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Informal Guidance interpretive/no-action letters
479 documents indexed — matches SEBI exactly. Source: SEBI listing
| Date | Title | SEBI ID | Document |
|---|---|---|---|
| Jan 02, 2017 | Informal Guidance sought by SBI Capital Markets limited | 33941 | Open → |
| Dec 22, 2016 | Informal Guidance issued to MarketMagnify Investment Adviser & Research Private Limited | 33851 | Open → |
| Dec 22, 2016 | In the matter of M/s Capital Trust limited under SEBI(SAST) Regulations, 2011 | 33849 | Open → |
| Dec 16, 2016 | Informal guidance in the matter of Kesoram Industries Limited | 33800 | Open → |
| Nov 25, 2016 | Informal Guidance in the matter of SBI Capital Markets Ltd | 33761 | Open → |
| Nov 03, 2016 | Informal Guidance in the matter of Fiber Plus Industries Limited | 33606 | Open → |
| Nov 02, 2016 | Informal Guidance in the matter of Kotak Mahindra Bank Ltd | 33704 | Open → |
| Nov 01, 2016 | Informal Guidance in the matter of Tide Water Oil Co (India) ltd | 34124 | Open → |
| Oct 19, 2016 | Informal Guidance in the matter of Asian Hotels Limited | 35087 | Open → |
| Oct 17, 2016 | Informal guidance in the matter of Alembic Pharmaceuticals Limited | 33474 | Open → |
| Sep 12, 2016 | Informal guidance in the matter of KJMC Financial Services Limited | 33219 | Open → |
| Aug 24, 2016 | In the matter of Symphony Limited under SEBI (SAST) Regulations, 2011 and SEBI (PIT) Regulations, 2015 | 33037 | Open → |
| Aug 23, 2016 | Informal Guidance in the matter of Krebs Biochemicals & Industries Limited | 33030 | Open → |
| Aug 22, 2016 | Informal Guidance issued to IDBI Asset Management Limited | 33689 | Open → |
| Aug 19, 2016 | Request for 'Interpretative letter' under SEBI (Informal Guidance) Scheme, 2003 and SEBI (Debenture Trustee) Regulations, 1993 by BOI Merchant Bankers Ltd. on requirement of license to undertake security trustee business | 33013 | Open → |
| Aug 12, 2016 | Informal Guidance in the matter of HDFC Bank Ltd | 32966 | Open → |
| Aug 02, 2016 | Informal guidance in the matter of Suzlon Energy Limited | 33647 | Open → |
| Jul 29, 2016 | In the matter of Kothari Products Limited under SEBI (SAST) Regulations, 2011 | 32905 | Open → |
| Jul 20, 2016 | Informal Guidance in the matter of Emkay Global Financial Services Limited | 32865 | Open → |
| Jun 10, 2016 | Informal Guidance issued in the matter of Tata Capital Limited | 33212 | Open → |
| Jun 01, 2016 | Informal Guidance in the matter of Zenotech Laboratories Ltd. under SEBI(SAST) Regulations, 2011 | 33089 | Open → |
| May 30, 2016 | In the matter of Ginni Filaments Limited under SEBI (SAST) Regulations, 2011 | 32567 | Open → |
| May 18, 2016 | In the matter of Triveni Engineering & Industries Limited under SEBI (SAST) Regulations, 2011 | 32517 | Open → |
| May 10, 2016 | Informal guidance in the matter of Beeyu Overseas Limited | 33085 | Open → |
| May 02, 2016 | Informal Guidance in the matter of Indo Thai Securities Ltd | 32492 | Open → |
| Apr 20, 2016 | In the matter of M/s Apcotex Industries Limited under SEBI(SAST) Regulations, 2011 | 32397 | Open → |
| Mar 04, 2016 | Informal Guidance issued in case of India Value Fund IV | 32604 | Open → |
| Mar 01, 2016 | In the matter of M/s Capital Trust Limited under SEBI(SAST) Regulations, 2011 | 31794 | Open → |
| Feb 16, 2016 | In the matter of Rajshree Sugars & Chemicals Limited under SEBI(SAST) Regulations, 2011 | 31692 | Open → |
| Jan 29, 2016 | Informal Guidance issued in the matter of KPIT | 31577 | Open → |
| Jan 25, 2016 | Informal guidance in the matter of LT foods limited | 32443 | Open → |
| Nov 09, 2015 | Informal Guidance in the matter of Geetanjali Trading and Investment Private Limited | 31579 | Open → |
| Nov 05, 2015 | Informal Guidance issued in the matter of Geojit BNP Paribas Financial Services Ltd. | 30960 | Open → |
| Oct 21, 2015 | Informal guidance in the matter of Mindtree ltd regarding SEBI (Prohibition of Insider Trading Regulations), 2015 | 31580 | Open → |
| Oct 14, 2015 | Informal Guidance in the matter of Binani Industries Ltd | 31578 | Open → |
| Sep 29, 2015 | In the matter of M/s Pudumjee Pulp and Paper Mills Limited under SEBI(SAST) Regulations, 2011 | 31379 | Open → |
