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Orders of AO (Adjudicating Officer)

11,983 documents indexed — matches SEBI exactly. Source: SEBI listing

DateTitleSEBI IDDocument
Mar 18, 2020Adjudication Order in respect of Prem Agarwal in the matter of Incap Financial Services Limited46352Open →
Mar 18, 2020Adjudication Order in the matter of Lanco Infratech Limited46351Open →
Mar 18, 2020Adjudication order in respect of Anandi Bhupendrabhai Vekaria in the matter of Illiquid Stock Options at BSE46349Open →
Mar 18, 2020Adjudication order in respect of Arindam Sekhar Garments Marketing Private Limited in the matter of Illiquid Stock Options at BSE46348Open →
Mar 17, 2020Adjudication Order in respect of Usha India Limited in the matter of SCORES Authentication46345Open →
Mar 17, 2020Adjudication order in respect of Ms. Sheetal Kadam in the matter of Axon Infotech Limited46344Open →
Mar 17, 2020Adjudication Order in respect of MBL & Company Ltd., in the matter of Gujarat NRE Coke Ltd.,46340Open →
Mar 17, 2020Adjudication order in respect of Amluckie Investment Company Limited in the matter of Illiquid Stock Options at BSE46339Open →
Mar 17, 2020Adjudication order in respect of Mr. Alok Bhargave in the matter of Illiquid Stock Options at BSE46338Open →
Mar 17, 2020Adjudicating Order in respect Krishnakumar Modi in the matter of Mefcom Agro Industries Ltd.46336Open →
Mar 16, 2020Adjudication Order in respect of Akshya Infrastructure Private Limited in the matter of Marg Ltd.46330Open →
Mar 16, 2020Adjudication Order in respect of twenty two entities in the matter of Marg Ltd.46329Open →
Mar 16, 2020Adjudication Order in respect of Parag Sarda in the matter of Sarda Papers Limited46325Open →
Mar 16, 2020Adjudication order in respect of Panna Paragbhai Shah in the matter of trading activities of Pankaj J. Shah HUF and connected entities46320Open →
Mar 16, 2020Adjudication order in respect of Parag Vinodchandra Shah in the matter of trading activities of Pankaj J. Shah HUF and connected entities46319Open →
Mar 16, 2020Adjudication order in respect of Parag Vinodchandra Shah (HUF) in the matter of trading activities of Pankaj J. Shah HUF and connected entities46318Open →
Mar 16, 2020Adjudication order in respect of Sonal Umangbhai Patel in the matter of trading activities of Pankaj J. Shah HUF and connected entities46317Open →
Mar 16, 2020Adjudication order in respect of Pritiben Vijaykumar Shah in the matter of trading activities of Pankaj J. Shah HUF and connected entities46316Open →
Mar 16, 2020Garima Real Estate & Allied Ltd46312Open →
Mar 11, 2020Adjudication Order in respect of Delware Polymers Pvt., Ltd., and Natraj Capital & Credit Pvt., Ltd., in the matter of Focus Industrial Resources Ltd.46285Open →
Mar 06, 2020Adjudication Order in respect of Sangita Pramod Harlalka in the matter of Radford Global Ltd.46237Open →
Mar 05, 2020Adjudication order in respect of Arjan Dass & Sons Private Limited in the matter of Illiquid Stock Options46261Open →
Mar 05, 2020Adjudication order in respect of Rameshchandra Agrawal and Manju Agrawal in the matter of Deepti Alloy Steel Ltd.46216Open →
Mar 05, 2020Adjudication Order in respect of Camson Bio Technologies Ltd.46212Open →
Mar 04, 2020Adjudication Order in respect of Nissan Copper limited46208Open →
Mar 04, 2020Adjudication Order in respect of Shailesh Lalman Ojha in the matter of Radford Global Ltd.46206Open →
Mar 04, 2020Adjudication order in respect of Global Earth Properties and Developers Pvt. Ltd. in the matter of Illiquid Stock Options46198Open →
Mar 04, 2020Adjudication Order in respect of Mr. G Ramaraja in the matter of Ravi Kumar Distilleries Ltd.46197Open →
Mar 04, 2020Adjudication Order in respect of in respect of Zeppelin Investments Private Limited. in the matter of Nagpur Power & Industries Limited46196Open →
Mar 03, 2020Adjudication Order in the matter of Nirman Share Brokers Pvt. Ltd.46176Open →
Feb 28, 2020Adjudication Order in the matter of Bank of Rajasthan46183Open →
Feb 28, 2020Adjudication Order in the matter of Well Pack Papers & Containers Limited in respect of Shri Tushar Rameshbhai Patel46162Open →
Feb 28, 2020Adjudication Order in the matter of Spectacle Industries Limited (now known as Spectacle ventures Limited)46150Open →
Feb 28, 2020Adjudication order in respect of Salute Advisory LLP in the matter of Trading in Illiquid Stock Options on BSE46148Open →
