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Circulars

2,792 documents indexed — matches SEBI exactly. Source: SEBI listing

DateTitleSEBI IDDocument
Nov 25, 2022Timelines for transfer of dividend and redemption proceeds to unitholders65455Open →
Nov 24, 2022Reporting of trades in Non-convertible Securities – Chapter XVI of Operational Circular issued under SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 202165434Open →
Nov 24, 2022Issue of Green Debt Securities by an issuer under Securities and Exchange Board of India (Issue and Listing of Municipal Debt Securities) Regulations, 201565404Open →
Nov 23, 2022Circular - Schemes of AIFs which have adopted priority in distribution among investors65393Open →
Nov 17, 2022Scheme(s) of Arrangement by entities who have listed their Non-convertible Debt securities (NCDs)/ Non-convertible Redeemable Preference shares (NCRPS)65220Open →
Nov 17, 2022Guidelines for AIFs for declaration of first close, calculation of tenure and change of sponsor/manager or change in control of sponsor/manager65216Open →
Nov 14, 2022Registration and regulatory framework for Online Bond Platform Providers65014Open →
Nov 11, 2022Handling of Clients’ Securities by Trading Members(TM) / Clearing Members (CM)64900Open →
Nov 10, 2022Applicability of GST on fees remitted to SEBI - Revision in Chapter - XX of Operational Circular dated August 10, 202164852Open →
Oct 31, 2022Review of provisions pertaining to specifications related to International Securities Identification Number (ISIN) for debt securities issued on private placement basis – Modification to Chapter VIII of Operational Circular dated August 10, 202164522Open →
Oct 28, 2022Addendum to SEBI Circular on Development of Passive Funds64432Open →
Oct 28, 2022Reduction in denomination for debt securities and non-convertible redeemable preference shares64429Open →
Oct 27, 2022Block Mechanism in demat account of clients undertaking sale transactions - Clarification64384Open →
Oct 19, 2022Request for Quote (RFQ) platform for trade execution and settlement of trades in listed Non-convertible Securities, Securitised Debt Instruments, Municipal Debt Securities and Commercial Paper64215Open →
Oct 13, 2022Governing Council for Social Stock Exchange (“SSE”)64000Open →
Oct 10, 2022Review of provisions pertaining to Electronic Book Provider platform – Replacement of Chapter VI to Operational Circular dated August 10, 202163807Open →
Oct 06, 2022Execution of ‘Demat Debit and Pledge Instruction’ (DDPI) for transfer of securities towards deliveries / settlement obligations and pledging / re-pledging of securities - Clarification63724Open →
Oct 03, 2022Extension of timeline for entering the details of the existing outstanding non-convertible securities in the ‘Security and Covenant Monitoring’ system hosted by Depositories63648Open →
Sep 30, 2022Circular for Portfolio Managers63561Open →
Sep 30, 2022Two-Factor Authentication for transactions in units of Mutual Funds63557Open →
Sep 29, 2022Participation of SEBI registered Foreign Portfolio Investors (FPIs) in Exchange Traded Commodity Derivatives in India63474Open →
Sep 27, 2022Circular on Modification in Daily Price Limits (DPL) for Commodity Futures Contracts63404Open →
Sep 26, 2022Modification in the Operational Guidelines for FPIs, DDPs and EFIs pertaining to FPIs registered under Multiple Investment Managers (MIM) structure63378Open →
Sep 19, 2022Framework on Social Stock Exchange63053Open →
Sep 19, 2022Validation of Instructions for Pay-In of Securities from Client demat account to Trading Member (TM) Pool Account against obligations received from the Clearing Corporations63032Open →
Sep 02, 2022Performance/return claimed by unregulated platforms offering algorithmic strategies for trading62628Open →
Aug 26, 2022Corrigendum to Master Circular for Depositories dated February 05, 2021 on Opening of demat account in case of HUF62387Open →
Aug 26, 2022Circular for Portfolio Managers62374Open →
Aug 25, 2022Disclosure requirement for Asset Management Companies (AMCs)62345Open →
Aug 19, 2022Participation as Financial Information Providers in Account Aggregator framework62157Open →
Aug 18, 2022Block Mechanism in demat account of clients undertaking sale transactions62131Open →
Aug 17, 2022Guidelines for overseas investment by Alternative Investment Funds (AIFs) / Venture Capital Funds (VCFs)62020Open →
