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Orders of AO (Adjudicating Officer)

11,983 documents indexed — matches SEBI exactly. Source: SEBI listing

DateTitleSEBI IDDocument
Apr 25, 2019Adjudication order against Shangrila India Limited in the matter of dealings in illiquid stock options at BSE42830Open →
Apr 25, 2019Adjudication order against Sidharth Gupta in the matter of dealings in illiquid stock options at BSE42829Open →
Apr 25, 2019Adjudication Order in respect to Frontline Financial Services Ltd. in the matter of non-obtaining of SCORES authentication and non-redressal of investor grievance42826Open →
Apr 25, 2019Adjudication order in respect of Brabourne Commerce Private Limited in the matter of Raasi Refractories Limited42825Open →
Apr 25, 2019Adjudication order in respect of Chhabra Spinners Ltd. in the matter of non-obtaining of SCORES authentication and non-redressal of investor grievances42824Open →
Apr 25, 2019Adjudication Order in respect of Bezel Stock Brokers Pvt. Ltd. in the matter of of Bezel Stock Brokers Pvt. Ltd.42818Open →
Apr 23, 2019Adjudication order in respect of Geojit Financial Services Limited in the matter of Geojit BNP Paribas Financial Services Limited42777Open →
Apr 23, 2019Adjudication Order in respect of six entities in the matter of Radha Madhav Corporation Ltd.42776Open →
Apr 23, 2019Adjudicating Order in respect of Vina Viren Ahuja in the matter of dealings in illiquid stocks options at BSE42771Open →
Apr 23, 2019Adjudicating Order in respect of Top Tech Steels Pvt. Ltd. in the matter of dealings in illiquid stocks options at BSE42770Open →
Apr 22, 2019Adjudicating Order in respect of Viprit Trading Pvt. Ltd. in the matter of dealings in illiquid stocks options at BSE42761Open →
Apr 18, 2019Adjudication Order against (Late) Shri Nathu Lal Sharma in the matter of Sulabh Engineers & Services Limited42747Open →
Apr 18, 2019Adjudication Order in respect of Sure Portfolio Services Pvt Ltd and Steady Capital Advisory Services Pvt Ltd in the matter of Emed.com Technologies Ltd42746Open →
Apr 18, 2019Adjudication Order in respect of 11 entities in the matter of Emed.com Technologies Ltd42745Open →
Apr 16, 2019Adjudicating Order in respect of Vinod Shares Ltd. in the matter of Maharashtra Polybutenes Limited42729Open →
Apr 12, 2019Adjudication order in respect of Pushpanjali Floriculture Ltd. in the matter of Non-obtaining of SCORES authentication42717Open →
Apr 11, 2019Adjudication Order in the matter of Shree Shaleen Textile Limited42696Open →
Apr 11, 2019Adjudication order in respect of Raikot Finance and Investment pvt ltd in the matter of Illiquid Stock Options at BSE42695Open →
Apr 11, 2019Adjudication order in respect of Ranklin Solutions Ltd. in the matter of Ranklin Solutions Ltd.42690Open →
Apr 10, 2019Adjudication Order in respect of 4 entities in the matter of Nikhara Bharath Construction Company Limited42673Open →
Apr 10, 2019Adjudication Order in respect of City Gold Entertainment Limited in the matter of dealing in illiquid Stock Options at BSE42671Open →
Apr 09, 2019Adjudication order in respect of Mr. K. Narasimhan in the matter of Allsec Technologies Limited42648Open →
Apr 09, 2019Adjudication Order in the matter of AC Agarwal Share Brokers Private Limited42645Open →
Apr 08, 2019Adjudication Order in respect of K V Ramana Shetty in the matter of Dealing in Illiquid options on the BSE.42639Open →
Apr 08, 2019Adjudication Order in respect of Marutirao Tukaram Yangalwar in the matter of Dhyana Finstock Limited42635Open →
Apr 05, 2019Adjudication Order passed in respect of MJVVD Prakash, Govardhan Lal, Firstcall Consultancy Services P Ltd and Nitin Chadha in the matter of Ranklin Solutions Ltd42621Open →
Apr 03, 2019Adjudication order in respect of Top Media Entertainment Ltd. in the matter of Non-obtaining of SCORES authentication and non redressal of investor grievance42716Open →
Apr 03, 2019Adjudication Order in respect Garuda Plant Products Limited in the matter of EPC Industries Limited42598Open →
Apr 02, 2019Adjudication order in respect of Sarva Mangalam Gajanan Steel Private Limited in the matter of Trading in Illiquid Stock Options on BSE42593Open →
Mar 29, 2019Adjudication order in the matter of sunshine global42808Open →
Mar 29, 2019Adjudication Ordre in the matter of Sunshine Global Agro Limited42757Open →
Mar 29, 2019Adjudication Order in respect of Matri Mangal Trading Private Limited in the matter of Trading in Illiquid Stock Options42584Open →
