quote platform by Stock Brokers (SBs) | 72231 | Open → |
| May 30, 2023 | Comprehensive guidelines for Investor Protection Fund and Investor Services Fund at Stock Exchanges and Depositories | 71925 | Open → |
| May 25, 2023 | Model Tripartite Agreement between the Issuer Company, Existing Share Transfer Agent and New Share Transfer Agent as per Regulation 7(4) of SEBI (LODR) Regulation, 2015 | 71657 | Open → |
| May 23, 2023 | Revision in computation of Core Settlement Guarantee Fund in Commodity Derivatives Segment | 71531 | Open → |
| May 19, 2023 | Risk disclosure with respect to trading by individual traders in Equity Futures & Options Segment | 71426 | Open → |
| May 12, 2023 | Investment in units of Mutual Funds in the name of minor through guardian | 71148 | Open → |
| May 10, 2023 | Direct Market Access (DMA) to SEBI registered Foreign Portfolio Investors (FPIs) for participating in Exchange Traded Commodity Derivatives (ETCDs) | 71069 | Open → |
| May 09, 2023 | Registration with the FINNET 2.0 system of Financial Intelligence Unit – India (FIU-India) | 71040 | Open → |
| May 05, 2023 | Testing Framework for the Information Technology (IT) systems of the Market Infrastructure Institutions (MIIs) | 70939 | Open → |
| May 04, 2023 | Additional requirements for the issuers of transition bonds | 70937 | Open → |
| May 03, 2023 | Introduction of Legal Entity Identifier (LEI) for issuers who have listed and/ or propose to list non-convertible securities, securitised debt instruments and security receipts | 70875 | Open → |
| Apr 26, 2023 | Procedure for implementation of Section 12A of the Weapons of Mass Destruction and their Delivery Systems (Prohibition of Unlawful Activities) Act, 2005 – Directions to stock exchanges and registered intermediaries | 70545 | Open → |
| Apr 25, 2023 | Modifications in the requirement of filing of Offer Documents by Mutual Funds | 70524 | Open → |
| Apr 25, 2023 | Bank Guarantees (BGs) created out of clients’ funds | 70518 | Open → |
| Apr 21, 2023 | Procedure for seeking prior approval for change in control of Vault Managers | 70419 | Open → |
| Apr 20, 2023 | Issue of Master Circular by Stock Exchanges, Clearing Corporations and Depositories | 70375 | Open → |
| Apr 17, 2023 | Dispute Resolution Mechanism for Limited Purpose Clearing Corporation (LPCC) | 70280 | Open → |
| Apr 13, 2023 | Contribution by eligible Issuers of debt securities to the Settlement Guarantee Fund of the Limited Purpose Clearing Corporation for repo transactions in debt securities | 70170 | Open → |
| Apr 11, 2023 | Formulation of price bands for the first day of trading pursuant to Initial Public Offering (IPO), re-listing etc. in normal trading session | 70019 | Open → |
| Apr 10, 2023 | Direct plan for schemes of Alternative Investment Funds (AIFs) and trail model for distribution commission in AIFs | 69996 | Open → |
| Apr 10, 2023 | Guidelines with respect to excusing or excluding an investor from an investment of AIF | 69995 | Open → |
