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Circulars
2,792 documents indexed — matches SEBI exactly. Source: SEBI listing
| Date | Title | SEBI ID | Document |
|---|---|---|---|
| Feb 22, 2010 | Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 2456 | Open → |
| Feb 10, 2010 | Committee for review of ownership and governance of market infrastructure institutions | 2455 | Open → |
| Feb 04, 2010 | Standard warning in Advertisements by Mutual Funds | 2454 | Open → |
| Feb 02, 2010 | Valuation of Debt and Money Market Instruments | 2453 | Open → |
| Jan 29, 2010 | Disclosure of investor complaints and arbitration details on Depository website | 2657 | Open → |
| Jan 21, 2010 | Requirement of Fee Clearance and NOC - Non applicability in respect of certain category of members of stock exchanges | 2656 | Open → |
| Jan 19, 2010 | Currency Futures on Additional Currency pairs | 2653 | Open → |
| Jan 18, 2010 | Mandatory requirement of 'In-person' verification of clients | 2651 | Open → |
| Jan 18, 2010 | Advertisement by mutual funds. | 2649 | Open → |
| Jan 12, 2010 | Revised quarterly reporting format for Foreign Venture Capital Investors | 2647 | Open → |
| Jan 11, 2010 | Revised quarterly reporting format for Venture Capital Funds | 2645 | Open → |
| Jan 11, 2010 | Market Wide Position Limits across Stock Exchanges | 2643 | Open → |
| Jan 08, 2010 | Standardized lot size for derivative contracts on individual securities | 2641 | Open → |
| Jan 07, 2010 | Simplified Listing Agreement for Debt Securities - As Amended till January 07, 2010 | 2638 | Open → |
| Jan 07, 2010 | Simplified Debt Listing Agreement for Debt Securities - Amendments | 2636 | Open → |
| Jan 07, 2010 | PAN requirement for transmission of shares in physical form | 2634 | Open → |
| Jan 06, 2010 | Review of Securities Lending and Borrowing (SLB) Framework | 2628 | Open → |
| Jan 06, 2010 | Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 2626 | Open → |
| Dec 31, 2009 | Mutual Fund Circulars - 2009 | 14629 | Open → |
| Dec 30, 2009 | Applications Supported by Blocked Amount (ASBA) facility in public issues and rights issues | 2902 | Open → |
| Dec 22, 2009 | Delivery Period for Interest Rate Futures | 5765 | Open → |
| Dec 15, 2009 | Modifications in the existing SEBI circulars for Mutual Funds | 5766 | Open → |
| Dec 15, 2009 | Allocation methodology of debt investment limits to FIIs | 2901 | Open → |
| Dec 11, 2009 | Transactions through some mutual fund distributors and compliance with the SEBI circular on AML | 2899 | Open → |
| Dec 11, 2009 | AMFI Guidelines for change of mutual fund distributor | 2897 | Open → |
| Dec 09, 2009 | Preservation of records | 2894 | Open → |
| Dec 09, 2009 | Preservation of Records | 2893 | Open → |
| Dec 03, 2009 | Dealings between a client and a stock broker - trading members included | 2891 | Open → |
| Dec 02, 2009 | Limitation period for filing of Arbitration reference | 2890 | Open → |
| Nov 30, 2009 | Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 3186 | Open → |
| Nov 26, 2009 | Simplified Listing Agreement for Debt Securities Amendments | 13841 | Open → |
| Nov 25, 2009 | Issue of No Objection Certificate for release of 1% of issue amount | 3185 | Open → |
| Nov 13, 2009 | Facilitating transactions in Mutual Fund schemes through the Stock Exchange infrastructure | 3184 | Open → |
| Nov 13, 2009 | Expiry Date for Equity Derivative Contracts | 3183 | Open → |
| Nov 06, 2009 | Market Access Through Authorised Persons | 3182 | Open → |
| Oct 27, 2009 | Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 3485 | Open → |
| Oct 23, 2009 | Combating Financing of Terrorism (CFT) under Unlawful Activities (Prevention) Act, 1967 | 3484 | Open → |
| Oct 23, 2009 | Trading Hours on Stock Exchanges | 3482 | Open → |
| Oct 16, 2009 | Clearing and Settlement of trades in Corporate Bonds through Clearing Corporations | 3481 | Open → |
| Oct 14, 2009 | Revision of transaction charges by the stock exchanges | 3479 | Open → |
| Oct 07, 2009 | Prior approval for re-commencing trading on the Stock Exchange | 3478 | Open → |
| Sep 29, 2009 | Statement of additional information (SAI) and Scheme Information Document (SID) to be made available on SEBI website | 3791 | Open → |
| Sep 29, 2009 | Filing of offer documents with SEBI under ICDR Regulations | 3790 | Open → |
| Sep 16, 2009 | Systems Audit of Mutual Funds | 3788 | Open → |
| Sep 14, 2009 | Applicability of Securities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2009 (Delisting Regulations)- Transitional Provisions | 3786 | Open → |
| Sep 10, 2009 | Compliance with Regulation 16(8) of SEBI (Portfolio Managers) Regulations, 1993 | 3784 | Open → |
| Sep 07, 2009 | Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 3782 | Open → |
| Sep 04, 2009 | Allocation methodology of debt investment limits to FIIs | 3780 | Open → |
| Sep 03, 2009 | Amendments to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999 | 5768 | Open → |
| Sep 03, 2009 | Amendments to Equity Listing Agreement | 5767 | Open → |
| Sep 03, 2009 | Disclosure of investor complaints and arbitration details on Stock Exchange website | 3779 | Open → |
| Sep 03, 2009 | Notification of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 | 3777 | Open → |
