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Circulars

2,792 documents indexed — matches SEBI exactly. Source: SEBI listing

DateTitleSEBI IDDocument
Apr 30, 2015Stress Testing of Liquid Fund and Money Market Mutual Fund Schemes29699Open →
Apr 17, 2015Exclusively listed companies of De-recognized/Non operational/exited Stock Exchanges29599Open →
Apr 08, 2015Fine structure for non-compliance with the requirement of Clause 49(II)(A)(1) of Listing Agreement29567Open →
Apr 08, 2015Revision of limits relating to requirement of underlying exposure for currency derivatives contracts29566Open →
Mar 24, 2015Establishment of connectivity with both the Depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement29422Open →
Mar 04, 2015SARAL account opening Form for resident individuals29219Open →
Feb 05, 2015Change in investment conditions for FPI investments in Government Debt securities28984Open →
Feb 03, 2015Change in investment conditions / restrictions for FPI investments in Corporate Debt securities28967Open →
Jan 12, 2015Index based market-wide circuit breaker mechanism28855Open →
Jan 12, 2015Risk Management Policy at the Depositories28854Open →
Dec 30, 2014Registration for the purpose of Foreign Accounts Tax Compliance Act (FATCA)28772Open →
Dec 30, 2014Single Registration for Depository Participants28763Open →
Dec 18, 2014Redressal of investor grievances through SEBI Complaints Redress System (SCORES) platform28700Open →
Dec 09, 2014Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure.28613Open →
Dec 01, 2014Modification to Offer for Sale (OFS) of Shares through stock exchange mechanism28482Open →
Nov 24, 2014Conditions for issuance of Offshore Derivative Instruments under SEBI (Foreign Portfolio Investor) Regulations, 201428434Open →
Nov 12, 2014Consolidated Account Statement (CAS) for all securities assets28351Open →
Oct 22, 2014Revision of proprietary position limits of non-bank stock brokers for currency derivatives contracts28260Open →
Oct 21, 2014Modification of client codes of non-institutional trades executed on stock exchanges (All Segments)28247Open →
Oct 13, 2014Single registration for Stock Brokers & Clearing Members28214Open →
Oct 09, 2014Clarification on Government Debt Investment Limits28194Open →
Sep 29, 2014Modification to Investor Protection Fund (IPF) / Customer Protection Fund (CPF) Guidelines28107Open →
Sep 18, 2014Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement27997Open →
Sep 15, 2014Corporate Governance in listed entities - Amendments to Clause 49 of the Equity Listing Agreement27973Open →
Sep 15, 2014Position Limits for Mutual Funds in 10-year Interest Rate Futures (IRF)27969Open →
Sep 11, 2014Increasing the investment bucket for anchor investor and regulations concerning the preferential issue norms27951Open →
Aug 28, 2014Information regarding Grievance Redressal Mechanism27882Open →
Aug 27, 2014Core Settlement Guarantee Fund, Default Waterfall and Stress Test27856Open →
Aug 08, 2014Expanding the framework of Offer for Sale (OFS) of Shares through stock exchange mechanism27735Open →
Aug 01, 2014Monitoring of Compliance by Stock Exchanges27676Open →
Jul 24, 2014Clarification on position limits of domestic institutional investors for currency derivatives contracts27620Open →
Jul 23, 2014Change in Government Debt Investment Limits27609Open →
Jul 18, 2014Clarification and extension of deadline with respect to circular on Guidelines on disclosures, reporting and clarifications under AIF Regulations27497Open →
Jul 04, 2014Delivery Instruction Slip (DIS) Issuance and Processing27271Open →
Jul 01, 2014Dispatch of physical Statements to BOs having Zero Balance and Nil Transactions27228Open →
Jun 30, 2014Inter-Governmental Agreement with United States of America under Foreign Accounts Tax Compliance Act - Registration27222Open →
Jun 27, 2014Circular on extension of timeline for alignment of employee benefit schemes with the SEBI (ESOS and ESPS) Guidelines, 199927179Open →
Jun 20, 2014Participation of FPIs in the Currency Derivatives segment and Position limits for currency derivatives contracts27125Open →
Jun 20, 2014Circular on Minimum Assets under Management (AUM) of Debt Oriented Schemes27124Open →
Jun 19, 2014Guidelines on disclosures, reporting and clarifications under AIF Regulations27118Open →
Jun 17, 2014Base Issue Size, Minimum Subscription, Retention of Over-Subscription Limit and further disclosures in the Prospectus for Public Issue of Debt securities27104Open →
Jun 17, 2014Circular on Investments by FPIs in Non-Convertible / Redeemable preference shares or debentures of Indian Companies27100Open →
Jun 16, 2014Know Your Client (KYC) requirements for Foreign Portfolio Investors (FPIs)27092Open →
Jun 03, 2014Review of the Securities Lending and Borrowing (SLB) Framework27021Open →
May 22, 2014Circular on Mutual Funds26941Open →
May 22, 2014Companies exclusively listed on De-recognized/Non-operational Stock Exchanges26938Open →
May 16, 2014Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement26893Open →
May 15, 2014Risk management framework for Foreign Portfolio Investors (FPI) under the SEBI (Foreign Portfolio Investors) Regulations, 201426884Open →
Apr 28, 2014Infrastructure facilities and submission of periodic reports26764Open →
