Legal3,036 Enforcement55,801 18,935 Recovery Proceedings11,983 Orders of AO (Adjudicating Officer)6,424 Orders of Chairperson/Members (incl. Adjudication)6,208 Orders of AA under RTI Act4,577 Unserved Summons / Notices2,447 Orders of SAT1,985 Settlement Orders1,117 Orders of Courts636 Orders That Could Not be Served479 Informal Guidance interpretive/no-action letters433 Orders of ED/CGM (Quasi-Judicial Authorities)374 Auction Notice under Recovery Proceedings90 Orders of Special Courts50 Orders on Insider Trading41 Orders under Reg. 30A, SEBI (Intermediaries) Regs 200820 Orders of Corporatisation/Demutualisation Scheme2 Clarifications on Insider TradingCause List (SAT/SEBI hearings) Filings12,620 Reports594 Order Under Regulation 16 (5) Read With Regulation 13 (6) Of SEBI (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) Regulations,2002 In The Matter Of M/S. K. Uma & Co., Member, Uttar Pradesh Stock Exchange
