Coverage › SEBI — Enforcement › Unserved Summons / Notices
Unserved Summons / Notices
4,577 documents indexed — matches SEBI exactly. Source: SEBI listing
| Date | Title | SEBI ID | Document |
|---|---|---|---|
| Oct 07, 2022 | Hearing Notice issued to Mr. Jagdish Chander Sharma (Ludhiana) in the matter of Global Infratech & Finance Limited | 63761 | Open → |
| Oct 07, 2022 | Hearing Notice issued to Mr. Jagdish Chander Sharma (Mumbai) in the matter of Global Infratech & Finance Limited | 63760 | Open → |
| Oct 06, 2022 | Unserved Show Cause Notice dated November 09, 2021 in the matter of V.B. Industries Limited. | 64493 | Open → |
| Oct 06, 2022 | Unserved Show Cause Notice dated March 14, 2022 in the matter of BFL Asset Finvest Limited. | 64491 | Open → |
| Oct 06, 2022 | Unserved Show Cause Notice dated July 05, 2022 in the matter of Paramount Biotech Industries Limited. | 63758 | Open → |
| Oct 06, 2022 | Unserved Show Cause Notice dated September 28, 2021 in the matter of M/s. Capitalvia Global Research Limited. | 63756 | Open → |
| Oct 06, 2022 | Unserved Show Cause Notice dated September 21, 2021 and Supplementary SCN in the matter of M/s. Capitalvia Global Research Limited. | 63754 | Open → |
| Oct 06, 2022 | Unserved Show Cause Notice dated August 10, 2021 and Supplementary Show Cause Notice in the matter of Amsons Apparels Limited. | 63752 | Open → |
| Oct 03, 2022 | Unserved Hearing Notice dated September 12, 2022, issued to Global Invest Consultant & Advisor/ the Global SNC/ The Global in the matter of Global Invest Consultant & Advisor/ the Global SNC/ The Global (Proprietor- Mr. Rakesh Aashware). | 63604 | Open → |
| Oct 03, 2022 | Unserved Hearing Notice dated September 12, 2022, issued to Global Invest Consultant & Advisor/ the Global SNC/ The Global in the matter of Global Invest Consultant & Advisor/ the Global SNC/ The Global (Proprietor- Mr. Rakesh Aashware) | 63603 | Open → |
| Sep 30, 2022 | Unserved Show Cause Notice dated March 24, 2021 in respect of SFL International Limited | 63542 | Open → |
| Sep 29, 2022 | Unserved Hearing Notice issued to Mr. Ravi Prakash Tripathi in the matter of M/s Signal2Success | 63523 | Open → |
| Sep 29, 2022 | Unserved Show Cause Notice issued to Mr. Ravi Prakash Tripathi in the matter of M/s Signal2Success | 63522 | Open → |
| Sep 27, 2022 | Unserved Hearing Notice dated September 27,2022, in respect of Fairwealth Commodity Broking Pvt. Ltd. in the matter of Fairwealth Securities Ltd | 63621 | Open → |
| Sep 27, 2022 | Unserved Hearing Notice dated September 27,2022, in respect of Chahek Housing Pvt. Ltd in the matter of Fairwealth Securities Ltd. | 63620 | Open → |
| Sep 27, 2022 | Unserved Hearing Notice dated September 27,2022, in respect of Reets Plastics Pvt. Ltd in the matter of Fairwealth Securities Ltd. | 63618 | Open → |
| Sep 27, 2022 | Unserved Hearing Notice dated September 27,2022, in respect of Katashraj Securities Pvt. Ltd in the matter of Fairwealth Securities Ltd. | 63617 | Open → |
| Sep 27, 2022 | Unserved Hearing Notice dated September 27,2022, in respect of Aagas Software Solutions Pvt. Ltd in the matter of Fairwealth Securities Ltd. | 63616 | Open → |
| Sep 27, 2022 | Unserved Hearing Notice dated September 27,2022, in respect of Sandeep Jindal in the matter of Fairwealth Securities Ltd. | 63615 | Open → |
| Sep 27, 2022 | Unserved Hearing Notice dated September 27,2022, in respect of Naveen Gaba in the matter of Fairwealth Securities Ltd. | 63613 | Open → |
| Sep 27, 2022 | Unserved Hearing Notice dated September 27,2022, in respect of Fairwealth Securities Ltd in the matter of Fairwealth Securities Ltd. | 63611 | Open → |
| Sep 22, 2022 | Unserved SCN in respect of Shri Amit Shaw (PAN- BEJPS1492A) in the matter of dealing in Illiquid Stock Options at BSE | 66896 | Open → |
