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Orders of AO (Adjudicating Officer)

11,983 documents indexed — matches SEBI exactly. Source: SEBI listing

DateTitleSEBI IDDocument
Dec 24, 2019Adjudication Order in the matter of Spectacle Industries Limited (now known as Spectacle ventures Limited)45449Open →
Dec 24, 2019Adjudication order in respect of Bhavin Sureshbhai Thakkar in the matter of Blue Blends (India) Limited45445Open →
Dec 24, 2019Adjudication Order in respect of First Overseas Capital Limited in the matter of Inspection of Books of First Overseas Capital Limited45441Open →
Dec 23, 2019Adjudication Order in respect of two entities in the matter of ICICI Prudential Mutual Fund45442Open →
Dec 23, 2019Adjudication Order in respect of M/s Sonia Finvest Pvt. Ltd.45425Open →
Dec 23, 2019Adjudication Order in respect of M/s Divine Waters Pvt. Ltd.45424Open →
Dec 23, 2019Adjudication Order in respect of M/s Karvy Financial Services Limited45423Open →
Dec 23, 2019Adjudication Order in respect of Leo Global Commodities Pvt. Ltd45422Open →
Dec 23, 2019Adjudication Order in respect of late Shri Dilipbhai Jashubhai Patel in the matter of trading activities of Pankaj J. Shah HUF and connected entities45421Open →
Dec 23, 2019Adjudication Order in respect of Roselabs Finance Ltd. in the matter of Gujarat Arth Ltd.45420Open →
Dec 23, 2019Adjudication order in respect of Ramesh Daga in the matter of Incap Financial Services Limited45419Open →
Dec 23, 2019Adjudication order in respect of Sri Navdurga Billets Private Limited in the matter of dealings in Illiquid Stock Options at BSE45418Open →
Dec 20, 2019Adjudication order in respect of Kausambi Vanijya Limited (Now known as Golden Bull Research & Growth Ltd.)45408Open →
Dec 20, 2019Adjudication Order against Reflection Investments45407Open →
Dec 20, 2019Adjudication Order in the matter of Arvind Remedies Ltd45406Open →
Dec 20, 2019Adjudication Order in the matter of Finquest Securities Pvt Ltd.45403Open →
Dec 20, 2019Adjudication Order against Suresh Rathi Securities Private Limited45402Open →
Dec 20, 2019Adjudication order in respect of Sampoorna Buildwell Private Limited in the matter of Trading in Illiquid Stock Options on BSE45401Open →
Dec 20, 2019Adjudication order in respect of Shri Kantilal Chunnilal Doshi in the matter of Kailash Auto Finance Limited45400Open →
Dec 20, 2019Adjudication Order in the matter of Kandhari Rubbers Limited.45399Open →
Dec 20, 2019Adjudication Order dated December 20, 2019, in respect of Chetna Satish Mehta in the matter of Its dealings in Illiquid Stock Options at BSE.45395Open →
Dec 19, 2019Adjudication Order in the matter of Spectacle Industries Limited (now known as Spectacle ventures Limited)45389Open →
Dec 19, 2019Adjudication Order dated December 19, 2019, in respect of Valecha Investments Private Limited in the matter of Valecha Engineering Limited45388Open →
Dec 19, 2019Adjudicating Order in respect of Purshottam Khandelwal in the matter of Mefcom Agro Industries Ltd.45387Open →
Dec 18, 2019Adjudication Order in respect of Shubhang Exports Ltd. in the matter of dealings in illiquid stock options at BSE45376Open →
Dec 18, 2019Adjudication Order in respect of 2 entities in the matter of Florence Investech Ltd.45371Open →
Dec 18, 2019Adjudication order in respect of Shri Vatsal Agarwaal and Gretex Corporate Services Pvt. Ltd. in the matter of Stratmont Industries Limited45369Open →
Dec 18, 2019Adjudication Order in respect of Leo Financial Services Limited in the matter of Inspection of Books of Leo Financial Services Limited45368Open →
Dec 18, 2019Adjudication Order in respect of Pradeep Kumar Jindal & Sons (HUF)in the matter of Trading Activities of Certain Entities in the Scrip of Pawansut Holdings Limited45366Open →
Dec 17, 2019Adjudication Order in the matter of dealings of Magnum Fincom Broking Private Limited in the IPOs of Kernex Microsystems Limited, Punj Lloyd Limited and ABG Shipyard Limited45367Open →
Dec 16, 2019Adjudication Order in respect of Mahaan Impex Ltd. in the matter of Failure to obtain SCORES authentication45332Open →
Dec 16, 2019Adjudication Order in respect of Madhuri Holdings Ltd. in the matter of Failure to obtain SCORES authentication45331Open →
Dec 13, 2019Adjudication Order in respect of 25 entities in the matter of Kuber Udyog Limited45314Open →
Dec 13, 2019Adjudication order in respect of Achintya Commodities Private Limited in the matter of Achintya Commodities Private Limited45312Open →
