| Date | Title | SEBI ID | Document |
|---|
| Dec 29, 2022 | Informal Guidance Letter to Karun Carpets Pvt. Ltd. in relation to Scheme of Amalgamation of promoter company of Greaves Cotton Ltd under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 | 66755 | Open → |
| Dec 14, 2022 | Informal Guidance request received from Sky Industries Limited on applicability of corporate governance provisions as specified in the SEBI (LODR) Regulations, 2015 | 66195 | Open → |
| Dec 13, 2022 | Informal Guidance request received from TCM Limited on applicability of corporate governance provisions as specified in the SEBI (LODR) Regulations, 2015 | 66122 | Open → |
| Oct 18, 2022 | Informal Guidance to PNB Investment Services Ltd with respect to Regulation 13A of the SEBI (Merchant Bankers) Regulations, 1992 | 60963 | Open → |
| Sep 19, 2022 | Informal Guidance sought by VLS Finance Limited with respect to applicability of Rule 8(1)(f) and 8(3)(f) of the Securities Contract (Regulation) Rules, 1957 | 66418 | Open → |
| Jul 20, 2022 | Informal Guidance Sought by Club Millionaire Financial Services Pvt. Ltd. regarding shareholding in CDSL and treatment as Person Acting in Concert for a SEBI registered Portfolio Manager | 61048 | Open → |
| Jul 12, 2022 | In the matter of Deepak Nitrite Limited under SEBI (Prohibition of Insider Trading) Regulations, 2015 | 60739 | Open → |
| Jun 13, 2022 | Informal Guidance sought by Ace Lansdowne Investments Services LLP under SEBI (Alternative Investment Funds) Regulations, 2012 and SEBI (Portfolio Managers) Regulations, 2020 | 59693 | Open → |
| May 23, 2022 | Informal Guidance Sought by Guardian Capital Investment Advisors Private Limited under the SEBI (Investment Advisers) Regulations, 2013 | 59088 | Open → |
| May 01, 2022 | Informal Guidance in the matter of Dhampur Sugar Mills Limited under Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 | 58634 | Open → |
| Mar 31, 2022 | Informal Guidance sought by Equirus Capital Private Limited in relation to provisions of Chapter III (Prospectus and Allotment of Securities) – Part I (Public Offer) of Companies Act, 2013 | 57419 | Open → |
| Mar 16, 2022 | In the matter of Yes Bank Limited under SEBI (Prohibition of Insider Trading) Regulations, 2015 | 56932 | Open → |
| Feb 24, 2022 | Informal Guidance sought by Genus Power Infrastructures Limited with respect to Securities and Exchange Board of India (Infrastructure Investment Trusts) Regulations, 2014 | 56395 | Open → |
| Feb 14, 2022 | Informal Guidance sought by HDFC Securities Limited regarding Securities Contracts (Regulations) Rules, 1957 | 56062 | Open → |
| Feb 11, 2022 | Informal Guidance sought by Sicomoro Advisors Pvt. Ltd. regarding SEBI (Investment Advisers) Regulations, 2013 | 56028 | Open → |
| Jan 17, 2022 | Informal Guidance Sought by HDFC Securities Limited regarding SEBI (Research Analyst) Regulations, 2014 | 55366 | Open → |
