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Informal Guidance interpretive/no-action letters
479 documents indexed — matches SEBI exactly. Source: SEBI listing
| Date | Title | SEBI ID | Document |
|---|---|---|---|
| Jun 29, 2021 | Informal Guidance Sought by iFast Financial India Private Limited regarding SEBI (Investment Advisers) Regulations, 2013 | 50745 | Open → |
| May 20, 2021 | Informal Guidance sought by Purnartha Investment Advisers Pvt. Ltd. regarding SEBI (Portfolio Managers) Regulations, 2020 | 50266 | Open → |
| May 11, 2021 | Informal Guidance sought by Jade Capital Markets Pvt. Ltd. in connection with SEBI (Investment Advisers) Regulations, 2013 | 50109 | Open → |
| Apr 16, 2021 | Informal Guidance sought by Paytm Money Limited regarding SEBI (Investment Advisers) Regulations, 2013 | 49853 | Open → |
| Mar 22, 2021 | In the matter of Ramkrishna Forgings Limited - Informal guidance under regulation 10(1)(d)(iii) of SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011 1 | 49588 | Open → |
| Feb 24, 2021 | In the matter of Digispice Technologies Limited and Wall Street Finance Ltd under regulation 10(1)(a)(iii) of SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011 | 49254 | Open → |
| Feb 17, 2021 | In the matter of PPAP Automotive Limted - Informal guidance under regulation 10(1)(d)(iii) of SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011 | 49181 | Open → |
| Feb 08, 2021 | In the matter of KCP Ltd. under SEBI (Prohibition of Insider Trading) Regulations, 2015 | 49050 | Open → |
| Feb 05, 2021 | Informal Guidance sought by Sundaram Alternate Assets Limited in connection with SEBI (Investment Advisers) Regulations, 2013 and SEBI (Portfolio Managers) Regulations, 2020. | 49035 | Open → |
| Feb 05, 2021 | Informal guidance request of Beacon Trusteeship Limited under SEBI (Issue ad Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 | 49019 | Open → |
| Jan 13, 2021 | Informal Guidance Sought by HDFC Securities Limited regarding SEBI (Investment Advisers) Regulations, 2013 | 48745 | Open → |
| Dec 29, 2020 | Informal Guidance sought by Scale Management Consultants LLP | 48598 | Open → |
| Dec 01, 2020 | Informal guidance in the matter of Mirae Asset Investment Managers (India) Pvt. Ltd. | 48319 | Open → |
| Nov 18, 2020 | Informal Guidance issued to Manaksia Aluminum Company Limited regarding Reg. 17(6) of SEBI (LODR) Regulations, 2015 | 48185 | Open → |
| Oct 28, 2020 | informal Guidance request of Citi Group | 48019 | Open → |
| Oct 26, 2020 | Informal Guidance sought by SREI Multiple Asset Investment Trust | 47989 | Open → |
| Oct 24, 2020 | Informal Guidance issued to Redington India Ltd. regarding Reg. 46 and 24 of SEBI (LODR) Regulations, 2015 | 48206 | Open → |
| Sep 17, 2020 | Informal Guidance sought by Lets Venture Advisors LLP | 47576 | Open → |
| Sep 02, 2020 | In the matter of Raghav Commercial Limited under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 and SEBI (Prohibition of Insider Trading) Regulations, 2015. | 47472 | Open → |
| Aug 24, 2020 | In the matter of KP Capital Advisors Private Ltd. under SEBI (Prohibition of Insider Trading) Regulations, 2015 | 47389 | Open → |
| Jul 27, 2020 | Informal guidance request of Sundae Capital Advisors Private Ltd under SEBI (Merchant Bankers) Regulations, 1992 | 47151 | Open → |
| Jul 20, 2020 | In the matter of Way to Wealth Brokers Pvt. Ltd. under SEBI (SBEB) Regulations, 2014 | 47099 | Open → |
| Jun 25, 2020 | Informal guidance request of India Infrastructure Trust under SEBI (Infrastructure Investment Trusts) Regulations, 2014 | 46936 | Open → |
| Jun 18, 2020 | Informal Guidance sought by Ankur Fincon Management Pvt. Ltd. | 46874 | Open → |
| Jun 10, 2020 | Informal Guidance request of Mirza International Limited relating to reclassification of promoters under SEBI (LODR) Regulations, 2015 | 46794 | Open → |
| May 05, 2020 | Informal Guidance request of Minda Industries Ltd. | 46645 | Open → |
| Apr 21, 2020 | Informal guidance request of Beacon Trusteeship Limited under SEBI (issue and Listing of Securitized Debt Instruments and Security Receipts) Regulations, 2008 | 46533 | Open → |
| Feb 05, 2020 | JSW Steel Limited regarding SEBI (Share Based Employee Benefits) Regulations, 2014 | 45900 | Open → |