Feb 28, 2020Adjudication Order in MPF Systems Limited46146Open →
Feb 28, 2020Adjudication Order in respect of NNM Securities Pvt Ltd46145Open →
Feb 28, 2020Adjudication Order in respect of Late Shri GDLSN Raju in the matter of NCL Industries Ltd46138Open →
Feb 28, 2020Adjudication Order in respect of Vinayak Trimbak Sarkhot in Finalysis Credit & Guarantee Co. Ltd46135Open →
Feb 28, 2020Adjudication Order in the matter of Midfield Industries Ltd.46134Open →
Feb 28, 2020Adjudication Order in the matter of S V Global Mill Ltd.46133Open →
Feb 28, 2020Adjudication Order in the matter of Mapro Industries Limited46132Open →
Feb 28, 2020Adjudication Order in the matter of Financial Technologies (India) Ltd., (presently known as 63 Moons Technologies Ltd.)46131Open →
Feb 28, 2020Adjudication Order in respect of Information Technologies (India) Limited in the matter of SCORES Authentication46129Open →
Feb 28, 2020Adjudication Order in the matter of GDR issue by Aksh Optifibre Limited46128Open →
Feb 28, 2020Adjudication Order in respect of Newton Engineering and Chemicals Limited (Formely known as Hitech Orgochem Limited) in the matter of SCORES Authentication46127Open →
Feb 28, 2020Adjudication Order against Anirudh P Sethi in the matter of Alexander Stamps and Coin Limited46126Open →
Feb 28, 2020Adjudication Order against Sethi Ravi Praduman in the matter of Alexander Stamps and Coin Limited46125Open →
Feb 28, 2020Adjudication Order in respect of Parvati Minerals Private Limited, Interface Financial Services Limited, Target Mining Private Limited and Twist Barter Private Limited in the matter of Interface Financial Services Limited46124Open →
Feb 28, 2020Adjudication Order in respect of M/s Motilal Oswal Financial Services Limited (Formerly known as Motilal Oswal Securities Limited) In the matter of Inspection of Books of Motilal Oswal Financial Services Limited (Formerly known as Motilal Oswal Securities Limited)46123Open →
Feb 28, 2020Adjudication Order in respect of M/s Nirmal Bang Securities Private Limited in the matter of Inspection of Books of Nirmal Bang Securities Private Limited46121Open →
Feb 28, 2020Adjudication Order in respect of R. K. Stock Holding Private Limited In the matter of Trading by Chetan Dogra Group Entities in the Scrip of Urja Global Limited, Sampada Chemicals Limited and IFL Promoters Limited46120Open →
Feb 27, 2020Adjudication Order in respect of Asha Hasmukhbhai Shingala, Adroit Financial Services Pvt Ltd and Asuka Stock Holdings Pvt Ltd. in the matter of Visagar Polytex Ltd.46114Open →
Feb 27, 2020Adjudication Order in Polo Hotels Limited for non compliance of orders passed by SEBI46111Open →
Feb 27, 2020Adjudication Order in respect of Sanjay Kumar and Atin Jain in the matter of Cityon Systems (India) Ltd.46110Open →
Feb 27, 2020Adjudication order in the matter of Gitanjali Gems Limited46109Open →
Feb 27, 2020Adjudication Order in respect of M/s Helios and Matheson Information Technology Ltd.46107Open →
Feb 27, 2020Adjudication Order in respect of I) Bharat Jayantilal Patel, 2) Minal Bharat Patel, 3) Hardik Bharat Patel, 4) Ruchit Bharat Patel, 5) Prashant Jayantilal Patel, 6) Pasha Finance Pvt. Ltd., 7) PAT Financial Consultants Pvt. Ltd., 8) Finquest Securities Pvt. Ltd., 9) Pankaj Jayantilal Patel and 10) Finquest Financial Solutions Pvt. Ltd46106Open →
Feb 27, 2020Adjudication Order, in respect of Dimension Steel & Alloys Private Limited in the matter of Its dealings in Illiquid Stock Options at BSE46105Open →
Feb 27, 2020Adjudication order in respect of Zeestar Limouzines Ltd. in the matter of Zeestar Limouzines Ltd.46104Open →
Feb 27, 2020Adjudication Order in respect of Manjulaben Kothari in the matter of trading activities of Pankaj J. Shah HUF and connected entities46103Open →
Feb 27, 2020Adjudication order in respect of Shri Arvind Dalal in the matter of Fortune Financial Services (India) Ltd. (now known as The Investment Trust of India Ltd.)46102Open →
Feb 27, 2020Adjudication Order in respect of Helina Shah in the matter of trading activities of Pankaj J. Shah HUF and connected entities46101Open →
Feb 27, 2020Adjudication Order in respect of Umang Nemani in the matter of dealings in illiquid stocks options at BSE46097Open →
Feb 26, 2020Adjudication Order in respect of Y T Capital Private Limited in the matter of dealings in illiquid stocks options at BSE46096Open →
