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Circulars
2,792 documents indexed — matches SEBI exactly. Source: SEBI listing
| Date | Title | SEBI ID | Document |
|---|---|---|---|
| Jun 18, 2021 | Framework for administration and supervision of Investment Advisers under the SEBI (Investment Advisers) Regulations, 2013 | 50605 | Open → |
| Jun 16, 2021 | Settlement of Running Account of Client’s Funds lying with Trading Member (TM) | 50570 | Open → |
| Jun 15, 2021 | Relaxation from the requirement of minimum vesting period in case of death of employee(s) under SEBI (Share Based Employee Benefit) Regulations, 2014 | 50545 | Open → |
| Jun 14, 2021 | Revised Framework for Regulatory Sandbox | 50521 | Open → |
| Jun 07, 2021 | Circular on Potential Risk Class Matrix for debt schemes based on Interest Rate Risk and Credit Risk | 50440 | Open → |
| Jun 04, 2021 | Centralized Database for Corporate Bonds/ Debentures | 50421 | Open → |
| Jun 03, 2021 | Circular on Enhancement of Overseas Investment Limits | 50415 | Open → |
| Jun 02, 2021 | Streamlining the process of IPOs with UPI in ASBA and redressal of investors grievances | 50401 | Open → |
| Jun 01, 2021 | 'Off-market’ transfer of securities by FPI | 50380 | Open → |
| May 31, 2021 | Circular on Relaxation in compliance with requirements pertaining to AIFs and VCFs. | 50361 | Open → |
| May 31, 2021 | Disclosure of the following only w.r.t schemes which are subscribed by the investor: a. risk-o-meter of the scheme and the benchmark along with the performance disclosure of the scheme vis-a-vis benchmark and b. Details of the portfolio | 50344 | Open → |
| May 21, 2021 | Enhancement of overall limit for overseas investment by Alternative Investment Funds (AIFs)/Venture Capital Funds (VCFs) | 50219 | Open → |
| May 12, 2021 | Procedure for seeking prior approval for change in control of SEBI registered Portfolio Managers | 50116 | Open → |
| May 03, 2021 | Relaxation in timelines for compliance with regulatory requirements by Debenture Trustees due to the CoVID-19 pandemic | 50042 | Open → |
| Apr 30, 2021 | Timelines for updation of Scheme Information Document (SID) and Key Information Memorandum (KIM) | 50020 | Open → |
| Apr 29, 2021 | Relaxation in timelines for compliance with regulatory requirements | 50007 | Open → |
| Apr 29, 2021 | Addendum to SEBI Circular on “Relaxation in adherence to prescribed timelines issued by SEBI due to Covid 19” dated April 13, 2020 | 50006 | Open → |
| Apr 29, 2021 | Relaxation from compliance with certain provisions of the SEBI (Listing Obligations Disclosure Requirements) Regulations, 2015 / other applicable circulars due to the CoVID-19 pandemic | 50001 | Open → |
| Apr 29, 2021 | Disclosure of the following only w.r.t schemes which are subscribed by the investor: (a) risk-o-meter of the scheme and the benchmark along with the performance disclosure of the scheme vis-à-vis benchmark and (b) Details of the portfolio | 49992 | Open → |
| Apr 28, 2021 | Alignment of interest of Key Employees of Asset Management Companies (AMCs) with the Unitholders of the Mutual Fund Schemes | 49979 | Open → |
| Apr 22, 2021 | Relaxations relating to procedural matters –Issues and Listing | 49900 | Open → |
| Apr 16, 2021 | Circular on Guidelines for warehousing norms for Agricultural and Agri-processed goods and non-agricultural goods (only base and industrial metals) | 49838 | Open → |
| Apr 12, 2021 | Circular on Reporting Formats for Mutual Funds | 49813 | Open → |
| Apr 07, 2021 | Circular on Regulatory Reporting by AIFs | 49788 | Open → |
| Apr 06, 2021 | Setting up of Limited Purpose Clearing Corporation (LPCC) by Asset Management Companies (AMCs) of Mutual Funds | 49770 | Open → |
| Mar 31, 2021 | Reduction in unblocking/refund of application money | 49722 | Open → |
| Mar 30, 2021 | Circular on Guidelines pertaining to Surrender of FPI Registration | 49687 | Open → |
| Mar 26, 2021 | Transfer of business by SEBI registered intermediaries to other legal entity | 49678 | Open → |
| Mar 25, 2021 | Prior Approval for Change in control: Transfer of shareholdings among immediate relatives and transmission of shareholdings and their effect on change in control | 49663 | Open → |
| Mar 25, 2021 | Combating Financing of Terrorism (CFT) under Unlawful Activities (Prevention) Act, 1967 – Directions to Stock Exchanges, Depositories and all registered intermediaries | 49645 | Open → |
| Mar 23, 2021 | Review of Delivery Default Norms | 49610 | Open → |