| Feb 04, 2020 | Informal Guidance in the matter of M/s Infosys Limited regarding SEBI (Buy-back of Securities) Regulations, 2018 and SEBI (Share Based Employee Benefits) Regulations, 2014 | 45898 | Open → |
| Feb 03, 2020 | In the matter of Nimish Upendrabhai Patel under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011, SEBI (Prohibition of Insider Trading) Regulations, 2015 and SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 | 45888 | Open → |
| Jan 24, 2020 | Informal Guidance request of IPFII Singapore 4 Pte Ltd under SEBI (FPI) Regulations, 2019 | 45790 | Open → |
| Jan 24, 2020 | Informal Guidance request of AGC Networks Limited under SEBI (LODR) Regulations, 2015 | 45785 | Open → |
| Jan 20, 2020 | Informal Guidance request of Axis Bank Limited under SEBI (Custodian) Regulations, 1996 | 45719 | Open → |
| Jan 09, 2020 | Informal Guidance request of KCP Limited | 45616 | Open → |
| Jan 07, 2020 | Informal Guidance request of Gujarat State Petronet Ltd. | 45574 | Open → |
| Jan 03, 2020 | Informal Guidance- In the matter of JM Financial Ltd. under SEBI (SBEB) Regulations, 2014 | 45549 | Open → |
| Dec 16, 2019 | In the matter of R S Software (India) Ltd. under SEBI (Prohibition of Insider Trading) Regulations, 2015 | 45324 | Open → |
| Dec 06, 2019 | BlackSoil Realty Investment Advisors LLP | 45229 | Open → |
| Nov 29, 2019 | Informal Guidance in the matter of Maithan Alloys Limited | 49231 | Open → |
| Nov 27, 2019 | Informal Guidance in the matter of Arvind Ltd. under SEBI (Prohibition of Insider Trading) Regulations, 2015 | 45091 | Open → |
| Nov 05, 2019 | Informal Guidance in the matter of Goldcrest Corporation Limited | 44865 | Open → |
| Oct 15, 2019 | In the matter of Apollo Tricoat Tubes Limited under SEBI (Prohibition of Insider Trading) Regulations, 2015 | 44653 | Open → |
| Sep 24, 2019 | Informal Guidance in the matter of Greaves Cotton Ltd. | 44365 | Open → |
| Aug 02, 2019 | Informal Guidance in the matter of Shriram Transport Finance Company Limited | 43791 | Open → |
| Jun 04, 2019 | Informal Guidance in the matter of VC Corporate Advisors Pvt. Ltd. under SEBI ICDR Regulations, 2018, SEBI LODR Regulations, 2015 and SEBI (SAST) Regulations, 2011 | 43183 | Open → |
| Jun 04, 2019 | Informal Guidance in the matter of Innovative Tech Pack Limited | 43180 | Open → |
| May 31, 2019 | Informal Guidance in the matter of HCL Technologies Limited | 43152 | Open → |
| May 22, 2019 | Informal Guidance issued in the matter of ONGC Videsh Limited | 43074 | Open → |
| May 22, 2019 | Informal Guidance issued in the matter of IRCON International Limited | 43073 | Open → |
| May 02, 2019 | Informal Guidance in the matter of VCF JM Financial India Fund | 42894 | Open → |
| Mar 12, 2019 | Informal Guidance in the matter of M/s Infosys Limited regarding SEBI (Buy-back of Securities) Regulations, 2018 and SEBI (Share Based Employee Benefits) Regulations, 2014 | 42332 | Open → |
| Feb 28, 2019 | Informal Guidance in the matter of Genpact India Private Limited | 42222 | Open → |
| Feb 08, 2019 | Informal Guidance in the matter of DSP Merrill Lynch Limited | 42012 | Open → |
| Feb 05, 2019 | Informal Guidance in the matter of IIFL Asset Management Limited | 41974 | Open → |
| Jan 28, 2019 | Informal Guidance in the matter of GMR Infrastructure Limited | 41853 | Open → |
| Jan 28, 2019 | Informal Guidance in the matter of Jindal Steel & Power Limited | 41852 | Open → |
| Jan 21, 2019 | Informal guidance in the matter of M/s. Shreevatsaa Finance and Leasing Limited under SEBI (SAST) Regulations, 2011 and SEBI (PIT) Regulations, 2015. | 41718 | Open → |
| Jan 15, 2019 | Informal Guidance in the matter of AIF JM Financial India Trust II | 41635 | Open → |
| Jan 11, 2019 | Informal Guidance in the matter of KellyGamma Fund | 41610 | Open → |
| Jan 09, 2019 | Informal Guidance in the matter of Prime Focus Limited regarding SEBI (Issue of Capital & Disclosure Requirements) Regulations, 2009 | 41581 | Open → |
| Nov 14, 2018 | Informal Guidance in the matter of Lactose (India) Limited regarding SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 | 40994 | Open → |