Aug 04, 2022Enhanced guidelines for debenture trustees and listed issuer companies on security creation and initial due diligence61629Open →
Jul 29, 2022Framework for automated deactivation of trading and demat accounts in cases of inadequate KYCs61407Open →
Jul 29, 2022Nomination for Mutual Fund Unit Holders – Extension of timelines61395Open →
Jul 29, 2022LODR - Single Operational Circular for listing obligations and disclosure requirements for Non-convertible Securities, Securitized Debt Instruments and/ or Commercial Paper61345Open →
Jul 28, 2022Addendum to SEBI Circular on Development of Passive Funds61320Open →
Jul 27, 2022Settlement of Running Account of Client’s Funds lying with Trading Member (TM)61222Open →
Jul 27, 2022Implementation of Circular on ‘Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011’61220Open →
Jul 20, 2022Entities allowed to use e-KYC Aadhaar Authentication services of UIDAI in Securities Market as sub-KUA61047Open →
Jul 18, 2022Levy of Goods & Services Tax (GST) on the fees payable to SEBI60880Open →
Jul 06, 2022Modification in Cyber Security and Cyber resilience framework of Qualified Registrars to an Issue and Share Transfer Agents (QRTAs)60605Open →
Jul 05, 2022Modification in Cyber Security and Cyber resilience framework of KYC Registration Agencies (KRAs)60562Open →
Jul 04, 2022Investor Grievance Redressal Mechanism and Amendment to SEBI Circular no. SEBI/HO/DMS/CIR/P/2017/15 dated February 23, 201760535Open →
Jun 30, 2022Modification in Cyber Security and Cyber resilience framework for Stock Brokers / Depository Participants60453Open →
Jun 30, 2022Implementation of Circular on ‘Execution of ‘Demat Debit and Pledge Instruction’ (DDPI) for transfer of securities towards deliveries / settlement obligations and pledging / re-pledging of securities’ - Extension60403Open →
Jun 28, 2022Adjustment in derivative contracts for dividend announcements60306Open →
Jun 24, 2022Guidelines for Large Value Fund for Accredited Investors under SEBI (Alternative Investment Funds) Regulations, 2012 and Requirement of Compliance Officer for Managers of all AIFs60104Open →
Jun 24, 2022Implementation of Circular on ‘Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011’60099Open →
Jun 21, 2022Modification in the Operational Guidelines for Foreign Portfolio Investors, Designated Depository Participants and Eligible Foreign Investors - Bank account details to which the payment is to be done electronically59884Open →
Jun 20, 2022Naming / Tagging of demat accounts maintained by Stock Brokers59830Open →
Jun 15, 2022Nomination for Mutual Fund Unit Holders59743Open →
Jun 09, 2022Circular on Modification in Cyber Security and Cyber Resilience Framework of Mutual Funds/ Asset Management Companies (AMCs)59611Open →
Jun 07, 2022Modification in Cyber Security and Cyber resilience framework for Stock Brokers / Depository Participants59581Open →
Jun 03, 2022Investor Redressal Grievance Mechanism59521Open →
Jun 02, 2022Procedure for seeking prior approval for change in control of Portfolio Managers59504Open →
May 30, 2022Standard Operating Procedures (SOP) for dispute resolution under the Stock Exchange arbitration mechanism for disputes between a Listed Company and/or Registrars to an Issue and Share Transfer Agents (RTAs) and its Shareholder(s)/Investor(s)59345Open →
May 30, 2022Processing of ASBA applications in Public Issue of Equity Shares and Convertibles59338Open →
May 30, 2022Modification in Cyber Security and Cyber resilience framework of KYC Registration Agencies (KRAs)59318Open →
May 27, 2022Modification in Cyber Security and Cyber resilience framework of Qualified Registrars to an Issue and Share Transfer Agents (“QRTAs”)59283Open →
May 27, 2022Modification to Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default59257Open →
May 25, 2022Simplification of procedure and standardization of formats of documents for issuance of duplicate securities certificates59173Open →
May 23, 2022Circular on Development of Passive Funds59098Open →
May 20, 2022Modification in Cyber Security and Cyber Resilience framework of Stock Exchanges, Clearing Corporations and Depositories59085Open →
May 19, 2022Revised format of security cover certificate, monitoring and revision in timelines59051Open →
May 19, 2022Streamlining the Process of Rights Issue59023Open →
May 18, 2022Simplification of procedure and standardization of formats of documents for transmission of securities pursuant to amendments to the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 201559123Open →
