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Settlement Orders

1,985 documents indexed — matches SEBI exactly. Source: SEBI listing

DateTitleSEBI IDDocument
Mar 06, 2025Settlement Order in respect of Citicorp Investment Bank (Singapore) Limited – ODI92497Open →
Mar 05, 2025Settlement Order in the matter of Add-Shop E-Retail Limited and White Organic Agro Limited92495Open →
Mar 04, 2025Settlement Order in the matter of Shri Yashish Dahiya (Chairperson & CEO of PB Fintech Ltd. in the scrip of PB Fintech Ltd).92439Open →
Feb 28, 2025Settlement Order in the matter of Nitco Limited92373Open →
Feb 27, 2025Settlement Order in the matter of Sadhna Broadcast Limited92276Open →
Feb 25, 2025Settlement Order in the matter of examination of NGL Fine-Chem Limited92177Open →
Feb 21, 2025Settlement Order in the matter of trading activities of certain entities in the scrip of Atlantaa Limited92097Open →
Feb 20, 2025Settlement Order in the matter of Electrosteel Castings Limited92045Open →
Feb 13, 2025Settlement Order in the matter of ICICI Securities Limited91910Open →
Feb 13, 2025Settlement Order in the matter of Paytm Money Limited91881Open →
Feb 11, 2025Settlement Order in the matter of National Peroxide Limited91778Open →
Jan 31, 2025Summary settlement order in the matter of IIRM Holdings India Limited (Formerly known as Sudev Industries Limited) in respect of Vurakaranam Ramakrishna91558Open →
Jan 24, 2025Settlement Order in the matter of PC Jeweller Limited91164Open →
Jan 17, 2025Settlement Order in the matter of One97 Communications Limited (Paytm)90911Open →
Jan 16, 2025Settlement Order in the matter of trading based on the stock recommendations given by Guest Experts appearing on Zee Business Channel90849Open →
Jan 10, 2025Settlement Order in the matter of Bombay Burmah Trading Corporation Limited90686Open →
Jan 08, 2025Settlement Order in the matter of Front Running by Meghana Gosar and Deven Sangoi90624Open →
Jan 06, 2025Settlement Order in the matter of ICICI Securities Limited90538Open →
Jan 02, 2025Settlement Order in the matter of Megastar Foods Limited90463Open →
Jan 01, 2025Settlement Order in respect of Manu M Parpia in the matter of NESCO Limited90435Open →
Dec 27, 2024Settlement Order in the matter of inspection of SBI-SG Global Securities Services Private Limited90224Open →
Dec 20, 2024Settlement Order in the matter of breach of continuing interest requirement by Utthishta Virat Fund90129Open →
Dec 20, 2024Settlement Order in the matter of insider trading activities of certain entities in the scrip of HDFC LTD. and HDFC BANK LTD.90122Open →
Dec 20, 2024Settlement Order in the matter of Thematic Inspection of Credit Rating Agencies (CRAs) – Infomerics Valuation and Rating Pvt. Ltd.90105Open →
Dec 20, 2024Settlement Order in respect of Cupid Limited in the matter of Cupid Limited90082Open →
Dec 20, 2024Settlement Order in the matter of Kalyani Investment Company Limited90081Open →
Dec 19, 2024Settlement Order in the matter of front running of the orders of Big Client, Bharat Kanaiyalal Sheth Family Trust, Ravi Kanaiyalal Sheth Family Trust and Arjun Discretionary Trust by Jitendra Kewalramani and entities related/ associated to him90051Open →
Dec 04, 2024Settlement Order in the matter of Brickwork Ratings India Private Limited89277Open →
Dec 04, 2024Settlement Order in respect of Axis Securities Limited in the matter of front running by Mandar Ulhas Bhatkar89276Open →
Dec 02, 2024Settlement Order in respect of Hamilton & Company Limited89222Open →
Nov 28, 2024Settlement Order in respect of K Raheja Investment Managers LLP in the matter of Mindspace Business Parks REIT89015Open →
Nov 28, 2024Settlement Order in the matter of Hikal Limited89013Open →
Nov 27, 2024Settlement Order in the matter of Oceanic Foods Limited88880Open →
Nov 26, 2024Settlement Order in respect of Axis Asset Management Company Limited and Axis Mutual Fund Trustee Limited in the matter of Practice of Charging TER to AMC books.88829Open →
Nov 21, 2024Settlement Order in respect of Wilmington Trust Collective Investment Trust - Lazard/Wilmington ACW Ex-US Equity Advantage Fund88664Open →