| Sep 03, 2009 | Application under sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 for relaxing strict enforcement of clause (b) to sub-rule (2) of rule 19 thereof | 3776 | Open → |
| Sep 01, 2009 | Anti Money Laundering/Combating Financing of Terrorism Standards- Additional Requirements/Clarifications. | 3775 | Open → |
| Aug 28, 2009 | Exchange traded Interest Rate Futures | 4136 | Open → |
| Aug 27, 2009 | Code of Conduct for Intermediaries of Mutual funds | 4135 | Open → |
| Aug 20, 2009 | Amendment to SEBI (DIP) Guidelines, 2000 - Rights Issue Process/ Procedure | 4134 | Open → |
| Aug 17, 2009 | Exit load - Parity among all classes of unit holders | 5769 | Open → |
| Aug 07, 2009 | Exit load - Parity among all classes of unit holders | 4133 | Open → |
| Aug 06, 2009 | Interpretative circular under regulation 5 of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations 1997- Applicability of provisions of regulation 11 (2) thereof, as amended on October 30, 2008 | 4132 | Open → |
| Aug 05, 2009 | Application Supported by Blocked Amount (ASBA) process | 4131 | Open → |
| Jul 31, 2009 | Amendments to the SEBI (Disclosure and Investor Protection) Guidelines, 2000- amendment to Chapter VIA concerning general and disclosure requirements pertaining to IDR issues | 4374 | Open → |
| Jul 31, 2009 | Portfolio Managers - Amendment to Additional Information for registration / renewal applications | 4373 | Open → |
| Jul 31, 2009 | Procedure for submission of updations in the offer documents filed with SEBI | 4372 | Open → |
| Jul 31, 2009 | Reporting of Inter-Scheme Transfers of Corporate Bonds by Mutual Funds on SEBI Authorized Trade Reporting Platforms at NSE/ BSE/ FIMMDA | 4371 | Open → |
| Jul 30, 2009 | Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 4370 | Open → |
| Jul 27, 2009 | Comprehensive Risk Management Framework for the cash market | 4369 | Open → |
| Jul 21, 2009 | Abolition of no-delivery period for all types of corporate actions | 4368 | Open → |
| Jul 21, 2009 | Amendments to the Equity Listing Agreement | 4367 | Open → |
| Jul 09, 2009 | Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000 | 4366 | Open → |
| Jul 08, 2009 | Revision in Filing Fee for Mutual Funds - Amendments to SEBI (Mutual Funds) Regulations, 1996 | 5770 | Open → |
| Jul 03, 2009 | Firm commitment requirement for registration as Foreign Venture Capital Investors | 4365 | Open → |
| Jun 30, 2009 | Mutual Funds - Empowering investors through transparency in payment of commission and load structure | 4626 | Open → |
| Jun 29, 2009 | Establishment of Connectivity with both depositories NSDL and CDSLCompanies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 13839 | Open → |
| Jun 23, 2009 | Clarification on applicability of SEBI Regulations/ Circulars on Initial and Continuous Disclosures for Convertible and Non-Convertible Debt | 4624 | Open → |
| Jun 23, 2009 | Maintenance of Clients' Funds in a separate Bank Account by Portfolio Managers | 4623 | Open → |
| Jun 16, 2009 | Model Listing Agreement for listing of Indian Depository Receipts (IDRs) | 4622 | Open → |
| Jun 15, 2009 | Guidelines for Investment by Mutual Funds in Money Market Instruments | 4621 | Open → |
| Jun 11, 2009 | Submission of monthly report by Portfolio Managers | 5772 | Open → |
| Jun 09, 2009 | Guidelines for Investment by Mutual Funds in Indian Depository Receipts (IDRs) and copies of gazette notifications dated April 8, 2009 and June 5, 2009 | 5774 | Open → |
| May 20, 2009 | PAN requirement for transfer of shares in physical form | 4872 | Open → |
| May 12, 2009 | Allocation methodology of debt investment limits to FIIs | 4871 | Open → |
| May 11, 2009 | Simplified Listing Agreement for Debt Securities | 4870 | Open → |
| May 11, 2009 | Compliance with Regulation 16(8) of SEBI (Portfolio Managers) Regulations, 1993 | 4869 | Open → |
| Apr 24, 2009 | Amendments to Listing Agreement | 5029 | Open → |
| Apr 20, 2009 | Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000 | 5028 | Open → |
| Mar 26, 2009 | Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 5239 | Open → |
| Mar 24, 2009 | Revised Position Limits for Exchange Traded Currency Derivatives | 5238 | Open → |
| Mar 19, 2009 | Circular-: Portfolio format for debt oriented close-ended and interval schemes / plans | 14185 | Open → |
| Mar 13, 2009 | FII investments in Debt Securities | 5776 | Open → |
| Feb 27, 2009 | Extension in time for compliance with Regulation 16(8) of SEBI Portfolio Managers Regulations | 5414 | Open → |
| Feb 24, 2009 | Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000 | 5413 | Open → |
| Feb 20, 2009 | Direct Market Access - Clarification | 5412 | Open → |
| Feb 10, 2009 | Review of Annual Issuers charges | 5411 | Open → |
| Feb 06, 2009 | Allocation methodology of debt investment limits to FIIs | 5410 | Open → |
| Feb 03, 2009 | Formats for disclosures under regulation 8A(1), 8A(2), 8A(3) and 8A(4) of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 | 5409 | Open → |
| Feb 03, 2009 | Amendments to Clause 35 and Clause 41 of the Listing Agreement | 5408 | Open → |
| Jan 21, 2009 | Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement | 5543 | Open → |
| Jan 19, 2009 | Portfolio of Liquid Schemes and nomenclature of Liquid Plus schemes | 5542 | Open → |
| Jan 19, 2009 | Indicative Portfolios and Yields in Mutual Fund schemes | 5541 | Open → |