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Circulars
2,792 documents indexed — matches SEBI exactly. Source: SEBI listing
| Date | Title | SEBI ID | Document |
|---|---|---|---|
| Jan 16, 2020 | Options in Goods - Product Design and Risk Management Framework | 45692 | Open → |
| Jan 09, 2020 | Operating Guidelines for Investment Advisers in International Financial Services Centre | 45620 | Open → |
| Jan 07, 2020 | Annual System Audit of Market Infrastructure Institutions | 45573 | Open → |
| Jan 03, 2020 | Contribution by a non-defaulting member in the Default waterfall of Clearing Corporations | 45544 | Open → |
| Dec 27, 2019 | Measures to strengthen the conduct of Investment Advisers (IA). | 45490 | Open → |
| Dec 24, 2019 | Circular on Investment in units of Mutual Funds in the name of minor through guardian and ease of process for transmission of units | 45457 | Open → |
| Dec 24, 2019 | Stewardship Code for all Mutual Funds and all categories of AIFs, in relation to their investment in listed equities | 45451 | Open → |
| Dec 24, 2019 | Framework for listing of Commercial Paper-Amendments | 45448 | Open → |
| Dec 16, 2019 | Management and advisory services by AMCs to Foreign Portfolio Investors | 45333 | Open → |
| Dec 11, 2019 | Filing of Offer Documents under Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018. | 45272 | Open → |
| Dec 10, 2019 | Review of investment norms for mutual funds for investment in Debt and Money Market Instruments | 45266 | Open → |
| Nov 29, 2019 | Norms for Debt Exchange Traded Funds (ETFs)/Index Funds | 45146 | Open → |
| Nov 29, 2019 | Cut-off Time for Determining Minimum Threshold of Margins to be Collected from Clients | 45144 | Open → |
| Nov 28, 2019 | Framework for issue of Depository Receipts | 45110 | Open → |
| Nov 28, 2019 | Investment Policy of Clearing Corporations | 45109 | Open → |
| Nov 19, 2019 | Collection and reporting of margins by Trading Member (TM) /Clearing Member (CM) in Cash Segment | 45011 | Open → |
| Nov 15, 2019 | Mapping of Unique Client Code (UCC) with demat account of the clients | 44983 | Open → |
| Nov 14, 2019 | Modifications in the contract specifications of commodity derivatives contracts | 44951 | Open → |
| Nov 13, 2019 | Continuous disclosures and compliances by listed entities under SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 | 44942 | Open → |
| Nov 08, 2019 | Streamlining the Process of Public Issue of Equity Shares and convertibles- Extension of time lime for implementation of Phase II of Unified Payments Interface with Application Supported by Blocked Amount | 44906 | Open → |
| Nov 08, 2019 | Introduction of Cross-Margining facility in respect of offsetting positions in corelated equity Indices | 44896 | Open → |
| Nov 07, 2019 | Creation of segregated portfolio in mutual fund schemes | 44889 | Open → |
| Nov 06, 2019 | Reporting of changes in terms of investment | 44888 | Open → |
| Nov 05, 2019 | Operational Guidelines for FPIs & DDPs under SEBI (Foreign Portfolio Investors), Regulations 2019 and for Eligible Foreign Investors | 44870 | Open → |
| Nov 05, 2019 | e-KYC Authentication facility under section 11A of the Prevention of Money Laundering Act, 2002 by Entities in the securities market for Resident Investors | 44864 | Open → |
| Nov 05, 2019 | Enhanced Due Diligence for Dematerialization of Physical Securities | 44863 | Open → |
| Oct 22, 2019 | Framework for listing of Commercial Paper | 44715 | Open → |
| Oct 15, 2019 | Cyber Security & Cyber Resilience framework for Stock Brokers / Depository Participants - Clarifications | 44662 | Open → |
| Oct 15, 2019 | Cyber Security & Cyber Resilience framework for KYC Registration Agencies | 44661 | Open → |
| Oct 15, 2019 | Cyber Security & Cyber Resilience framework for Qualified Registrars to an Issue / Share Transfer Agents | 44660 | Open → |
| Oct 10, 2019 | Framework for issue of Depository Receipts | 44609 | Open → |
| Oct 01, 2019 | Review of investment norms for mutual funds for investment in Debt and Money Market Instruments | 44556 | Open → |
| Sep 26, 2019 | Position limits in Interest Rate Derivatives | 44465 | Open → |