May 13, 2022Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – for entities with listed non-convertible securities58924Open →
May 13, 2022Guidelines for seeking NOC by Stock Brokers / Clearing Members for setting up Wholly Owned Subsidiaries, Step Down Subsidiaries, Joint Ventures in GIFT IFSC58918Open →
May 10, 2022Changes to the Framework to Enable Verification of Upfront Collection of Margins from Clients in Cash and Derivatives segments58843Open →
May 02, 2022System and Network Audit of Market Infrastructure Institutions (MIIs)58624Open →
Apr 29, 2022Modification in the Operational Guidelines for Foreign Portfolio Investors, Designated Depository Participants and Eligible Foreign Investors - SEBI to generate FPI registration number and both the Depositories to host the CAF.58587Open →
Apr 20, 2022Streamlining the process of public issues and redressal of investor grievances58226Open →
Apr 13, 2022Updated Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper - Modifications in Chapters I, II and XIV, Introduction of Chapter XIX on Investor Charter and Introduction of Chapter XX on payment of fees58060Open →
Apr 11, 2022Comprehensive Risk Management Framework for Electronic Gold Receipts (EGR) segment57925Open →
Apr 11, 2022Circular on Risk value of commodities for risk-o-meter57913Open →
Apr 06, 2022Guidelines in pursuance of amendment to SEBI KYC Registration Agency (KRA) Regulations, 201157676Open →
Apr 05, 2022Revision of UPI limits in Public Issue of Equity Shares and convertibles57589Open →
Apr 04, 2022Execution of ‘Demat Debit and Pledge Instruction’ (DDPI) for transfer of securities towards deliveries / settlement obligations and pledging / re-pledging of securities57546Open →
Mar 31, 2022Discontinuation of usage of pool accounts for transactions in the units of Mutual Funds, Two Factor Authentication (‘2FA’) for redemption and other related requirements: Extension of timeline57471Open →
Mar 30, 2022Timelines for Rebalancing of Portfolios of Mutual Fund Schemes57376Open →
Mar 29, 2022Operational guidelines for ‘Security and Covenant Monitoring’ using Distributed Ledger Technology (DLT)57331Open →
Mar 28, 2022Circular on Calculation of investment concentration norm for Category III AIFs57249Open →
Mar 28, 2022Circular on Product Specifications pertaining to EGR Segment in India57235Open →
Mar 24, 2022Introduction of Options on Commodity Indices - Product Design and Risk Management Framework57122Open →
Mar 23, 2022Change in control of Sponsor and/or Manager of Alternative Investment Fund involving scheme of arrangement under Companies Act, 201357064Open →
Mar 22, 2022Standardisation of industry classification - Revision in Chapter - XIV of Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper57060Open →
Mar 17, 2022Revision in Orders Per Second limit for algorithmic trading in Commodity Derivatives Segment of the Stock Exchange56977Open →
Mar 15, 2022Discontinuation of usage of pool accounts for transactions in the units of Mutual Funds: Clarifications with respect to Circulars dated October 4, 202156887Open →
Mar 08, 2022Change in UPI limits - Revision to Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper56665Open →
Feb 25, 2022Extension to SEBI Circular on “Relaxation in adherence to prescribed timelines issued by SEBI due to Covid 19” dated April 13, 202056425Open →
Feb 25, 2022Swing pricing framework for mutual fund schemes – Extension of timeline56423Open →
Feb 25, 2022Approach to securities market data access and terms of usage of data provided by data sources in Indian securities market56420Open →
Feb 24, 2022Nomination for Eligible Trading and Demat Accounts – Extension of timelines and relaxations for existing account holders56399Open →
Feb 24, 2022Segregation and Monitoring of Collateral at Client Level – Extension of timeline56393Open →
Feb 17, 2022Corrigendum to Master Circular for Depositories dated February 05, 2021 on Opening of demat account in case of HUF56130Open →
Feb 14, 2022Standard Operating Guidelines for the Vault Managers and Depositories - Electronic Gold Receipts (EGR) segment56064Open →
Feb 14, 2022Trading features pertaining to the Electronic Gold Receipts (EGR) segment56063Open →
Feb 09, 2022Circular on Audit Committee of Asset Management Companies (AMCs)55987Open →
Feb 04, 2022Disclosures in the abridged prospectus and front cover page of the offer Document55920Open →
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