Mar 29, 2019Adjudication Order in respect of seven entities in the matter of Cinema Capital Venture Fund42583Open →
Mar 29, 2019Adjudication order against Chandrakant Tibrawala and 8 other entities in Shree Hanuman Sugar & Industries Ltd42571Open →
Mar 29, 2019Adjudication order in the matter of Cupid Trades and Finance Limited42566Open →
Mar 29, 2019Adjudication Order in respect of Ashok Investors Trust Ltd. in the matter of Dealings in Illiquid stock options at BSE42563Open →
Mar 29, 2019Adjudication Order in respect of S. Jayalakshmi in the matter of Arihant Foundations & Housing Ltd42562Open →
Mar 29, 2019Adjudication Order in respect of Laurels Properties Private Limited in the matter of dealing in Illiquid Stock Options at the BSE42561Open →
Mar 29, 2019Adjudication Order in respect JPA Solutions Private Limited & Jagdishchandra Jhamaklal Mansukhani in the matter of Man Industries (India) Ltd.42560Open →
Mar 29, 2019Adjudication Order in respect of Gannayak Sales Private Limited in the matter of Sangam Advisors Limited42559Open →
Mar 29, 2019Adjudication order in respect of Ramesh Mercantile Private Limited in the matter of Trading in Illiquid Stock Options on BSE42558Open →
Mar 29, 2019Adjudication Order in respect of Nilesh Shirish Mehta in the matter of Trading in Illiquid Stock Options42557Open →
Mar 29, 2019Adjudication Order in respect of New Laxmi Steel & Power Private Limitedin the matter of Trading in Illiquid Stock Options42556Open →
Mar 29, 2019Adjudication Order in respect of Shri Manoj Pincha in the matter of Trading in Illiquid Stock Options42555Open →
Mar 29, 2019Adjudication Order in respect of Shri Manish Rameshbhai Vyas in the matter of Trading in Illiquid Stock Options42554Open →
Mar 29, 2019Adjudication Order in respect of Makers Casting Private Limited in the matter of Trading in Illiquid Stock Options42553Open →
Mar 29, 2019Adjudication order in respect of Ms. Tara Gajaria in the matter of Fortune Financial Services (India) Ltd. (now known as The Investment Trust Of India Ltd.)42552Open →
Mar 29, 2019Adjudication Order in respect of Maina Trexim Private Limited in the matter of Trading in Illiquid Stock Options42551Open →
Mar 29, 2019Adjudication Order in respect of respect of Smitsagar Tracon Private Limited in the matter of dealings in illiquid Stock Options at BSE42550Open →
Mar 29, 2019Adjudication Order in respect of respect of Surichi Distributors Private Limited in the matter of dealings in illiquid Stock Options at BSE<317/2019]42549Open →
Mar 29, 2019Adjudication Order in respect of respect of Suraj Stock Broking Limited in the matter of dealings in illiquid Stock Options at BSE42548Open →
Mar 29, 2019Adjudication Order in respect of respect of Tackel Stock Broking Services Private Limited in the matter of dealings in illiquid Stock Options at BSE42547Open →
Mar 29, 2019Adjudication Order in respect of respect of Srijan Cements Limited in the matter of dealings in illiquid Stock Options at BSE42546Open →
Mar 29, 2019Adjudication Order in respect of respect of Srijan Polypacks Limited in the matter of dealings in illiquid Stock Options at BSE42545Open →
Mar 29, 2019Adjudication order in the matter of Sunshine Global Agro Ltd.42544Open →
Mar 29, 2019Adjudication Order in respect of Maa Mahamaya Industries Limited n the matter of dealing in Illiquid Stock Options at the BSE42543Open →
Mar 29, 2019Adjudication Order in respect of SMS Techsoft (I) Ltd and others42542Open →
Mar 29, 2019Adjudication Order in respect of Ajmera Associates Pvt Ltd. in the matter of Dealings in Illiquid stock options at BSE42541Open →
Mar 29, 2019Adjudication Order in respect of SMS Techsoft against 33 entities w.r.t non-compliance with SEBI directions42540Open →
Mar 29, 2019Adjudication Order (AO) dated March 29, 2019 in respect of Daisy Investment Private Limited in the matter of Modipon Limited42538Open →
Mar 29, 2019Adjudication Order against Shatbhisha Trading Pvt. Limited in the matter of Shalimar Productions Limited42534Open →
Mar 29, 2019Adjudication Order against Pakoba Finance & Trades Pvt. Limited in the matter of Shalimar Productions Limited42533Open →
Mar 29, 2019Adjudication order in respect of Mrs. Santosh Mittal in the matter of Trading in Illiquid Stock Options on BSE42532Open →
Mar 29, 2019Adjudication Order against (Late) Shri T I Venkatramani in the matter of GDR issue by Southern Ispat and Energy Ltd42531Open →
Mar 29, 2019Adjudication Order dated March 29, 2019 in respect of Late Jadavji Karamshi Chheda in the matter of dealings of Magnum Fincom Broking Private Limited in the IPOs of Kernex Microsystems Limited, Punj Lloyd Limited and ABG Shipyard Limited42530Open →
