| Date | Title | SEBI ID | Document |
|---|
| Dec 27, 2023 | Informal Guidance request received from Arihant Capital Markets Limited in relation to the provisions of the Securities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2021 | 80230 | Open → |
| Dec 14, 2023 | Informal Guidance request received from Athena Alternative Investments Trust in relation to Regulation 18 of Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012 | 79864 | Open → |
| Nov 23, 2023 | Request for informal guidance by way of an interpretative letter under the Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 in connection with Regulation 30(4) of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 | 79298 | Open → |
| Nov 17, 2023 | Informal Guidance request received from Jain Irrigation Systems Limited on applicability of Regulation 167(2) of the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018 | 79180 | Open → |
| Nov 15, 2023 | Informal Guidance request received from Paramount Communications Limited in relation to the provisions of the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018. | 79137 | Open → |
| Oct 25, 2023 | Request for Informal Guidance by way of an Interpretative letter sought by Kreon Financials Services Ltd. in relation to Regulation 3(2) read with Regulation 3(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (“Takeover Regulations”) | 78328 | Open → |
| Oct 25, 2023 | In the matter of Rama Mines (Mauritius) Ltd. under SEBI (Prohibition of Insider Trading) Regulations, 2015 | 78308 | Open → |
| Oct 04, 2023 | Request for informal guidance by way of an interpretative letter under the Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 in relation to the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 | 77630 | Open → |
| Sep 13, 2023 | Informal Guidance Sought by Guardian Asset Management Private Limited regarding SEBI (Portfolio Managers) Regulations, 2020 | 77263 | Open → |
| Aug 08, 2023 | Informal Guidance request received from Dolat Algotech Limited on applicability of Regulation 31(4) of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 | 78453 | Open → |
| Jul 31, 2023 | Informal Guidance request received from Gujarat Gas Limited on applicability of regulation 44(5) read with regulation 3(2) of the SEBI (LODR) Regulations, 2015 | 74731 | Open → |
| Jun 23, 2023 | Informal Guidance Letter to Vidli Restaurants Ltd. with regard to Regulation 10(1)(a)(i) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (Takeover Regulations). | 73059 | Open → |
| May 31, 2023 | Informal Guidance request received from NTPC Limited with respect to Related Party Transactions (RPTs) under Regulation 23 of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 (‘LODR Regulations’). | 72115 | Open → |
| May 31, 2023 | Request for Informal Guidance by way of an ‘interpretative letter’ under Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 regarding the applicability of Business Responsibility and Sustainability Reporting (BRSR) | 72064 | Open → |
| May 23, 2023 | Informal Guidance Letter to SpiceJet Ltd. with regard to Regulation 163(3) and 167(2) of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (“ICDR Regulations”). | 71555 | Open → |
| May 02, 2023 | Request for interpretative letter under the Securities and Exchange Board of India (Informal Guidance) Scheme, 2003, in relation to the provisions of the Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2019 | 70814 | Open → |
| May 01, 2023 | Informal Guidance request received from Sherisha Technologies Private Limited on applicability of Regulation 10(1)(a)(ii) of the Securities and Exchange Board of India (Substantial acquisition of Shares and Takeovers) Regulations, 2011 (‘SEBI Takeover Regulations’) | 78455 | Open → |
| Apr 19, 2023 | Request for Informal guidance by way of an interpretive letter under the provisions of SEBI (Informal Guidance) Scheme, 2003 received from Eris Lifesciences Limited w.r.t Chapter XII of SEBI Operational Circular for issue and listing of Non-Convertible Securities (NCS), Securitised Debt Instruments (SDI), Security Receipts (SR), Municipal Debt Securities and Commercial Paper (CP) dated August 10, 2021 | 70341 | Open → |
| Apr 05, 2023 | Request for informal guidance by way of an “interpretive letter” under Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 with respect to the Securities and Exchange Board of India (Research Analysts) Regulations, 2014 by LGT Wealth India Private Limited | 69785 | Open → |
| Apr 03, 2023 | Informal Guidance request received from Bank of Baroda with respect to the recent amendment made in the proviso to Regulation 17(1C) of SEBI (LODR) Regulations, 2015 | 69836 | Open → |
| Mar 23, 2023 | Request for interpretative letter under Securities and Exchange Board of India (Informal Guidance) Scheme,2003 in connection with Securities and Exchange Board of India (Portfolio Managers) Regulations, 2020 by LGT Wealth India Private Limited | 69286 | Open → |
| Mar 21, 2023 | Informal Guidance Letter to Aura Weaving Pvt. Ltd. in relation to the provisions of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 | 69212 | Open → |
| Mar 14, 2023 | Informal Guidance sought by Muthoot Health Care Private Limited regarding eligibility criteria for Issue and listing of structured debt securities/ market linked debt securities | 68930 | Open → |
| Feb 15, 2023 | Informal Guidance request received from Dhanlaxmi Bank Limited in relation to 'Minimum Subscription' as mentioned under Regulation 86 of the SEBI (ICDR) Regulations, 2018 | 68055 | Open → |
| Feb 14, 2023 | Informal Guidance request received from ABM International Limited relating to 'Public Shareholding' as mentioned under Regulation 35(2)(d) under Part A of Chapter VI of the SEBI (Delisting of Equity Shares), Regulations, 2021 | 68028 | Open → |
| Feb 10, 2023 | Informal Guidance Sought by Motilal Oswal Asset Management Company Limited regarding SEBI (Portfolio Managers) Regulations, 2020 | 67960 | Open → |
| Jan 27, 2023 | Informal Guidance Letter to Kids Clinic India Ltd. in relation to the provisions of the SEBI (Share Based Employee Benefits and Sweat Equity) Regulations, 2021. | 67592 | Open → |