Nov 19, 2024Corrigendum to the Settlement Order in respect of Emerging India Focus Funds88583Open →
Nov 19, 2024Settlement Order in the matter of Patels Airtemp (India) Limited88582Open →
Nov 18, 2024Settlement Order in respect of Emerging India Focus Funds88534Open →
Nov 05, 2024Settlement Order in respect of Nivrutti Pandurang Kedar in the matter of RM Drip and Sprinklers Systems Limited88249Open →
Oct 30, 2024Settlement Order in respect of United Phosphorous Limited and Jaidev Shroff in the matter of routing of funds to Indian Securities market using overseas bank accounts with UBS-AG88160Open →
Oct 30, 2024Corrigendum to Settlement Order dated October 29, 202488138Open →
Oct 29, 2024Settlement Order in the matter of NSE Clearing Corporation Limited88074Open →
Oct 25, 2024Settlement Order in the Settlement Application No. 7794/2024 filed by East Lane Capital LLP. [PAN NO: AAIFE2914K] in the matter of Astral Indian Equities Fund88042Open →
Oct 25, 2024Settlement Order in the matter of Angel One Limited87962Open →
Oct 22, 2024Settlement Order in respect of Mr. Abhishek Gupta in the matter of Edelweiss Asset Management Limited87835Open →
Oct 17, 2024Settlement Order in the matter of non-compliance of Hon’ble SAT order dated October 12, 2022 by National Securities Depository Limited (NSDL)87705Open →
Oct 16, 2024Settlement Order in the matter of Clean Max Renewable Trust.87676Open →
Oct 16, 2024Settlement Order in the matter of inspection of Custodian - Orbis Financial Corporation Limited87602Open →
Oct 11, 2024Settlement Order in respect of Mr. Rajpal Singh Kochhar in the matter of Jagsonpal Pharmaceuticals Limited.87517Open →
Oct 10, 2024SETTLEMENT ORDER IN THE SETTLEMENT APPLICATION NO. 7759/2024 FILED BY TCG ADVISORY SERVICES PVT LTD. [PAN NO: AAACW4907B] IN THE MATTER OF TCG ALTERNATIVE INVESTMENT FUND87515Open →
Oct 04, 2024Settlement Order in the matter of Trading Access Point (“TAP”) Architecture and Network Connectivity of the National Stock Exchange of India Limited (“NSE”)87337Open →
Oct 01, 2024Settlement Order in the matter of insider trading activity by certain entities in the scrip of Balaji Amines Limited87206Open →
Sep 27, 2024Settlement Order in respect of Angel One Limited in the matter of Front Running of Orders of Big Client-BKS Family Trust87058Open →
Sep 13, 2024Settlement Order in respect of summary settlement applications in the matter of breach of investment limit of 25% in Indian School Finance Company Private Limited86782Open →
Aug 29, 2024Settlement Order in respect of Gurpreet Singh Dhillon in the matter of Vistaar Religare Media Fund86358Open →
Aug 27, 2024Settlement Order in the matter of Citibank N.A. - DDP86120Open →
Aug 27, 2024Settlement Order in respect of Central Depository Services (India) Ltd.86118Open →
Aug 23, 2024Settlement Order in respect of CARE Ratings Limited86069Open →
Aug 21, 2024Settlement Order in the matter of breach of covenants by Spandana Sphoorty Financial Limited85984Open →
Aug 20, 2024Settlement Order in the matter of inspection of ICICI Securities Limited - Merchant Banker85971Open →
Aug 19, 2024Settlement Order in the matter of Settlement Applications filed under the ISO Settlement Scheme 202485859Open →
Aug 13, 2024Settlement Order in respect of Shri Sidhant Chandalia in the matter of trading activities by certain entities in the scrip of PNB Housing Finance Limited85632Open →
Aug 13, 2024Settlement Order in respect of Shri Naysar Parikh and Shri Ronak Narendra Parikh in the matter of trading activities by certain entities in the scrip of PNB Housing Finance Limited85631Open →
Aug 13, 2024Settlement Order in the matter of Coffee Day Enterprises Limited85629Open →
Aug 08, 2024Settlement Order in the matter of Inspection of Accuracap Consultancy Services Private Limited85564Open →
Jul 31, 2024Summary settlement order in the matter of breach of investment limit by Venture Gurukool Fund-I85407Open →
Jul 31, 2024Summary settlement order in the matter of DMI CAPITAL PRIVATE LIMITED85406Open →
Jul 25, 2024Settlement Order in the matter of Piramal Enterprises Limited85194Open →
Jul 23, 2024Settlement Order in the matter of Orbis Financial Corporation Limited (DDP)84934Open →