| Oct 23, 2018 | Informal Guidance - In the matter of SBI Funds Management Private Limited under SEBI (Prohibition of Insider Trading) Regulations, 2015 | 40782 | Open → |
| Oct 19, 2018 | Informal Guidance - In the matter of HDFC Securities Limited under SEBI (Prohibition of Insider Trading) Regulations, 2015 | 40760 | Open → |
| Oct 16, 2018 | Informal Guidance in the matter of Sundaram Finance Limited | 40733 | Open → |
| Sep 28, 2018 | Informal Guidance in the matter of JK Paper Ltd. regarding SEBI (Share Based Employee Benefits) Regulations, 2014 | 40514 | Open → |
| Aug 09, 2018 | Informal Guidance - in the matter of Hawkins Cookers Limited under SEBI (Prohibition of Insider Trading) Regulations, 2015 | 39875 | Open → |
| Aug 03, 2018 | Informal guidance in the matter of Ms. Nitesh Estates Limited under SEBI (SAST) Regulations, 2011 and SEBI (ICDR) Regulations, 2009 | 39826 | Open → |
| Jul 23, 2018 | Informal Guidance - In the matter of India Finsec Ltd. under SEBI(SAST) Regulations, 2011 | 39662 | Open → |
| Jul 20, 2018 | Informal guidance of Goldcrest Corporation Ltd | 39626 | Open → |
| Jul 19, 2018 | Informal guidance of Force Motors Limited | 39618 | Open → |
| Jul 19, 2018 | Informal guidance of Bajaj Finsev Limited | 39617 | Open → |
| Jul 19, 2018 | Informal guidance of Bhoruka Finance Corporation of India Limited | 39614 | Open → |
| Jul 11, 2018 | Informal Guidance in the matter of Star Cement Ltd | 39495 | Open → |
| Jul 06, 2018 | Informal Guidance issued to Singular India Opportunities Trust | 39462 | Open → |
| May 16, 2018 | Informal guidance of CLSA India Private Limited | 38953 | Open → |
| Apr 19, 2018 | Informal Guidance - In the matter of Multibase India Ltd. under SEBI(SAST) Regulations, 2011 | 38731 | Open → |
| Mar 19, 2018 | Informal guidance in the matter of Deepak Nitrite Limited | 38267 | Open → |
| Mar 14, 2018 | Informal Guidance issued to UBS AG | 38221 | Open → |
| Mar 14, 2018 | Informal Guidance issued to Puranik Buildcon Private Limited | 38218 | Open → |
| Mar 06, 2018 | Informal Guidance in the matter of Navkar Builders Limited | 38101 | Open → |
| Dec 13, 2017 | Informal Guidance in the matter of Renaissance Jewellery Limited | 36929 | Open → |
| Dec 07, 2017 | Informal Guidance in the matter of Arvind Limited under SEBI (SAST) Regulations, 2011 | 36841 | Open → |
| Dec 05, 2017 | Informal Guidance issued to Capstocks and Securities (India) Private Limited | 36826 | Open → |
| Dec 05, 2017 | Informal Guidance in the matter of PNB Housing Finance Limited | 36806 | Open → |
| Nov 29, 2017 | Informal Guidance- In the matter of Kamat Hotels (India) Ltd. | 36749 | Open → |
| Oct 30, 2017 | Informal Guidance in the matter of Gujarat Ambuja Exports Limited”. | 36376 | Open → |
| Oct 30, 2017 | Informal Guidance filed by M/s. Linde India Limited in relation to SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 | 36368 | Open → |
| Oct 26, 2017 | Enforcement-Informal Guidance - In the matter of Star Cement Limited | 37560 | Open → |
| Oct 23, 2017 | Informal Guidance in the matter of Mphasis Limited | 36310 | Open → |
| Aug 29, 2017 | Informal guidance in the matter of Accelya Kale Solutions Limited | 35758 | Open → |
| Jun 23, 2017 | Informal Guidance in the matter of DLF Limited | 35170 | Open → |
| Jun 22, 2017 | Informal Guidance issued in the matter of FRR Shares & Securities Ltd | 35155 | Open → |
| Jun 07, 2017 | In the matter of PC Jeweller Limited under SEBI (ICDR) Regulations, 2009 | 35036 | Open → |
| May 18, 2017 | In the matter of KJMC Financial Services Limited under SEBI (SAST) Regulations, 2011 | 34912 | Open → |
| May 05, 2017 | Informal Guidance In the matter of Xchanging Solutions Limited under SEBI (SAST) Regulations, 2011 | 35842 | Open → |
| May 05, 2017 | Informal Guidance in the matter of Kotak mahindra bank ltd. | 34811 | Open → |
| Apr 06, 2017 | Informal Guidance in the matter of Prabhudas Lilladher Pvt Ltd | 34546 | Open → |
| Mar 16, 2017 | Informal Guidance in the matter of Kirloskar Chillers Pvt Ltd | 34374 | Open → |
| Mar 06, 2017 | In the matter of M/s Balasore Alloys Limited | 34506 | Open → |
| Jan 02, 2017 | In the matter of M/s Cybertech Systems and Software Limited under SEBI(SAST) Regulations, 2011 | 34601 | Open → |