Apr 23, 2014Revised guidelines for Liquidity Enhancement Scheme in the Equity Cash and Equity Derivatives Segments26747Open →
Apr 17, 2014Corporate Governance in listed entities - Amendments to Clauses 35B and 49 of the Equity Listing Agreement26674Open →
Apr 15, 2014Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement26654Open →
Apr 07, 2014Change in investment conditions / restrictions for FII/QFI investments in government debt securities26634Open →
Apr 07, 2014Margins for USD-INR contracts26633Open →
Apr 02, 2014Disclosures pertaining to Assets Under Management26620Open →
Mar 28, 2014Commencement of Foreign Portfolio Investor ('FPI') regime26586Open →
Mar 25, 2014Format for Auditors’ Certificate required under Clause 24(i) of the Equity Listing Agreement26553Open →
Mar 24, 2014Enhancing disclosures, investor education & awareness campaign, developing alternative distribution channels for Mutual Fund products, etc26537Open →
Mar 21, 2014Circular on Reporting of OTC Trades in Corporate Bond on Trade Reporting Platfrom of Stock Exchange26531Open →
Mar 12, 2014Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT) Obligations of Securities Market Intermediaries under the Prevention of Money-laundering Act, 2002 and Rules framed there under26482Open →
Mar 11, 2014Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement26471Open →
Feb 14, 2014FII/QFI investments in Commercial Papers26299Open →
Feb 11, 2014Establishment of Connectivity with both Depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement26272Open →
Feb 11, 2014Safeguards to avoid trading disruption in case of failure of software vendor26271Open →
Feb 07, 2014Testing of software used in or related to Trading and Risk Management26249Open →
Feb 07, 2014Guidelines for inspection of Depository Participants (DPs) by Depositories26247Open →
Feb 06, 2014Individual scrip wise price bands on non-F&O eligible scrip's in Index Derivatives26244Open →
Jan 29, 2014Change in Government Debt Investment Limits for FIIs26191Open →
Jan 21, 2014IT Governance For Depositories26099Open →
Jan 20, 2014FII Position Limits in Exchange Traded Interest Rate Futures (IRF)26095Open →
Jan 08, 2014Operational Guidelines for Designated Depository Participants26019Open →
Jan 07, 2014Delivery Instruction Slip (DIS) Issuance and Processing26016Open →
Jan 07, 2014Reporting of Trades in Securitised Debt Instruments in Trade Reporting Platforms and Clearing and Settlement of trades in Securitised Debt Instruments through Clearing Corporations26015Open →
Dec 26, 2013Know Your Client Requirements25950Open →
Dec 19, 2013Rationalization of Periodic Call Auction for Illiquid Scrips25905Open →
Dec 19, 2013Declaration and Undertaking regarding PCC, MCV or equivalent structure by FIIs25904Open →
Dec 19, 2013Deposit Requirements for members of the Debt Segment25903Open →
Dec 16, 2013Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement25878Open →
Dec 05, 2013Exchange Traded Cash Settled Interest Rate Futures (IRF) on 10-Year Government of India Security25838Open →
Dec 04, 2013Simplification of demat account opening process25828Open →
Dec 03, 2013Illustrative format of Statement of Assets & Liabilities in SEBI (ICDR) Regulations, 200925815Open →
Nov 29, 2013Circular on extension of timeline for alignment of employee benefit schemes with the SEBI (ESOS and ESPS) Guidelines, 1999’25797Open →
Nov 29, 2013Circular on Infrastructure Debt Fund25793Open →
Nov 28, 2013Investments by FIIs/QFIs in Credit Enhanced Bonds25784Open →
Nov 18, 2013Compliance with the provisions of Equity Listing Agreement by listed companies-Monitoring by Stock Exchanges25713Open →
Nov 06, 2013System Audit of Stock Brokers / Trading Members25675Open →
Oct 29, 2013Issues pertaining to primary issuance of debt securities - Amendment to Simplified Debt Listing Agreement25622Open →
Oct 28, 2013Disclosure of Investor Complaints on websites of Stock Exchanges25603Open →
Oct 28, 2013Standardisation and Simplification of Procedures for Transmission of Securities25599Open →
Oct 24, 2013Listing of specified securities of small and medium enterprises on the Institutional Trading Platform in a SME Exchange without making an initial public offer.25580Open →
Oct 23, 2013General Information Document25578Open →
Oct 22, 2013Centralized Database for Corporate Bonds/ Debentures25573Open →
Oct 18, 2013Gold Exchange Traded Fund Scheme (Gold ETFs) and Gold Deposit Scheme (GDS) of Banks25561Open →
Oct 08, 2013Know Your Client Requirements25503Open →
Oct 04, 2013Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure25494Open →
Sep 30, 2013Amendment to bye-laws of recognised stock exchanges with respect to non-compliance of certain listing conditions and adopting Standard Operating Procedure for suspension and revocation of trading of shares of listed entities for such non compliances25451Open →
Sep 30, 2013Simplification of registration requirements for Stock Brokers25445Open →
Sep 26, 2013Investor Grievance Redressal Mechanism25433Open →
Sep 26, 2013Arbitration Mechanism - Fees for Appellate Arbitration25432Open →
Sep 24, 2013Establishment of Connectivity with both depositories NSDL and CDSL-Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement25409Open →
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