Jul 19, 2024Settlement Order in respect of Moneyboxx Capitals Private Limited in the matter of Moneyboxx Finance Limited84913Open →
Jul 12, 2024Settlement Order in respect of Mr. Amit Kumar Rathi, Ms. Anjushree Rathi and Ms. Saroj Rathi in the matter of suspected insider trading activity of certain entities in the scrip of Electrosteel Castings Limited84749Open →
Jul 02, 2024SETTLEMENT ORDER IN THE SETTLEMENT APPLICATION NO. 7387/2023 FILED BY WAAREE ENERGIES LIMITED [PAN NO: AAACA4043J] IN THE MATTER OF WAAREE ENERGIES LIMITED84561Open →
Jul 02, 2024Settlement Order in the matter of non-compliance by Raselle Capital VCC84527Open →
Jun 28, 2024Settlement Order in the matter of Groww Mutual Fund (formerly known as Indiabulls Mutual Fund)84529Open →
Jun 26, 2024SETTLEMENT ORDER IN SETTLEMENT APPLICATION NO. 7401 OF 2023 FILED BY SALIL PAREKH [PAN: AAEPP5758N] IN THE MATTER OF INSIDER TRADING IN THE SCRIP OF INFOSYS LTD.84427Open →
Jun 24, 2024Settlement Order in the matter of Elcid Investments Limited84364Open →
Jun 18, 2024Summary settlement order in the matter of Eco Hotels and Resorts Limited (Formerly Known As Sharad Fibres And Yarn Processors Limited) in respect of Ravi Dalmia and Shashi Dalmia84315Open →
Jun 18, 2024Summary settlement order in the matter of Eco Hotels and Resorts Limited (Formerly Known As Sharad Fibres And Yarn Processors Limited) in respect of Aditya Dalmia and Aditya Dalmia HUF84314Open →
Jun 18, 2024Summary settlement order in the matter of Eco Hotels and Resorts Limited (Formerly Known As Sharad Fibres And Yarn Processors Limited) in respect of Ravi Dalmia, Shashi Dalmia, Aditya Dalmia, Ravi Dalmia HUF and Shashi Dalmia HUF84313Open →
Jun 12, 2024Settlement Order in the matter of SBICAP Trustee Company Limited84091Open →
Jun 11, 2024Settlement Order in the matter of Offsite Inspection cum Surveillance of Mutual Funds for the period April 2020-March 2021 with respect to Canara Robeco Mutual Fund84071Open →
May 27, 2024Settlement order in the matter of HSBC Mutual Fund83595Open →
May 21, 2024Settlement Order in the matter of Elcid Investments Limited83479Open →
May 17, 2024SETTLEMENT ORDER IN THE MATTER OF MOTILAL OSWAL MUTUAL FUND83584Open →
May 15, 2024SETTLEMENT ORDER IN RESPECT OF SUMMARY SETTLEMENT APPLICATIONS IN THE MATTER OF INVESTMENT IN SECURITIES OF NON-PERMITTED CATEGORY83520Open →
May 09, 2024SETTLEMENT ORDER IN THE SETTLEMENT APPLICATION NO. 7415/2023 FILED BY GMO-Z.COM PAYMENT GATEWAY INDIA PRIVATE LIMITED [PAN NO: AAICG0831C] IN THE MATTER OF GMO-Z.COM PAYMENT GATEWAY INDIA PRIVATE LIMITED83352Open →
Apr 30, 2024Settlement Order in the matter of IIFCL Mutual Fund83124Open →
Apr 30, 2024Settlement Order in the matter of Suspected Insider Trading Activities in the scrip of Steel Authority of India Limited83107Open →
Apr 29, 2024Settlement Order in the matter of India Grid trust83099Open →
Apr 29, 2024Settlement Order in the matter of Areion Special Situation Infra Scheme83097Open →
Apr 26, 2024Settlement Order in the matter of suspected front running activities by Maxgrow Fintrade Pvt. Ltd. and Mr. Bhavin Pankaj Doshi83061Open →
Apr 24, 2024Settlement Order in the matter of Invesco Asset Management (India) Private Limited82989Open →
Apr 10, 2024Settlement Order in respect of Utkarsh Small Finance Bank Limited82868Open →
Mar 28, 2024SETTLEMENT ORDER IN THE SETTLEMENT APPLICATION NO. 7231 OF 2023 FILED BY BOSCH LIMITED [PAN NO: AAACM9840P] IN THE MATTER OF BOSCH LIMITED82819Open →
Mar 19, 2024Settlement Order in respect of Ramkrishna Forgings Ltd82353Open →
Mar 15, 2024Settlement Order in respect of IDBI Capital Markets & Securities Ltd in the matter of front running by Kajal Ilesh Savla82276Open →
Mar 14, 2024Settlement Order in the matter of Examination of Fulcrum Venture India Trust82274Open →
Feb 29, 2024Settlement Order in the Matter of Gayatri Projects Limited81935Open →
Feb 29, 2024Settlement Order in the matter of FPIs not meeting the eligibility criteria prescribed under SEBI (FPI) Regulations81918Open →
Feb 29, 2024Settlement Order in the Matter of Lotus Chocolate Company Limited81905Open →
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