| Mar 22, 2021 | Clarification on the valuation of bonds issued under Basel III framework | 49604 | Open → |
| Mar 22, 2021 | Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Market Infrastructure Institutions (MIIs) | 49601 | Open → |
| Mar 16, 2021 | Streamlining the process of IPOs with UPI in ASBA and redressal of investors grievances | 49522 | Open → |
| Mar 10, 2021 | Review of norms regarding investment in debt instruments with special features, and the valuation of perpetual bonds | 49463 | Open → |
| Mar 10, 2021 | Rollout of Legal Entity Template | 49461 | Open → |
| Mar 08, 2021 | Amendments to provisions in SEBI Circular dated September 16, 2016 on Unique Client Code (UCC) and mandatory requirement of Permanent Account Number (PAN) | 49417 | Open → |
| Mar 05, 2021 | Circular on Guidelines for votes cast by Mutual Funds | 49405 | Open → |
| Mar 04, 2021 | Circular on Mutual Funds | 49393 | Open → |
| Mar 03, 2021 | Code of Conduct & Institutional mechanism for prevention of Fraud or Market Abuse | 49374 | Open → |
| Feb 23, 2021 | Pre-Expiry Margin on commodities under Alternate Risk Management Framework | 49229 | Open → |
| Feb 02, 2021 | Revised Framework for Innovation Sandbox | 48983 | Open → |
| Feb 02, 2021 | Setting up of Limited Purpose Clearing Corporation (LPCC) by Asset Management Companies (AMCs) of Mutual Funds | 48982 | Open → |
| Jan 29, 2021 | Circular on Revision of Monthly Cumulative Report | 48927 | Open → |
| Jan 19, 2021 | Relaxations relating to procedural matters – Issues and Listing | 48812 | Open → |
| Jan 15, 2021 | Norms for investment and disclosure by Mutual Funds in Exchange Traded Commodity Derivatives (“ETCDs”) | 48789 | Open → |
| Jan 11, 2021 | Revision in Daily Price Limits (DPL) for Commodity Futures Contracts | 48720 | Open → |
| Jan 11, 2021 | Review of Volatility Scan Range (VSR) for Option contracts in Commodity Derivatives Segment | 48717 | Open → |
| Jan 08, 2021 | Circular on Amendment to Regulation 20(6) of SEBI (AIF) Regulations, 2012 | 48710 | Open → |
| Jan 08, 2021 | Monthly Reporting of Portfolio Managers | 48705 | Open → |
| Jan 08, 2021 | Transfer of excess contribution made by Stock Exchanges from Core SGF of one Clearing Corporation to the Core SGF of another Clearing Corporation | 48698 | Open → |
| Jan 06, 2021 | Refund of Security Deposit | 48677 | Open → |
| Dec 31, 2020 | Procedural Guidelines for Proxy Advisors | 48633 | Open → |
| Dec 31, 2020 | Circular on Mutual Funds | 48630 | Open → |
| Dec 31, 2020 | Relaxation in timelines for compliance with regulatory requirements | 48625 | Open → |
| Dec 31, 2020 | Creation of Security in issuance of listed debt securities and ‘due diligence’ by debenture trustee(s) - Extension of timeline for implementation | 48621 | Open → |
| Dec 21, 2020 | Core Settlement Guarantee Fund, Default Waterfall and Stress Test for Limited Purpose Clearing Corporation (LPCC) | 48496 | Open → |
| Dec 21, 2020 | Review of inclusion of Historical Scenarios in Standardized Stress Testing in Commodity Derivatives Segment | 48494 | Open → |
| Dec 18, 2020 | Framework for issue of Depository Receipts - Clarifications | 48477 | Open → |
| Dec 08, 2020 | Additional Payment Mechanism (i.e. ASBA, etc.) for Payment of Balance Money in Calls for partly paid specified securities issued by the listed entity | 48378 | Open → |
| Dec 02, 2020 | Operational guidelines for Transfer and Dematerialization of re-lodged physical shares | 48336 | Open → |
| Dec 01, 2020 | Relaxation in timelines for compliance with regulatory requirements | 48324 | Open → |
| Nov 24, 2020 | Testing of software used in or related to Trading and Risk Management | 48244 | Open → |
| Nov 23, 2020 | Introduction of Unified Payments Interface (UPI) mechanism and Application through Online interface and Streamlining the process of Public issues of securities under - SEBI (Issue and Listing of Debt Securities) Regulations, 2008 (ILDS Regulations), SEBI (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013 (NCRPS Regulations), SEBI (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 (SDI Regulations) and SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 (ILDM Regulations) | 48235 | Open → |
| Nov 13, 2020 | Non-compliance with provisions related to continuous disclosures | 48171 | Open → |
| Nov 12, 2020 | Monitoring and Disclosures by Debenture Trustee(s) | 48159 | Open → |
| Nov 06, 2020 | Circular on Norms regarding holding of liquid assets in open ended debt schemes & stress testing of open ended debt schemes | 48110 | Open → |