Dec 12, 2019Adjudication Order in respect of KII Ltd. in the matter of GDR Issues of certain companies45305Open →
Dec 12, 2019Adjudication order in respect of Sanjay Chandra in the matter of Unitech Limited45291Open →
Dec 12, 2019Adjudication order in respect of Mayfair Capital Private Limited in the matter of Unitech Limited45290Open →
Dec 12, 2019Adjudicating Order in respect of Jayantilal Ratilal Shah in the matter of Pyramid Saimira Theatre Ltd.45286Open →
Dec 12, 2019Adjudication Order dated December 12, 2019, in respect of Dhanraksha Dealer Private Limited in the matter of Its dealings in Illiquid Stock Options at BSE45285Open →
Dec 11, 2019Adjudication Proceedings in respect of GN Credits Private Limited in the matter of Illiquid Stock Options at BSE45275Open →
Dec 11, 2019Adjudication Order in respect of Yash Garg in the matter of Trading Activities of Certain Entities in the Scrip of Pawansut Holdings Limited45270Open →
Dec 10, 2019Adjudication Order in respect of various entities in the matter of Wintac Limited45278Open →
Dec 10, 2019Adjudication Order against Dineshkumar Chimanlal Darji in the matter of Matra Kaushal Enterprise Ltd.45255Open →
Dec 09, 2019Adjudicating Order in respect of Vijay Mehta and Mefcom Capital Markets Ltd. in the matter of Mefcom Agro Industries Ltd.45254Open →
Dec 09, 2019Adjudication Order dated December 09, 2019, in respect of Brubeck Resources Private Limited in the matter of Its dealings in Illiquid Stock Options at BSE45244Open →
Dec 06, 2019Adjudication Order dated December 06, 2019, in respect DR. M. Soy Proteins Limited (Presently Known as DR. M. Induscorp Limited)45235Open →
Dec 04, 2019Adjudicating Order in respect of Guiness Corporate Advisors Pvt. Ltd.45205Open →
Nov 29, 2019Adjudication order in the matter of Polo Hotels Ltd45154Open →
Nov 29, 2019Adjudication order in respect of M/s Rajbanshi Trading in the matter of Illiquid stock options at BSE45153Open →
Nov 29, 2019Adjudication Order in the matter of GDR issue of Sanraa Media Ltd45151Open →
Nov 29, 2019Adjudication Order in the matter of Sunidhi Securities & Finance Ltd45150Open →
Nov 29, 2019Adjudication order in respect of Onceover Vincom Private Limited in the matter of Illiquid stock options at BSE45149Open →
Nov 29, 2019Adjudication Order in respect of Sudha Gupta in the matter of Kamanwala Housing Construction Ltd.45148Open →
Nov 29, 2019Adjudication Order in the matter of Spectacle Industries Limited (now known as Spectacle ventures Limited)45145Open →
Nov 29, 2019Adjudicating Order in respect of Yogesh Himatlal Patel in the matter of dealings in illiquid stocks options at BSE45143Open →
Nov 29, 2019Adjudication Order in respect of Kyra Landscapes Limited I the matter of Kyra Landscapes Limited45142Open →
Nov 29, 2019Adjudication Order against BGIL Films &Technologies Limited in the matter of BGIL Films & Technologies Limited45141Open →
Nov 29, 2019Adjudication Order in respect of Central Depository Services (India) Limited and National Securities Depository Limited in the matter of Kyra Landscapes Ltd.45140Open →
Nov 29, 2019Adjudication Order in the matter of front-running of HDFC Group’s trades by Sanghvi Group and Kalpana Group45137Open →
Nov 29, 2019Adjudication Order in respect of Mr. Brita Singh in the matter of Sheen Agro and Plantation Limited45134Open →
Nov 29, 2019Adjudication order in respect of Palle Suguna Reddy in the matter of Ybrant Digital Limited45133Open →
Nov 29, 2019Adjudication order in respect of M Suresh Kumar Reddy in the matter of Ybrant Digital Limited45132Open →
Nov 29, 2019Adjudication order in respect of S V Rajyalaxmi Reddy in the matter of Ybrant Digital Limited45131Open →
Nov 29, 2019Adjudicating Order in respect of Avisha Credit Capital Ltd., Cosmo Corporate Services Ltd., Master Finlease Ltd. And Vishvas Securities Ltd. in the matter of Mefcom Agro Industries Ltd.45129Open →
Nov 29, 2019Adjudication order in respect of Unitech Limited in the matter of Unitech Limited45128Open →
Nov 29, 2019Adjudication Order in respect of Pooja Garg in the matter of Trading Activities of Certain Entities in the Scrip of Pawansut Holdings Limited45123Open →
Nov 28, 2019Adjudication order in respect of Pravinbhai Mohanbhai Kheni in the matter of Cupid Trades & Finance Limited45127Open →
Nov 28, 2019Adjudication order in respect of Rotam Commercials Ltd. in the matter of Cupid Trades & Finance Limited45126Open →