| Sep 29, 2015 | Informal Guidance issued in the matter of Vijay Suraksha Realty LLP | 30757 | Open → |
| Sep 18, 2015 | In the matter of M/s Adani Power Limited under SEBI(SAST) Regulations, 2011. | 31381 | Open → |
| Sep 04, 2015 | Informal Guidance in the matter of Swojas Energy Limited regarding Listing Agreement | 30655 | Open → |
| Aug 11, 2015 | Informal Guidance issued in the matter of HDFC Bank Limited | 31250 | Open → |
| Jul 28, 2015 | In the matter of Saregama India Limited regarding SEBI (Share Based Employee Benefits) Regulations, 2014 | 30352 | Open → |
| Jul 28, 2015 | In the matter of Mindtree Limited regarding SEBI (Share Based Employee Benefits) Regulations, 2014 | 30351 | Open → |
| Jul 28, 2015 | Informal Guidance issued in the matter of Wealth Advisors (India) Private Ltd | 30348 | Open → |
| Jul 14, 2015 | Informal Guidance issued in the matter of Peninsula Brookfield India Real Estate Fund. | 30260 | Open → |
| May 08, 2015 | Informal Guidance issued in the matter of Standard Chartered Bank | 29777 | Open → |
| May 08, 2015 | In the matter of M/s Sequent Scientific Limited regarding applicability of SEBI(SAST) Regulations, 2011 | 29769 | Open → |
| May 07, 2015 | In the matter of M/s International Paper APPM Limited regarding applicability of SEBI(SAST) Regulations, 2011 | 29754 | Open → |
| May 05, 2015 | In the matter of M/s CIPLA Limited regarding applicability of regulations 3 and 10 of SEBI(SAST) Regulations, 2011 | 29737 | Open → |
| Apr 07, 2015 | Informal Guidance issued in the matter of Avendus Wealth Management Private Limited | 30818 | Open → |
| Jan 29, 2015 | In the matter of M/s CIPLA Limited regarding applicability of SEBI(SAST) Regulations, 2011 | 29700 | Open → |
| Jan 10, 2015 | In the matter of Welspun Enterprises Limited regarding applicability of SEBI(SAST) Regulations, 2011 | 29381 | Open → |
| Dec 31, 2014 | In the matter of M/s Elder Pharamceuticals Limited regarding applicability of SEBI(SAST) Regulations, 2011 | 29587 | Open → |
| Dec 24, 2014 | In the matter of pantaloons Fashion & Retail Ltd. | 29349 | Open → |
| Nov 14, 2014 | In the matter of Geojit BNP Paribas Financial Services Limited regarding applicability of SEBI(SAST) Regulations, 2011 | 29051 | Open → |
| Nov 03, 2014 | Informal Guidance in the matter of Almondz Global Securities Ltd | 28327 | Open → |
| Oct 31, 2014 | In the matter of Future Lifestyle Fashions Limited regarding applicability of Regulation 10(1)(a)(ii) of SEBI(SAST) regulations, 2011'. | 28816 | Open → |
| Oct 29, 2014 | Informal Guidance issued in the matter of Wealth Advisors(India) Private Limited | 28322 | Open → |
| Oct 20, 2014 | Informal Guidance issued in the matter of Safset Investment Advisory Pvt. Ltd. | 28278 | Open → |
| Sep 16, 2014 | 'Request for Informal Guidance by way of an interpretive letter under SEBI (Informal Guidance) Scheme, 2003 in connection with categorising an existing open ended debt/income scheme as a Money Market Mutual Fund Scheme in Income Category and applicability of Regulation 18 (15A) of SEBI (Mutual Funds) Regulations, 1996 thereto.' | 27979 | Open → |
| Jul 07, 2014 | Informal Guidance in the matter of VSE Stock Services Ltd | 27316 | Open → |
| May 30, 2014 | Informal Guidance in the matter of Puravankara Projects Ltd | 27003 | Open → |
| May 29, 2014 | Informal Guidance in the matter of India Realty Excellence Fund II LLP | 26989 | Open → |
| May 12, 2014 | Request of Jaya Hind Investments Private Limited for 'Interpretive Letter' and 'No-Action Letter' under the SEBI (Informal Guidance) Scheme 2003 | 26868 | Open → |
| Jan 24, 2014 | In the matter of Styrosolutions ABS(India) Limited on the applicability of Regulation 10 of SEBI(SAST) Regulations, 2011 | 26148 | Open → |
| Jan 21, 2014 | Informal Guidance in the matter of MMTC Limited | 26096 | Open → |
| Jan 08, 2014 | Informal Guidance in the matter of Rajkumar Forge Limited | 26631 | Open → |
| Jan 08, 2014 | Informal Guidance in the matter of R Systems International Limited. | 26023 | Open → |
| Jan 02, 2014 | Request from ICICI Prudential Asset Management Company Limited for interpretative letter under SEBI (Informal Guidance) Scheme, 2003 - Guidance in connection with appointment of common independent director on the boards of an Asset Management Company and its Sponsor | 25991 | Open → |