| Sep 24, 2019 | Valuation of money market and debt securities | 44383 | Open → |
| Sep 20, 2019 | Risk management framework for liquid and overnight funds and norms governing investment in short term deposits | 44328 | Open → |
| Sep 13, 2019 | Additional commodities as Eligible Liquid Assets for Commodity Derivatives Segment | 44219 | Open → |
| Sep 12, 2019 | Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 | 44209 | Open → |
| Aug 29, 2019 | Handling of Clients’ Securities by Trading Members/Clearing Members | 44077 | Open → |
| Aug 19, 2019 | Non-compliance with certain provisions of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (“ICDR Regulations”) | 43941 | Open → |
| Aug 16, 2019 | Parking of Funds in Short Term Deposits of Scheduled Commercial Banks by Mutual Funds – Pending deployment | 43923 | Open → |
| Aug 09, 2019 | Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015-Permissible investments by Alternative Investment Funds operating in IFSC | 43867 | Open → |
| Aug 07, 2019 | Product Advisory Committee | 43834 | Open → |
| Aug 02, 2019 | Streamlining issuance of SCORES Authentication for SEBI registered intermediaries | 43783 | Open → |
| Aug 01, 2019 | Database for Distinctive Number (DN) of Shares - Action against non-compliant companies | 43776 | Open → |
| Aug 01, 2019 | Rationalization of imposition of fines for false/incorrect reporting of margins or non-reporting of margins by Trading Member/Clearing Member in all segments | 43775 | Open → |
| Jul 26, 2019 | Streamlining the Process of Public Issue of Equity Shares and convertibles- Implementation of Phase II of Unified Payments Interface with Application Supported by Block Amount | 43703 | Open → |
| Jul 26, 2019 | Staggered Delivery Period in Commodity futures contracts | 43702 | Open → |
| Jul 26, 2019 | Guidelines for Liquidity Enhancement Scheme (LES) in Commodity Derivatives Contracts | 43699 | Open → |
| Jun 28, 2019 | Streamlining the Process of Public Issue of Equity Shares and convertibles- Implementation of Phase II of Unified Payments Interface with Application Supported by Blocked Amount | 43429 | Open → |
| Jun 20, 2019 | Credit of Penalty for short-collection/non-collection of Margins on Commodity Derivatives Segments to Core SGF | 43350 | Open → |
| Jun 20, 2019 | Handling of Clients’ Securities by Trading Members/Clearing Members | 43347 | Open → |
| Jun 18, 2019 | Factors for assuring confidentiality in a settlement application filed under Chapter IX of the SEBI (Settlement Proceedings) Regulations, 2018. | 43325 | Open → |
| Jun 18, 2019 | Design of Commodity Indices and Product Design for Futures on Commodity Indices | 43320 | Open → |
| May 28, 2019 | Combating Financing of Terrorism (CFT) under Unlawful Activities (Prevention) Act, 1967 –Directions to stock exchanges, depositories and all registered intermediaries | 43130 | Open → |
| May 27, 2019 | Enhanced disclosure in case of listed debt securities | 43118 | Open → |
| May 22, 2019 | Participation of Portfolio Managers in Commodity Derivatives Market in India | 43058 | Open → |
| May 22, 2019 | Framework for the process of accreditation of investors for the purpose of Innovators Growth Platform | 43056 | Open → |
| May 21, 2019 | Participation of Mutual Funds in Commodity Derivatives Market in India | 43046 | Open → |
| May 20, 2019 | Framework for Innovation Sandbox | 43027 | Open → |
| May 09, 2019 | Reporting for Artificial Intelligence (AI) and Machine Learning (ML) applications and systems offered and used by Mutual Funds | 42932 | Open → |
| May 08, 2019 | Permitting Foreign Portfolio Investors (FPI) to invest in Municipal Bonds | 42927 | Open → |
| Apr 26, 2019 | Net worth Requirements for Clearing Corporations in International Financial Services Centre (IFSC) | 42849 | Open → |
| Apr 11, 2019 | Technology Committee for Mutual Funds / Asset Management Companies (AMCs) | 42692 | Open → |
| Apr 11, 2019 | System Audit framework for Mutual Funds / Asset Management Companies (AMCs) ” | 42691 | Open → |
| Apr 10, 2019 | Risk-based capital and net worth requirements for Clearing Corporations under Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018 | 42675 | Open → |
