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Circulars

2,792 documents indexed — matches SEBI exactly. Source: SEBI listing

DateTitleSEBI IDDocument
Sep 27, 2016Position Limits for Commodity Derivatives, clubbing of open positions, penalties for violation of position limits33343Open →
Sep 27, 2016Spread Margin Benefits33342Open →
Sep 26, 2016Enhanced Supervision of Stock Brokers and Depository Participants33334Open →
Sep 26, 2016Circular on Investor Protection Fund (IPF) and its related matters33332Open →
Sep 26, 2016Commodity derivatives – Miscellaneous norms33331Open →
Sep 23, 2016Regulatory Framework for Commodity Derivatives Brokers33317Open →
Sep 21, 2016Staggered delivery, early delivery system, early pay-in facility, penalty on delivery default, fixation of FSP and changes in expiry dates33301Open →
Sep 20, 2016Consolidated Account Statement33295Open →
Sep 20, 2016Permission for trading in futures contracts and modification in contract specifications at exchange level33286Open →
Sep 16, 2016Unique Client Code (UCC) and Mandatory requirement of Permanent Account Number (PAN)33239Open →
Sep 16, 2016Settlement Guarantee Fund, Stress Testing and Base Minimum Capital33237Open →
Sep 15, 2016Standardization and Simplification of Procedures for Transmission of Securities33233Open →
Sep 07, 2016Restrictions on Promoters and Whole-Time Directors of Compulsorily Delisted Companies Pending Fulfillment of Exit Offers to the Shareholders33148Open →
Sep 07, 2016Daily Price Limits (DPL) for Non-Agricultural Commodity Derivatives/First day DPL for All Commodity Derivatives33147Open →
Sep 07, 2016Transaction Charges by Commodity Derivatives Exchanges33146Open →
Sep 07, 2016Mechanism for regular monitoring of and penalty for short-collection/non-collection of margins from clients33145Open →
Sep 07, 2016Guidelines for Due Date Rate (DDR) fixation for Regional Commodity Derivatives Exchanges33144Open →
Sep 02, 2016Spot Price Polling Mechanism33123Open →
Sep 01, 2016Additional risk management norms for national commodity derivatives exchanges33112Open →
Aug 30, 2016Trading Hours/ Trading Holidays on Commodity Derivatives Exchanges33093Open →
Aug 30, 2016Price Dissemination through SMS/Electronic Communication Facility33092Open →
Aug 30, 2016Maintenance and Preservation of Records33091Open →
Aug 19, 2016Modification of Client Codes post Execution of Trades on National and Regional Commodity Derivatives Exchanges– Clarification33012Open →
Aug 19, 2016Programmes sponsored by the Exchanges through media channels33011Open →
Aug 19, 2016Position Limits for Hedgers33010Open →
Aug 11, 2016Annual System Audit for Trading members of National Commodity Derivatives Exchanges32964Open →
Aug 10, 2016Revised Formats for Financial Results and Implementation of Ind AS by listed entities which have listed their debt securities and/or non-cumulative redeemable preference shares32958Open →
Aug 10, 2016Circular on Mutual Funds32955Open →
Aug 04, 2016Foreign Investment in Rupee denominated bonds issued overseas by Indian Corporates32932Open →
Jul 21, 2016Operationalisation of Central KYC Records Registry (CKYCR)32870Open →
Jul 15, 2016Acceptance of Fixed Deposit Receipts (FDRs) by Clearing Corporations32845Open →
Jul 12, 2016Simplification of Account Opening Kit32830Open →
Jun 29, 2016Clarification regarding grandfathering of ODI issuers and modification of replies of FAQ 70 and FAQ 71 of SEBI FAQs to SEBI (FPI) Regulations, 201432747Open →
Jun 22, 2016Review of the framework of position limits for currency derivatives contracts32671Open →
Jun 10, 2016Know Your Client (KYC) norms for ODI subscribers, transferability of ODIs, reporting of suspicious transactions, periodic review of systems and modified ODI reporting format32628Open →
Jun 07, 2016Investor Protection Fund (IPF) of Depositories32610Open →
May 31, 2016Restriction on redemption in Mutual Funds32577Open →
May 04, 2016Investment Policy, Liquid Assets for the purpose of Calculation of Net Worth of a Clearing Corporation and Transfer of Profits32475Open →
May 03, 2016Amendment to Circular No. CIR/CFD/DIL3/18/2015 dated December 31, 2015 - Procedure to deal with cases prior to April 01, 2014 involving offer / allotment of securities to more than 49 up to 200 investors in a financial year32473Open →
Apr 25, 2016Disclosure of Proprietary Trading by Commodity Derivatives Broker to Client and Pro - account Trading terminal32419Open →
Apr 21, 2016Electronic book mechanism for issuance of debt securities on private placement basis32405Open →
Mar 31, 2016Clarification regarding applicability of Indian Accounting Standards to disclosures in offer documents under SEBI (ICDR) Regulations, 200932225Open →
Mar 29, 2016Investments by FPIs in Government securities32159Open →
Mar 29, 2016Modification of Client Codes post Execution of Trades on National and Regional Commodity Derivatives Exchanges32151Open →
Mar 29, 2016Cyber Security and Cyber Resilience framework of National Commodity Derivatives Exchanges32150Open →
Mar 18, 2016Circular on Mutual Funds31942Open →
Mar 17, 2016Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015 (IFSC Guidelines) - Inclusion of Commodity Derivatives31906Open →
Mar 15, 2016Investments by FPIs in REITs, InvIts, AIFs and corporate bonds under default31893Open →