Feb 26, 2020Adjudication order in respect of Muthoottu Mini Financiers Ltd., in the matter of Muthoottu Mini Financiers Ltd46091Open →
Feb 26, 2020Adjudication Order in respect of 15 entities in the matter of Parabolic Drugs Limited46089Open →
Feb 26, 2020Adjudication Order in respect of Ashok Kumar Damani in the matter of Illiquid Stock Option at BSE46086Open →
Feb 25, 2020Adjudication Order in the matter of Gemstone Investments Limited46151Open →
Feb 25, 2020Adjudication Order in the matter of Spectacle Industries Limited (now known as Spectacle ventures Limited)46095Open →
Feb 25, 2020Adjudication Order against Mr. Babulal Dugar, Mr. Manoj Dugar and Mr. Vinod Dugar, using sham identities in the Securities Market.46083Open →
Feb 25, 2020Adjudication Order in the matter of Expo Gas Containers Ltd46077Open →
Feb 25, 2020Adjudication Order against Dani Shares and Stocks Private Limited46074Open →
Feb 24, 2020Adjudication order in respect of Gold View Financial Services Limited in the matter of Illiquid Stock Options at BSE46063Open →
Feb 24, 2020Adjudication Order in respect of Gordon Herbert (India) Limited46061Open →
Feb 24, 2020Adjudication order in respect of Shri S Krishnan in the matter of Centum Electronics Limited46060Open →
Feb 24, 2020Adjudication order in respect of Sushma Agarwal in the matter of Winsome Yarns Limited46059Open →
Feb 20, 2020Adjudication Order in respect of VCG & Co. and Vishal Chandra Gupta in the matter of role of Statutory Auditor in the IPO of Tarini International Limited46045Open →
Feb 20, 2020Adjudication order in respect of Heroic Mercantile Private Limited in the matter of Filatex Fashions Limited46044Open →
Feb 18, 2020Adjudication Order in respect of Safal Capital (India) Limited46037Open →
Feb 18, 2020Adjudication Order in the matter of Turbotech Engineering Limited46030Open →
Feb 18, 2020Adjudication Order in respect of Gupta Saharia & Co. (Statutory Auditors) in the matter of J Kumar Infraprojects Limited.46029Open →
Feb 18, 2020Adjudication Order in the matter of M/s. J Kumar Infraprojects Limited46028Open →
Feb 18, 2020Adjudication Order in the matter of Transchem Ltd46027Open →
Feb 18, 2020Adjudication Order in respect of Akash Ispat Private Limited in the matter of dealing in Illiquid Stock Options at the BSE46017Open →
Feb 17, 2020Adjudication Order in respect of Jayeshbhai Virchand Shah in the matter of trading activities of Pankaj J Shah HUF and connected entities46006Open →
Feb 17, 2020Adjudication Order in respect of Himani Jayeshbhai Shah in the matter of trading activities of Pankaj J Shah HUF and connected entities46005Open →
Feb 17, 2020Adjudication Order in respect of Vatsal Jayeshbhai Shah in the matter of trading activities of Pankaj J Shah HUF and connected entities46004Open →
Feb 17, 2020Adjudication Order in respect of Bharatkumar Ramanlal Patel in the matter of trading activities of Pankaj J Shah HUF and connected entities46003Open →
Feb 17, 2020Adjudication Order in respect of Oxyzo Financial Services Private Ltd. in the matter of Oxyzo Financial Services Private Ltd46002Open →
Feb 17, 2020Adjudication Order in respect of HBJ Capital Services Pvt. Ltd. and its Directors in the matter of HBJ Capital Services Pvt. Ltd.46001Open →
Feb 14, 2020Adjudication order in respect of Arihant Sharecom Private Limited in the matter of Illiquid Stock Options at BSE45989Open →
Feb 14, 2020Adjudication Order in respect of Redmond Investments Limited in the matter of Ybrant Digital Limited45987Open →
Feb 14, 2020Adjudicating Order in respect of ISF Securities Limited in the matter of Mefcom Agro Industries Ltd.45983Open →
Feb 13, 2020Adjudication Order in respect of Omni Dyechem Exports limited45982Open →
Feb 13, 2020Adjudication Order in the matter of Indovision Securities Limited45979Open →
Feb 12, 2020Adjudication Order in respect of Ambica Capital Markets Limited in the matter of dealing in Illiquid Stock Options at the BSE45968Open →
Feb 12, 2020Adjudication Order in respect of LKP Securities Limited45953Open →
Feb 10, 2020Adjudication Order in the matter of Tarini International Ltd.45943Open →
Feb 07, 2020Adjudication order in the matter of GMM Pfaudler Ltd.45930Open →
Feb 06, 2020Adjudication Order in the matter of Sunness Capital India Pvt. Ltd.45931Open →
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