| Sep 20, 2022 | Unserved Show Cause Notice dated September 20, 2022 in the matter of Aruna Hotels Limited. | 65992 | Open → |
| Sep 20, 2022 | Unserved Show Cause Notice dated September 20, 2022 in the matter of Aruna Hotels Limited | 65991 | Open → |
| Sep 20, 2022 | Unserved Hearing Notice dated August 24, 2022, issued to M/s. Profit Guru, Proprietor: Mr. Satish Shukla, in the matter of M/s. Profit Guru, Proprietor: Mr. Satish Shukla. | 63058 | Open → |
| Sep 12, 2022 | Unserved Hearing Notice dated July 26, 2022, issued to M/s. VS Investment Solutions in the matter of M/s. VS Investment Solutions, Proprietor: Mr. Vipul Namdev | 62878 | Open → |
| Sep 09, 2022 | Show Cause Notice in respect of Shiv Dayal Gupta HUF in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 64713 | Open → |
| Sep 07, 2022 | Unserved Show Cause Notice dated July 20, 2022, issued to Aakash Joshi in the matter of M/s Bourse India Investment Advisor and its Partners | 62763 | Open → |
| Sep 07, 2022 | Unserved Show Cause Notice dated July 20, 2022, issued to Hariom Sharan Patel in the matter of M/s Bourse India Investment Advisor and its Partners | 62762 | Open → |
| Sep 07, 2022 | Unserved Show Cause Notice dated July 20, 2022, issued to Shenkey Chaurasia in the matter of M/s Bourse India Investment Advisor and its Partners | 62761 | Open → |
| Sep 07, 2022 | Unserved Show Cause Notice dated July 20, 2022, issued to M/s Bourse India Investment Advisor in the matter of M/s Bourse India Investment Advisor and its Partners. | 62760 | Open → |
| Sep 07, 2022 | Unserved Show Cause Notice dated July 20, 2022, issued to M/s Bourse India Investment Advisor in the matter of M/s Bourse India Investment Advisor and its Partner | 62759 | Open → |
| Sep 07, 2022 | Unserved Show Cause Notice dated July 20, 2022, issued to M/s Bourse India Investment Advisor in the matter of M/s Bourse India Investment Advisor and its Partners. | 62758 | Open → |
| Sep 07, 2022 | Unserved Show Cause Notice dated July 20, 2022, issued to M/s Bourse India Investment Advisor in the matter of M/s Bourse India Investment Advisor and its Partners | 62756 | Open → |
| Sep 07, 2022 | Unserved Hearing Notice dated July 07, 2022, issued to Parul Sahu in the matter of Pinnacle Market Investment Advisory Pvt. Ltd. and its Directors | 62748 | Open → |
| Sep 07, 2022 | Unserved Hearing Notice dated July 07, 2022, issued to Pinnacle Market Investment Advisory Pvt. Ltd. in the matter of Pinnacle Market Investment Advisory Pvt. Ltd. and its Directors. | 62747 | Open → |
| Sep 07, 2022 | Unserved Hearing Notice dated July 07, 2022, issued to Pinnacle Market Investment Advisory Pvt. Ltd. in the matter of Pinnacle Market Investment Advisory Pvt. Ltd. and its Directors | 62745 | Open → |
| Sep 07, 2022 | Unserved Hearing Notice dated July 07, 2022, issued to Mr. Shekhar Mishra in the matter of Pinnacle Market Investment Advisory Pvt. Ltd. and its Directors | 62743 | Open → |
| Sep 07, 2022 | Unserved Hearing Notice dated July 07, 2022, issued to Mr. Shekhar Mishra in the matter of Pinnacle Market Investment Advisory Pvt. Ltd. and its Directors. | 62742 | Open → |
| Sep 07, 2022 | Unserved Hearing Notice dated July 07, 2022, issued to Mr. Shekhar Mishra in the matter of Pinnacle Market Investment Advisory Pvt. Ltd. and its Directors | 62741 | Open → |
| Sep 07, 2022 | Unserved Hearing Notice dated July 18, 2022, issued to Mr. Pramil Nigam in the matter of M/s. Loftier Investment Advisor and Research Pvt. Ltd. and its Directors: Mr. Amit Tripathi, Mr. Bhuvaneshwar Tiwari and Mr. Pramil Nigam | 62739 | Open → |
| Sep 07, 2022 | Unserved Hearing Notice dated July 18, 2022, issued to Mr. Amit Tripathi in the matter of M/s. Loftier Investment Advisor and Research Pvt. Ltd. and its Directors: Mr. Amit Tripathi, Mr. Bhuvaneshwar Tiwari and Mr. Pramil Nigam | 62737 | Open → |