Nov 28, 2019Adjudication order in respect of Rupal Vipulkumar Patel in the matter of Cupid Trades & Finance Limited45125Open →
Nov 28, 2019Adjudication Order In respect of Shri Vasudev Ramchandra Kamat in the matter of Spectacle Industries Limited (now known as Spectacle ventures Limited)45122Open →
Nov 28, 2019Adjudication Order in respect of Shri Narendra Prabodh Ganatra in the matter of Spectacle Industries Limited (now known as Spectacle ventures Limited)45121Open →
Nov 28, 2019Adjudication order in respect of S C Jain and Son HUF in the matter of Trading in Illiquid Stock Options on BSE45112Open →
Nov 28, 2019Adjudication Order in Vijay Solvex Limited45111Open →
Nov 28, 2019Adjudication Order in respect of Mr. Jyoti Prakash Bapna in the matter of Synergy Infrastructure Ltd45108Open →
Nov 28, 2019Adjudication order in respect of Ms. Ruchika Goel in the matter of Trading in Illiquid Stock Options on BSE45105Open →
Nov 28, 2019Adjudication order in respect of 8 entities in the matter of Kausambi Vanijya Ltd (now known as Golden Bull Research & Growth Ltd.)45103Open →
Nov 28, 2019Adjudication Order in respect of M/s Regaliaa Realty Limited45100Open →
Nov 28, 2019Adjudication Order in respect of M/s Secure Earth Technologies Limited45098Open →
Nov 28, 2019Adjudication Order in respect of M/s. Bajrangbali Re-roll(P) Limited in the matter of Its dealings in Illiquid Stock Options at BSE45096Open →
Nov 27, 2019Adjudication order in respect of Stepan Commotrade Private Limited in the matter of dealings in Illiquid Stock Options at BSE45084Open →
Nov 26, 2019Adjudication Order in respect of Piyush Steels Limited in the matter of non-redressal of investor grievances on SCORES45073Open →
Nov 26, 2019Adjudication Order in respect of Mr. Vinay Sharma in the matter of S. Chand & Company Limited45070Open →
Nov 25, 2019Adjudication Order in respect of Jindal Worldwide Ltd., Yamunadutt A. Agrawal and Amit Y. Agrawal in the matter of Jindal Worldwide Ltd.45069Open →
Nov 25, 2019Adjudication Order against in respect of Amarnath Securities Ltd. in the matter of Amarnath Securities Ltd.45068Open →
Nov 25, 2019Adjudication Order in respect of Morgan Financial Services Private Limited in the matter of Trading in Illiquid Stock Options45063Open →
Nov 25, 2019Adjudication Order in respect of Niranjan Housing Pvt. Ltd. in the matter of Trading in Illiquid Stock Options45062Open →
Nov 25, 2019Adjudication Order in respect of Navrang Tradelinks Pvt. Ltd. in the matter of Trading in Illiquid Stock Options45061Open →
Nov 25, 2019Adjudication Order in respect of Niranjan Metallic Ltd. in the matter of Trading in Illiquid Stock Options45060Open →
Nov 25, 2019Adjudication Order in respect of Nishu Leasing and Finance Ltd. in the matter of Trading in Illiquid Stock Options45059Open →
Nov 25, 2019Adjudication Order in respect of Midpoint Tradelink Ltd. in the matter of Trading in Illiquid Stock Options45058Open →
Nov 25, 2019Adjudication order in respect of Green Venture Securities Management Private Limited in the matter of Illiquid Stock Options at BSE45055Open →
Nov 22, 2019Adjudication Order against in respect of Vol Plast Ltd. in the matter of Non-redressal of investor grievances45051Open →
Nov 22, 2019Adjudication Order dated November 22, 2019, in respect of Dipen D Chandruva HUF in the matter of Its dealings in Illiquid Stock Options at BSE45048Open →
Nov 22, 2019Adjudication Order dated November 22, 2019, in respect of M/s. Delta International Limited in the matter of Its dealings in Illiquid Stock Options at BSE45047Open →
Nov 22, 2019Adjudication Order in respect of Ms. Preeti Jain in the matter of Burnpur Cement Limited45046Open →
Nov 22, 2019Adjudication Order in respect of Eveningstar Dealtrade Private Limited in the matter of its dealings in illiquid stock options on BSE45045Open →
Nov 22, 2019Adjudication order in the matter of Aplaya Creations Ltd45044Open →
Nov 22, 2019Adjudication Order in the matter of LGS Global Limited (Now known as Ybrant Digital Limited)45043Open →
Nov 22, 2019Adjudication Order against Sanjay Jethalal Soni, Smt. Krupa Sanjay Soni and M/s. J M Soni Consultancy in respect of Non-Compliance of SEBI Order dated November 30, 2018 in the matter of Oregon Commercial Limited.45042Open →
Nov 22, 2019Adjudication Order in respect of M/s Hemant Industrial Services Limited in the matter of failure to obtain SCORES Authentication45040Open →
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