| Nov 06, 2020 | Circular on Introduction of “Flexi Cap Fund” as a new category under Equity Schemes | 48108 | Open → |
| Nov 06, 2020 | Outsourcing of activities, Business Continuity Plan and Disaster Recovery, and Cyber Security and Cyber Resilience framework - Limited Purpose Clearing Corporation | 48106 | Open → |
| Nov 06, 2020 | Investor Grievance Redressal Mechanism | 48105 | Open → |
| Nov 05, 2020 | Circular on Enhancement of Overseas Investment limits for Mutual Funds | 48090 | Open → |
| Nov 03, 2020 | Advisory for Financial Sector Organizations regarding Software as a Service (SaaS) based solutions | 48081 | Open → |
| Nov 03, 2020 | Creation of Security in issuance of listed debt securities and ‘due diligence’ by debenture trustee(s) | 48074 | Open → |
| Nov 03, 2020 | Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of Rule 19 of the Securities Contracts (Regulation) Rules, 1957 | 48064 | Open → |
| Oct 22, 2020 | Processing of applications for registrations of AIFs and launch of schemes | 47956 | Open → |
| Oct 22, 2020 | Clarification on SEBI Circular SEBI/HO/OIAE/IGRD/CIR/P/2020/152 dated 13 August, 2020 on Investor grievances redressal mechanism – Handling of SCORES complaints by stock exchanges and Standard Operating Procedure for non-redressal of grievances by listed companies. | 47953 | Open → |
| Oct 22, 2020 | Contribution by Issuers of listed or proposed to be listed debt securities towards creation of “Recovery Expense Fund | 47939 | Open → |
| Oct 19, 2020 | Utilization of Fund Created out of the Regulatory Fee Forgone by SEBI – Additional Guidelines | 47897 | Open → |
| Oct 13, 2020 | Standardisation of procedure to be followed by Debenture Trustee(s) in case of ‘Default’ by Issuers of listed debt securities | 47855 | Open → |
| Oct 08, 2020 | Circular on Guidelines on Inter Scheme Transfers of Securities | 47817 | Open → |
| Oct 06, 2020 | Issuance, listing and trading of Perpetual Non-Cumulative Preference Shares (PNCPS) and Innovative Perpetual Debt Instruments (IPDIs)/ Perpetual Debt Instruments (PDIs) (commonly referred to as Additional Tier 1 (AT 1) instruments) | 47805 | Open → |
| Oct 05, 2020 | Circular on Product Labeling in Mutual Fund schemes – Risk-o-meter | 47796 | Open → |
| Oct 05, 2020 | Circular on Review of Dividend option(s) / Plan(s) in case of Mutual Fund Schemes | 47795 | Open → |
| Oct 05, 2020 | Standardization of timeline for listing of securities issued on a private placement basis | 47790 | Open → |
| Oct 01, 2020 | Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default - Extension of timeline for submission of the Undertaking cum Indemnity bond by the Trading members (TMs) / Clearing Members (CMs) for all the bank accounts. | 47780 | Open → |
| Oct 01, 2020 | Circular on Review of provisions regarding valuation of debt and money market instruments due to the COVID - 19 pandemic | 47779 | Open → |
| Oct 01, 2020 | Relaxation in timelines for compliance with regulatory requirements | 47778 | Open → |
| Oct 01, 2020 | Framework for monitoring of foreign holding in Depository Receipts | 47777 | Open → |
| Sep 29, 2020 | Relaxation with respect to Validity of SEBI Observations and Revision in issue size | 47719 | Open → |
| Sep 28, 2020 | Recovery of assets of defaulter member and recovery of funds from debit balance clients of defaulter member for meeting the obligations of clients / Stock Exchange / Clearing Corporation | 47695 | Open → |
| Sep 28, 2020 | Operating Guidelines for Investment Advisers in International Financial Services Centre (IFSC) – Amendments | 47694 | Open → |
| Sep 23, 2020 | Guidelines for Investment Advisers | 47640 | Open → |
| Sep 23, 2020 | System-Driven Disclosures (SDD) under SEBI (SAST) Regulations, 2011 | 47632 | Open → |
| Sep 23, 2020 | Circular on Resources for Trustees of Mutual Funds | 47630 | Open → |
| Sep 21, 2020 | Write-off of shares held by FPIs | 47608 | Open → |
| Sep 21, 2020 | Alternate Risk Management Framework Applicable in case of Near Zero and Negative Prices | 47602 | Open → |
| Sep 17, 2020 | Circular on Mutual Funds | 47574 | Open → |
| Sep 16, 2020 | Listing and trading of units of Infrastructure Investment Trusts (InvITs) and Real Estate Investment Trusts (REITs) on recognized stock exchanges in International Financial Services Centres (IFSC) | 47569 | Open → |
| Sep 15, 2020 | Collection and Reporting of Margins by Trading Member (TM) / Clearing Member (CM) in Cash Segment - Clarification | 47557 | Open → |
| Sep 11, 2020 | Circular on Asset Allocation of Multi Cap Funds | 47542 | Open → |