| Sep 07, 2022 | Unserved Hearing Notice dated July 18, 2022, issued to Mr. Bhuvaneshwar Tiwari in the matter of M/s. Loftier Investment Advisor and Research Pvt. Ltd. and its Directors: Mr. Amit Tripathi, Mr. Bhuvaneshwar Tiwari and Mr. Pramil Nigam. | 62736 | Open → |
| Sep 07, 2022 | Unserved Hearing Notice dated July 18, 2022, issued to Mr. Bhuvaneshwar Tiwari in the matter of M/s. Loftier Investment Advisor and Research Pvt. Ltd. and its Directors: Mr. Amit Tripathi, Mr. Bhuvaneshwar Tiwari and Mr. Pramil Nigam | 62735 | Open → |
| Sep 07, 2022 | Unserved Hearing Notice dated July 18, 2022, issued to Mr. Bhuvaneshwar Tiwari in the matter of M/s. Loftier Investment Advisor and Research Pvt. Ltd. and its Directors: Mr. Amit Tripathi, Mr. Bhuvaneshwar Tiwari and Mr. Pramil Nigam. | 62733 | Open → |
| Sep 07, 2022 | Unserved Hearing Notice dated July 18, 2022, issued to Mr. Bhuvaneshwar Tiwari in the matter of M/s. Loftier Investment Advisor and Research Pvt. Ltd. and its Directors: Mr. Amit Tripathi, Mr. Bhuvaneshwar Tiwari and Mr. Pramil Nigam | 62731 | Open → |
| Sep 07, 2022 | Unserved Hearing Notice dated July 18, 2022, issued to Loftier Investment Advisor and Research Pvt. Ltd. in the matter of M/s. Loftier Investment Advisor and Research Pvt. Ltd. and its Directors: Mr. Amit Tripathi, Mr. Bhuvaneshwar Tiwari and Mr. Pramil Nigam. | 62730 | Open → |
| Sep 07, 2022 | Unserved Hearing Notice dated July 18, 2022, issued to Loftier Investment Advisor and Research Pvt. Ltd. in the matter of M/s. Loftier Investment Advisor and Research Pvt. Ltd. and its Directors: Mr. Amit Tripathi, Mr. Bhuvaneshwar Tiwari and Mr. Pramil Nigam | 62729 | Open → |
| Sep 02, 2022 | Unserved Show Cause Notice dated July 29, 2022, issued to Niveshicon Investment Advisory (Proprietor: Mr. Veerendra Gupta) | 62621 | Open → |
| Sep 02, 2022 | Unserved Show Cause Notice dated May 31, 2022 in the matter First Future and Stocks Private Limited and Chennai Commodities. | 62616 | Open → |
| Sep 02, 2022 | Unserved Show Cause Notice dated May 31, 2022 in the matter First Future and Stocks Private Limited and Chennai Commodities | 62614 | Open → |
| Sep 02, 2022 | Unserved Show Cause Notice dated May 31, 2022 in the matter of Superspace Infrastructure Limited- Earlier known as Surabhi Chemicals and Investment Limited | 62606 | Open → |
| Sep 01, 2022 | Adjudication Order In The Matter Of Varun Global Limited And Varun Resources Limited | 62597 | Open → |
| Aug 31, 2022 | Unserved Show Cause Notice dated August 31, 2022 in the matter of Mangalam Industrial Finance Limited | 65814 | Open → |
| Aug 30, 2022 | Hearing Notice in the matter of Unregistered PMS Activity by Mr. Rupeshbhai Babubhai Marvadi (Proprietor of Meridian Capital Research). | 63609 | Open → |
| Aug 30, 2022 | Hearing Notice in the matter of Unregistered PMS Activity by Mr. Rupeshbhai Babubhai Marvadi (Proprietor of Meridian Capital Research) | 63607 | Open → |
| Aug 26, 2022 | Show Cause Notice under Rule 4(1) of the Securities And Exchange Board Of India (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995 in the matter of dealings in Illiquid Stock Options (ISO) at BSE – Parasmani Tradelink Pvt. Ltd. | 77052 | Open → |
| Aug 26, 2022 | Unserved Hearing Notice issued to M/s. Parton Commercial Private Ltd. in the matter of BRH Wealth Kreators Ltd | 64155 | Open → |
| Aug 26, 2022 | Unserved Hearing Notice issued to M/s. Bluenows Supplier Private Ltd. in the matter of BRH Wealth Kreators Ltd. | 64153 | Open → |
| Aug 26, 2022 | Unserved Hearing Notice issued to M/s. Prosperous Vyapaar Private Ltd. in the matter of BRH Wealth Kreators Limited | 64151 | Open → |