Mar 09, 2016Introduction of Exchange Traded Cross Currency Derivatives contracts on EUR-USD, GBP-USD and USD-JPY currency pairs and Exchange Traded Option contracts on EUR-INR, GBP-INR and JPY-INR currency pairs31858Open →
Feb 25, 2016Circular on Mutual Funds31759Open →
Feb 15, 2016Review of Offer for Sale (OFS) of Shares through Stock Exchange Mechanism31667Open →
Feb 15, 2016Circular on Mutual Funds31660Open →
Jan 29, 2016Revision in Position Limits for Agricultural Commodities31581Open →
Jan 22, 2016Know Your Client Requirements - Clarification on voluntary adaptation of Aadhaar based e-KYC process31536Open →
Jan 22, 2016Amendment to SEBI Circular CIR/MRD/DSA/33/2012 dated December 13, 2012 pursuant to amendment in Regulation 2(1)(b) of SECC Regulations, 201231534Open →
Jan 21, 2016Clarification Circular on Streamlining the Process of Public Issue of Equity Shares and Convertibles31523Open →
Jan 15, 2016Reduction in Daily Price Limits& Near month Position Limits for Agricultural Commodity Derivatives and Suspension of Forward Segment31488Open →
Jan 15, 2016Revised Position Limits for Currency Derivatives Contracts31487Open →
Jan 11, 2016Mandatory requirements/Exit Policy for Commodity Derivatives Exchanges31456Open →
Jan 01, 2016Circular on Compliance with SECC by Listed Stock Exchanges31402Open →
Jan 01, 2016Revised Contents of Application-Cum-Bidding Form and Manner of disclosure31400Open →
Dec 31, 2015Procedure to deal with cases prior to April 01, 2014 involving offer / allotment of securities to more than 49 up to 200 investors in a financial year31391Open →
Dec 31, 2015Investment by Gold ETFs in Gold Monetisation Scheme of Banks31388Open →
Dec 11, 2015Testing of software used in or related to Trading and Risk Management31256Open →
Dec 11, 2015Facility for Basic Services Demat Account (BSDA)31254Open →
Dec 09, 2015Monthly Development Report for Commodity Derivative Exchanges31220Open →
Dec 09, 2015Outsourcing by Depositories31219Open →
Dec 09, 2015Review of Annual Custody / Issuer Charges31218Open →
Dec 01, 2015Introduction of system-driven disclosures in Securities Market31159Open →
Nov 30, 2015Issue of No Objection Certificate for release of 1% of issue amount31125Open →
Nov 27, 2015Format for statements/reports to be submitted to Stock Exchange (s) by listed entity which has listed its securitised debt instruments31122Open →
Nov 27, 2015Format for financial results for listed entities which have listed their debt securities and/or non-cumulative redeemable preference shares31120Open →
Nov 26, 2015Timelines for Compliance with various provisions of Securities Laws by Commodity Derivatives Exchanges31112Open →
Nov 16, 2015Investor greivance redressal system and arbitration mechanism31052Open →
Nov 16, 2015Annual System Audit and BCP DR31051Open →
Nov 10, 2015Streamlining the Process of Public Issue of Equity Shares and Convertibles30980Open →
Oct 30, 2015Format for Abridged Prospectus and price information of past issues handled by Merchant Bankers.30934Open →
Oct 21, 2015Risk Management for Regional Commodity Derivatives Exchanges32469Open →
Oct 21, 2015Risk Management for Regional Commodity Derivatives Exchanges30878Open →
Oct 08, 2015Review of Capacity Planning Framework of Stock Exchanges and Clearing Corporations30805Open →
Oct 06, 2015Investments by FPIs in Government securities30793Open →
Oct 01, 2015Comprehensive Risk Management Framework for National Commodity Derivatives Exchanges32468Open →
Oct 01, 2015Comprehensive Risk Management Framework for National Commodity Derivatives Exchanges30784Open →
Oct 01, 2015Guidelines on overseas investments and other issues/clarifications for AIFs/VCFs30772Open →
Sep 29, 2015Registration of Members of Commodity Derivatives Exchanges30745Open →
Sep 15, 2015Disclosures to be made by NBFCs, in the offer documents for public issue of debt securities under the SEBI (Issue and Listing of Debt Securities) Regulations, 200830664Open →
Sep 10, 2015Reporting requirement under Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standards (CRS)-Guidance Note30635Open →
Aug 26, 2015Circular on Implementation of the Multilateral Competent Authority Agreement and Foreign Account Tax Compliance Act30526Open →
Aug 06, 2015Monthly Report For Clearing Corporations30410Open →
Jul 16, 2015Policy for annulment of trades undertaken on stock exchanges30272Open →
Jul 13, 2015Review of minimum contract size in Equity Derivatives Segment30253Open →
Jul 06, 2015Cyber Security and Cyber Resilience framework of Stock Exchanges, Clearing Corporation and Depositories30221Open →
Jun 26, 2015Review of Offer for Sale (OFS) of Shares through Stock Exchange Mechanism30129Open →
Jun 16, 2015Requirements under SEBI (Share Based Employee Benefits) Regulations, 201429988Open →
Jun 12, 2015Exchange Traded Cash Settled Interest Rate Futures (IRF) on 6 year, 10 year and 13 year Government of India (GoI) Security29958Open →
Jun 12, 2015Clarification on grant of registration as a Foreign Portfolio Investor (FPI) to Registered Foreign Venture Capital Investors (FVCI)29957Open →
Jun 05, 2015Database for Distinctive Number (DN) of Shares29923Open →
May 14, 2015Revision of Activity Schedule of Auction Session29805Open →
May 13, 2015Co-location / proximity hosting facility offered by stock exchanges29788Open →
Apr 30, 2015Product Labeling in Mutual Funds29702Open →
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