| Mar 22, 2013 | Informal Guidance in the matter of D B Corp Limited | 24504 | Open → |
| Mar 14, 2013 | Informal Guidance in the matter of M/s OCL Iron & Steel Limited | 24462 | Open → |
| Feb 22, 2013 | Informal guidance in the matter of Aksh optifibre Limited | 24330 | Open → |
| Feb 05, 2013 | 'Request for interpretative letter under the SEBI (Informal Guidance) Scheme, 2003 in the matter of SME Rating Agency of India Ltd. (SMERA)' | 24254 | Open → |
| Jan 23, 2013 | 'Informal guidance in the matter of Weizmann Forex Limited on applicability of Regulation 10' | 24196 | Open → |
| Dec 11, 2012 | Request for interpretative letter under the SEBI (Informal Guidance) Scheme, 2003 by HSBC Securities Services. | 23933 | Open → |
| Dec 05, 2012 | Informal Guidance in the matter of Commercial Engineers and Body builders company limited | 23909 | Open → |
| Nov 19, 2012 | Informal Guidance to Mr. Sujit Kanoria promoter of Shristi Infrastructure Development Corporation Ltd on the applicability of Takeover Regulations and Delisting Regulations | 24460 | Open → |
| Oct 18, 2012 | Informal Guidance issued in the matter of Rushil Decor Limited | 23640 | Open → |
| Aug 28, 2012 | SEBI Informal Guidance Scheme, 2003 in the matter of indirect acquisition of shares in Avon Organics Ltd | 23321 | Open → |
| Aug 07, 2012 | IDFC Investment Company | 24433 | Open → |
| Aug 03, 2012 | Informal Guidance issued in the matter of Alok Industries Ltd | 23730 | Open → |
| Aug 03, 2012 | Informal Guidance issued in the matter of Multi Commodity Exchange of India Limited | 23201 | Open → |
| Jul 10, 2012 | Informal Guidance in respect of takeover regulations by M/s R Systems International Limited | 23075 | Open → |
| Jul 09, 2012 | Informal Guidance in respect of takeover regulations by M/s R Systems International Limited | 23072 | Open → |
| May 02, 2012 | Informal Guidance issued in the matter of ACA Private Equity Trust | 23336 | Open → |
| Apr 26, 2012 | Informal Guidance regarding applicability of Takeover Regulations in the matter of IDBI Trusteeship Services Limited | 22659 | Open → |
| Apr 19, 2012 | Your request for an interpretive Letter under SEBI (Informal Guidance Scheme 2003 - Citygroup Global Markets India Private Limited | 23449 | Open → |
| Apr 13, 2012 | Informal Guidance regarding applicability of Takeover Regulations in the matter of IL & FS Trust Company Limited | 22552 | Open → |
| Mar 27, 2012 | Informal Guidance Issued in the matter of Khaitan Electricals Limited | 22446 | Open → |
| Feb 17, 2012 | Informal Guidance Issued in the matter of Strides Arcolab Limited | 22154 | Open → |
| Feb 06, 2012 | Informal Guidance issued in the matter of ICICI Venture Funds Management Company Limited | 22698 | Open → |
| Jan 16, 2012 | No-action letter under the SEBI ( Informal Guidance) Scheme, 2003 regarding the indirect acquisition of shares of ESAB India Limited | 22570 | Open → |
| Nov 29, 2011 | Informal Guidance in the case of Bonanza Portfolio Limited | 21402 | Open → |
| Nov 06, 2011 | Informal Guidance issued in the matter of M/s Massachusetts Mutual Life insurance company | 22631 | Open → |
| Nov 01, 2011 | Request for No-Action Letter under SEBI (Informal Guidance) Scheme, 2003 in the matter of KPIT Cummins Infosystems Limited | 20998 | Open → |
| Sep 06, 2011 | Informal Guidance issued in the matter of M/s Sri Arumuga Enterprise Ltd | 22633 | Open → |
| Sep 02, 2011 | Request for interpretative letter under the Securities and Exchange Board of India (Informal Guidance) Scheme, 2003- by Syncom Formulations (India) Limited (target company) on applicability of the provisions of SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 1997 {Regulations} | 21545 | Open → |
| Aug 11, 2011 | Informal Guidance Issued in the matter of Medicamen Biotech Ltd | 20856 | Open → |
| Aug 04, 2011 | Informal Guidance of NJ India Invest Pvt Limited | 20857 | Open → |
| Jul 18, 2011 | Informal guidance in the matter of C and C Constructions Limited | 20858 | Open → |
| Jun 02, 2011 | Request for Interpretive Letter under the SEBI (Informal Guidance) Scheme, 2003 by JSW Steel Limited | 20859 | Open → |