| Aug 26, 2022 | Unserved Hearing Notice issued to Asit Kumar Ghosh in the matter of BRH Wealth Kreators Limited | 64150 | Open → |
| Aug 26, 2022 | Unserved Hearing Notice dated August 05,2022,issued to The Apex Global in the matter of The Apex Global, Proprietor:Mr. Yadunath Singh Thakur | 62373 | Open → |
| Aug 26, 2022 | Unserved Hearing Notice dated August 05, 2022, issued to The Apex Global in the matter of The Apex Global, Proprietor: Mr. Yadunath Singh Thakur. | 62371 | Open → |
| Aug 26, 2022 | Unserved Hearing Notice dated August 05,2022,issued to The Apex Global in the matter of The Apex Global, Proprietor: Mr. Yadunath Singh Thakur | 62370 | Open → |
| Aug 26, 2022 | Unserved Hearing Notice dated August 05, 2022, issued to Mr. Yadunath Singh Thakur in the matter of The Apex Global, Proprietor: Mr. Yadunath Singh Thakur. | 62369 | Open → |
| Aug 26, 2022 | Unserved Hearing Notice dated August 05, 2022, issued to Mr. Yadunath Singh Thakur in the matter of The Apex Global, Proprietor: Mr. Yadunath Singh Thakur | 62368 | Open → |
| Aug 25, 2022 | Show Cause Notice under Rule 4(1) of the Securities And Exchange Board Of India (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995 in the matter of dealings in Illiquid Stock Options (ISO) at BSE – Manoj Agarwal | 76102 | Open → |
| Aug 24, 2022 | Unserved Show Cause Notice dated July 18, 2022 issued to Navneet Singh (Proprietor Open web Solutions) in the matter of www.getcommoditytips.com | 62323 | Open → |
| Aug 23, 2022 | Show Cause Notice under Rule 4(1) of the Securities And Exchange Board Of India (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995 in the matter of dealings in Illiquid Stock Options (ISO) at BSE –Vivek Company | 73304 | Open → |
| Aug 23, 2022 | Show Cause Notice under Rule 4(1) of the Securities And Exchange Board Of India (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995 in the matter of dealings in Illiquid Stock Options (ISO) at BSE –Srijan Dealers Private Limited | 73302 | Open → |
| Aug 23, 2022 | Show Cause Notice under Rule 4(1) of the Securities And Exchange Board Of India (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995 in the matter of dealings in Illiquid Stock Options (ISO) at BSE – Soundlight Projects Private Limited | 73301 | Open → |
| Aug 23, 2022 | Show Cause Notice under Rule 4(1) of the Securities And Exchange Board Of India (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995 in the matter of dealings in Illiquid Stock Options (ISO) at BSE – Daredevil Agencies Private Limited | 73295 | Open → |
| Aug 23, 2022 | Show Cause Notice under Rule 4(1) of the Securities And Exchange Board Of India (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995 in the matter of dealings in Illiquid Stock Options (ISO) at BSE – Consolidated Mercantiles Private Limited | 73293 | Open → |
| Aug 23, 2022 | Unserved show cause Notice dated NOVEMBER 25, 2021 in the matter of M/s Quasar India Limited in respect of Ganesh Prasad Gupta | 62257 | Open → |
| Aug 23, 2022 | Unserved show cause Notice dated NOVEMBER 25, 2021 in the matter of M/s Quasar India Limited in respect of Yogesh Bansal | 62256 | Open → |
| Aug 23, 2022 | Unserved show cause Notice dated NOVEMBER 25, 2021 in the matter of M/s Quasar India Limited in respect of Ankit Agarwal | 62254 | Open → |
| Aug 22, 2022 | Hearing Notice dated 11082022 in respect of Shri Gurpreet Singh Dhillon in the matter of Vistaar Religare Media Fund 2 | 62209 | Open → |
| Aug 22, 2022 | Hearing Notice dated 11082022 in respect of Shri Gurpreet Singh Dhillon in the matter of Vistaar Religare Media Fund 1 | 62208 | Open → |
| Aug 22, 2022 | Unserved Show Cause Notice dated July 13, 2022, issued to Mr. Hemant Agrawal, Director of M/s. Highbrow Market Research Private Limited (ways2capital) | 62204 | Open → |