Mar 28, 2019Adjudication Order in respect of 6 entities in the matter of CIG Realty Fund42528Open →
Mar 28, 2019Adjudication Order in respect of Kalpana Chheda and Utkarsh Chheda in the matter of Zodiac Ventures Ltd.42527Open →
Mar 28, 2019Adjudication order against Vaishnavi Gold Ltd. and MJVVD Prakash in the matter of Vaishnavi Gold Ltd.42525Open →
Mar 28, 2019Adjudication order against MJVVD Prakash and Jyotsana Lakshmi in the matter of Vaishnavi Gold Ltd.42524Open →
Mar 28, 2019Adjudication order against MJVVD Prakash and Govardhan Lal in the matter of Vaishnavi Gold Ltd.42523Open →
Mar 28, 2019Adjudication Order against Alka Malpani in the matter of International Conveyers Ltd.42519Open →
Mar 28, 2019Adjudication Order in respect of M/s Unitech Limited42518Open →
Mar 28, 2019Adjudication Order dated March 28, 2019 in respect of UP State Industrial Development Corporation Limited in the matter of Modipon Limited42516Open →
Mar 27, 2019Adjudication Order in respect of Mr. Subodh Kumar Goel in the matter of GDR issue by Sybly Industries Ltd42514Open →
Mar 27, 2019Adjudication Order in respect of Mr. Mahendra Kumar Gupta in the matter of GDR issue by Sybly Industries Ltd42513Open →
Mar 27, 2019Adjudication Order in respect of Mr. Satya Prakash Mittal in the matter of GDR issue by Sybly Industries Ltd42512Open →
Mar 27, 2019Adjudication Order in respect of Kasturbhai Mayabhai Pvt. Ltd. in the matter of Dealing in Illiquid options on the BSE.42510Open →
Mar 27, 2019Adjudication order in respect of Bharat Line Ltd.in the matter of Non-obtaining of SCORES authentication42508Open →
Mar 27, 2019Adjudication order in respect of Avinash Information Technologies Limited in the matter of Non-obtaining of SCORES authentication and non redressal of investor grievance42507Open →
Mar 27, 2019Adjudication order in respect of Gwalior Sugar Company Ltd. in the matter of Non-obtaining of SCORES authentication42506Open →
Mar 27, 2019Adjudication Order in respect of Jagdish Singh in the matter of Dealing in Illiquid options on the BSE.42502Open →
Mar 26, 2019Adjudication order in respect of N Srinivas42494Open →
Mar 26, 2019Adjudication Order in respect of Mr. Umesh Kumar Mittal in the matter of GDR issue by Sybly Industries Ltd42491Open →
Mar 26, 2019Adjudication order in respect of Sunrise Zinc Ltd. in the matter of Non-obtaining of SCORES authentication and non redressal of investor grievance42490Open →
Mar 26, 2019Adjudication Order in respect of Brahm (Alloys) Limited in the matter of dealing in illiquid Stock Options at BSE42489Open →
Mar 26, 2019Adjudication Order in respect of Crawford Marketing Private Limited in the matter of dealing in illiquid Stock Options at BSE42488Open →
Mar 26, 2019Adjudication order in respect of N Parvatavardhani42481Open →
Mar 26, 2019Adjudication order in respect of Radha Smelters Limited in the matter of Illiquid Stock Options at BSE42476Open →
Mar 25, 2019Adjudication Order in respect of Mr. Mahesh Chand Mittal in the matter of GDR issue by Sybly Industries Ltd42478Open →
Mar 25, 2019Adjudication Order in respect of Pee Dee Kapur Stock & Securities Ltd.42474Open →
Mar 25, 2019Adjudication Order in respect to Anitha Prabhu in the matter of Dealings in the Illiquid stock options at BSE42473Open →
Mar 25, 2019Adjudication Order in respect to Acira Consultancy Private Ltd. in the matter of Dealings in the Illiquid stock options at BSE42472Open →
Mar 25, 2019Adjudication Order in respect to Arc Finance Ltd. in the matter of Dealings in the Illiquid stock options at BSE42471Open →
Mar 25, 2019Adjudication Order in respect to Ansuya M Trivedi in the matter of Dealings in the Illiquid stock options at BSE42470Open →
Mar 25, 2019Adjudication Order in respect of Mr. G Ramaraja in the matter of Ravi Kumar Distilleries Limited42469Open →
Mar 25, 2019Adjudication Order in respect of M/s SVL Limited in the matter of M/s Shriram EPC Ltd.42466Open →
Mar 22, 2019Adjudication Order in respect of ILFS in the matter of CIG Realty Fund42462Open →
Mar 22, 2019Adjudication Order dated March 22, 2019, in respect of M/s. ISD Industries Private Limited in the matter of Its dealings in Illiquid Stock Options at BSE42459Open →
Mar 22, 2019Adjudication order in respect of N Ramakrishna Rao42457Open →
Mar 22, 2019Adjudicating Order in respect of Vimladevi Shyamsunder Khetan in the matter of dealings in illiquid stocks options at BSE42455Open →
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