| Apr 10, 2019 | Separate BSDA limit for Debt Securities | 42667 | Open → |
| Apr 04, 2019 | Issue of Certified copies of Orders and Circulars | 42633 | Open → |
| Apr 03, 2019 | Streamlining the Process of Public Issue of Equity Shares and convertibles- Extension of time lime for implementation of Phase I of Unified Payments Interface with Application Supported by Block Amount | 42597 | Open → |
| Apr 02, 2019 | Empanelment of Insolvency Professionals (IPs) to be appointed as Administrator, remuneration and other incidental and connected matters under the Securities and Exchange Board of India (Appointment of Administrator and Procedure for Refunding to the Investors) Regulations, 2018. | 42592 | Open → |
| Mar 26, 2019 | Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Market Infrastructure Institutions (MIIs) | 42482 | Open → |
| Mar 25, 2019 | Review of Commission, Expenses, Disclosure norms etc. - Mutual Fund | 42468 | Open → |
| Mar 22, 2019 | Valuation of money market and debt securities | 42458 | Open → |
| Mar 20, 2019 | Framework for Utilization of Regulatory Fee Foregone by SEBI | 42427 | Open → |
| Mar 18, 2019 | Clarification on participation of Eligible Foreign Investors (EFIs) in Commodity Derivatives in IFSC | 42389 | Open → |
| Mar 15, 2019 | Clarification on Cyber Security & Cyber Resilience Circular | 42374 | Open → |
| Mar 13, 2019 | SEBI (Delisting of Equity Shares) Regulations, 2015 - Timelines for Counter Offer | 42342 | Open → |
| Mar 12, 2019 | Review of Investment by Foreign Portfolio Investors (FPI) in Debt Securities | 42326 | Open → |
| Mar 08, 2019 | Circular on Filing of Advertisements under SEBI (Mutual Funds) Regulations, 1996 | 42301 | Open → |
| Feb 21, 2019 | Revision in Haircut on Central Government Securities (G-Sec) accepted as Collateral | 42112 | Open → |
| Feb 15, 2019 | Advisory Committee at Market Infrastructure Institutions (MIIs) | 42077 | Open → |
| Feb 11, 2019 | Relaxation from requirement to furnish a copy of PAN for transfer of equity shares of listed entities executed by non-residents | 42043 | Open → |
| Feb 11, 2019 | Framework for utilization of Financial Security Deposit (FSD) | 42040 | Open → |
| Feb 08, 2019 | Physical settlement of stock derivatives | 42021 | Open → |
| Feb 05, 2019 | Performance review of Public Interest Directors (PIDs) | 41978 | Open → |
| Jan 31, 2019 | Reporting for Artificial Intelligence (AI) and Machine Learning (ML) applications and systems offered and used by Market Infrastructure Institutions (MIIs) | 41927 | Open → |
| Jan 23, 2019 | Alignment of Trading Lot and Delivery Lot size | 41804 | Open → |
| Jan 23, 2019 | Clarifications in SEBI (Depositories and Participants) Regulations, 2018 | 41798 | Open → |
| Jan 22, 2019 | Revised Monthly Cumulative Report (MCR) | 41759 | Open → |
| Jan 16, 2019 | Norms for investment and disclosure by mutual funds in derivatives | 41670 | Open → |
| Jan 11, 2019 | Uniform membership structure across segments | 41617 | Open → |
| Jan 10, 2019 | Committees at Market Infrastructure Institutions (MIIs) | 41590 | Open → |
| Jan 10, 2019 | Cyber Security and Cyber Resilience framework for Mutual Funds / Asset Management Companies (AMCs) | 41589 | Open → |
| Jan 10, 2019 | Portfolio Concentration Norms for Equity Exchange Traded Funds (ETFs) and Index Funds | 41588 | Open → |
| Jan 04, 2019 | Acceptance of Probate of Will or Will for Transmission of Securities held in dematerialized mode | 41548 | Open → |
| Jan 04, 2019 | Reporting for Artificial Intelligence (AI) and Machine Learning (ML) applications and systems offered and used by market intermediaries | 41546 | Open → |
| Jan 04, 2019 | Disclosures by Stock Exchanges for commodity derivatives | 41545 | Open → |
| Dec 31, 2018 | Physical settlement of stock derivatives | 41482 | Open → |
| Dec 28, 2018 | Creation of segregated portfolio in mutual fund schemes | 41462 | Open → |
| Dec 28, 2018 | Review of Offer for Sale of Shares through Stock Exchange Mechanism | 41460 | Open → |
| Dec 27, 2018 | Change of Name in the Beneficial Owner(BO) Account with Depositories | 41453 | Open → |