| Aug 22, 2022 | Unserved Show Cause Notice under chapter V of the SEBI (Intermediaries) Regulations, 2008 in respect of F6 Commodities Private Limited | 62196 | Open → |
| Aug 22, 2022 | Unserved Show Cause Notice under chapter V of the SEBI (Intermediaries) Regulations, 2008 in respect of F6 Finserve Private Limited | 62194 | Open → |
| Aug 22, 2022 | Unserved Show Cause Notice in the Adjudication proceedings in the matter of F6 Finserve Private Limited | 62193 | Open → |
| Aug 21, 2022 | Hearing Notice with respect to Mr. Moses Harding John in the matter of Trinity Alternative Investment Mangers Ltd. | 64737 | Open → |
| Aug 18, 2022 | Unserved Post SCN in respect of Shyamal Kishore Agarwal (PAN- AFVPA3127Q) in the matter of dealing in Illiquid Options at BSE | 62038 | Open → |
| Aug 12, 2022 | Show Cause Notice under Rule 4(1) of the Securities And Exchange Board Of India (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995 in the matter of dealings in Illiquid Stock Options (ISO) at BSE – Spectrum Techno Projects Private Limited | 76103 | Open → |
| Aug 12, 2022 | Show Cause Notice under Rule 4(1) of the Securities And Exchange Board Of India (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995 in the matter of dealings in Illiquid Stock Options (ISO) at BSE – Atul Tanna HUF | 76083 | Open → |
| Aug 12, 2022 | Unserved Show cause Notice dated August 12, 2022 in respect of Nakul Ashok Jain in the matter of dealings in Illiquid Stock Options on BSE | 73840 | Open → |
| Aug 12, 2022 | Unserved Show cause Notice dated August 12, 2022 in respect of Murlidhar Maheshwari HUF in the matter of dealings in Illiquid Stock Options on BSE | 73835 | Open → |
| Aug 12, 2022 | Unserved Show cause Notice dated August 12, 2022 in respect of Nandlal Goenka in the matter of dealings in Illiquid Stock Options on BSE | 73831 | Open → |
| Aug 12, 2022 | Unserved Show cause Notice dated August 12, 2022 in respect of Nalini Sanwal in the matter of dealings in Illiquid Stock Options on BSE | 73827 | Open → |
| Aug 12, 2022 | Show Cause Notice under Rule 4(1) of the Securities And Exchange Board Of India (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995 in the matter of dealings in Illiquid Stock Options (ISO) at BSE – Manomay Dealmark Pvt. Ltd. | 73311 | Open → |
| Aug 12, 2022 | Supplementary Show Cause Notice in respect of Ms. Shruti Jain in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 64730 | Open → |
| Aug 12, 2022 | Supplementary Show Cause Notice in respect of Mr. Shubham Kochar in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 64724 | Open → |
| Aug 12, 2022 | Unserved Show Cause Notice dated August 12, 2022 issued to Surinder Singh Kalra in the matter of Five Core Electronics Limited | 63042 | Open → |
| Aug 12, 2022 | Unserved Show Cause Notice dated August 12, 2022 issued to Surinder Singh kalra HUF in the matter of Five Core Electronics Limited | 63040 | Open → |
| Aug 12, 2022 | Unserved Show Cause Notice dated August 12, 2022 issued to Surinder Kaur Kalra in the matter of Five Core Electronics Limited | 63039 | Open → |
| Aug 12, 2022 | Unserved Show Cause Notice dated August 12, 2022 issued to Jagjit Kaur Kalra in the matter of Five Core Electronics Limited | 63038 | Open → |
| Aug 12, 2022 | Unserved Show Cause Notice dated August 12, 2022, issued to Amarjit Singh Kalra HUF in the matter of Five Core Electronics Limited | 63036 | Open → |
| Aug 12, 2022 | Unserved Show Cause Notice dated August 12, 2022 issued to Amarjit Singh kalra in the matter of Five Core Electronics Limited | 63035 | Open → |
| Aug 12, 2022 | Unserved Show Cause Notice dated August 12, 2022 issued to Five Core Electronics Limited in the matter of Five Core Electronics Limited | 63034 | Open → |