| Date | Title | SEBI ID | Document |
|---|
| Dec 16, 2021 | Informal guidance request of India Infradebt Limited by way of an interpretive letter under the SEBI (Informal Guidance) Scheme, 2003 in connection with SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2008, 2015 [Last amended on September 07, 2021] ( LODR Regulations) | 54639 | Open → |
| Nov 26, 2021 | Informal Guidance sought by SV Capital regarding SEBI (Investment Advisers) Regulations, 2013 | 54248 | Open → |
| Nov 01, 2021 | Informal Guidance Sought by ASK Wealth Advisors Private Limited regarding SEBI (Portfolio Managers) Regulations, 2020 | 53682 | Open → |
| Oct 14, 2021 | Informal guidance request of Muthoot Finance Limited under SEBI (Issue ad Listing of Non- convertible Securities) Regulations, 2021 regarding clarification on requirement of financial statements accompanied with the Auditor’s Report | 53284 | Open → |
| Sep 30, 2021 | Informal Guidance sought by Ambit Private Limited with respect to Securities and Exchange Board of India (Infrastructure Investment Trusts) Regulations, 2014 | 53029 | Open → |
| Sep 24, 2021 | Informal Guidance sought by Jammu and Kashmir Bank Ltd. with respect to Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018 | 52900 | Open → |
| Sep 22, 2021 | Informal Guidance Letter to Emmessar Biotech and Nutrition Limited regarding Reg. 31A of SEBI (LODR) Regulations, 2015 | 52806 | Open → |
| Sep 13, 2021 | In the matter of KDDL Limited under SEBI (Prohibition of Insider Trading) Regulations, 2015 | 52521 | Open → |
| Aug 12, 2021 | Informal Guidance Sought by Vansh Capital Private Limited regarding SEBI (Investment Advisers) Regulations, 2013 | 51814 | Open → |
| Jul 02, 2021 | Informal Guidance sought by Waterfield Financial and Investment Advisors Private Limited regarding SEBI (Investment Advisers) Regulations, 2013 | 50873 | Open → |
| Jun 29, 2021 | Informal Guidance Sought by iFast Financial India Private Limited regarding SEBI (Investment Advisers) Regulations, 2013 | 50745 | Open → |
| May 20, 2021 | Informal Guidance sought by Purnartha Investment Advisers Pvt. Ltd. regarding SEBI (Portfolio Managers) Regulations, 2020 | 50266 | Open → |
| May 11, 2021 | Informal Guidance sought by Jade Capital Markets Pvt. Ltd. in connection with SEBI (Investment Advisers) Regulations, 2013 | 50109 | Open → |
| Apr 16, 2021 | Informal Guidance sought by Paytm Money Limited regarding SEBI (Investment Advisers) Regulations, 2013 | 49853 | Open → |
| Mar 22, 2021 | In the matter of Ramkrishna Forgings Limited - Informal guidance under regulation 10(1)(d)(iii) of SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011 1 | 49588 | Open → |
| Feb 24, 2021 | In the matter of Digispice Technologies Limited and Wall Street Finance Ltd under regulation 10(1)(a)(iii) of SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011 | 49254 | Open → |
| Feb 17, 2021 | In the matter of PPAP Automotive Limted - Informal guidance under regulation 10(1)(d)(iii) of SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011 | 49181 | Open → |
| Feb 08, 2021 | In the matter of KCP Ltd. under SEBI (Prohibition of Insider Trading) Regulations, 2015 | 49050 | Open → |
| Feb 05, 2021 | Informal Guidance sought by Sundaram Alternate Assets Limited in connection with SEBI (Investment Advisers) Regulations, 2013 and SEBI (Portfolio Managers) Regulations, 2020. | 49035 | Open → |
| Feb 05, 2021 | Informal guidance request of Beacon Trusteeship Limited under SEBI (Issue ad Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 | 49019 | Open → |
| Jan 13, 2021 | Informal Guidance Sought by HDFC Securities Limited regarding SEBI (Investment Advisers) Regulations, 2013 | 48745 | Open → |
