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Informal Guidance interpretive/no-action letters

479 documents indexed — matches SEBI exactly. Source: SEBI listing

DateTitleSEBI IDDocument
May 26, 2011Request for No- Action Letter under SEBI (Informal Guidance) Scheme, 2003 in the matter of Disa India Limited19846Open →
May 25, 2011Request for Interpretive Letter under the SEBI (Informal Guidance) Scheme, 2003 in the matter of Vulcan Engineers Ltd19847Open →
May 01, 2011Informal Guidance issued in the matter of M/s Peninsula India Ltd22632Open →
Apr 21, 2011Informal Guidance in the matter of Surana Telecom and Power Limited19714Open →
Feb 07, 2011Informal Guidance in the matter of Cera Sanitaryware Ltd15055Open →
Nov 30, 2010Request for No Action Letter under the SEBI (Informal Guidance) Scheme, 2003 by M/s Barclays Securities (India) Pvt. Ltd13715Open →
Nov 24, 2010Request for interpretative letter under the SEBI (Informal Guidance) Scheme, 2003 by M/s. Hatsun Agro Products Limited13894Open →
Nov 19, 2010Request for Interpretive Letter under the SEBI (Informal Guidance) Scheme, 2003 by Amtek Auto Limited13898Open →
Sep 20, 2010Request for interpretive letter under SEBI (Informal Guidance) Scheme, 2003 by Vivro Financial Services Private Limited2202Open →
Sep 09, 2010Informal Guidance letter issued to Kamdhenu Ispat Limited2175Open →
Sep 02, 2010Request under Securities and Exchange Board of India (Informal Guidance) Scheme of Ramkrishna Forgings Limited2157Open →
Jun 10, 2010Request for Interpretive Letter under the SEBI (Informal Guidance) Scheme, 2003- regarding SEBI (Delisting of Securities) Guidelines, 2003 and SEBI (Delisting of Equity Shares) Regulations 2009, Enam Securities Pvt. Limited14190Open →
Jun 10, 2010Request for Interpretive Letter under the SEBI (Informal Guidance) Scheme, 2003- regarding SEBI (Delisting of Securities) Guidelines, 2003 and SEBI (Delisting of Equity Shares) Regulations 2009, Enam Securities Pvt. Limited2002Open →
May 12, 2010Request under Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 HDFC Bank1494Open →
Apr 23, 2010Request of Tata Motors Limited for interpretative letter under SEBI (Informal Guidance) Scheme, 2003 - Guidance in relation to clause 28A of Equity Listing Agreement1947Open →
Apr 21, 2010Request for Interpretative Letter under the SEBI (Informal Guidance) Scheme, 2003 – SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 – VISA Steel Limited14189Open →
Apr 21, 2010Request for No Action Letter under para 5(i) of SEBI (Informal Guidance) Scheme 2003 by Fullerton Securities and Wealth Advisors Ltd14188Open →
Apr 05, 2010Request for interpretative letter under the Securities and Exchange Board of India (Informal Guidance) Scheme, 2003- by KSK Energy Limited in the matter of KSK Energy Ventures Limited on applicability of the provisions of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 Regulations1923Open →
Apr 05, 2010Request for interpretative letter under the SEBI (Informal Guidance) Scheme, 2003 by M/s. Siemens Limited1920Open →
Mar 10, 2010Request for Interpretive Letter under the SEBI (Informal Guidance) Scheme, 2003- SEBI (Substantial Acquisition of Shares And Takeovers) Regulations, 1997 {Regulations} Eastern Investments Limited1847Open →
Feb 26, 2010Request for Interpretive letter under the Securities and Exchange Board of India Informal Guidance) Scheme, 2003 in relation to the SEBI (Stock Brokers and Sub-Brokers) Regulations, 1992 the Brokers Regulations2491Open →
Feb 22, 2010Request for interpretative letter under the SEBI (Informal Guidance) Scheme, 2003 for second buyback of shares u/s 77A of Companies Act, 1956- Supreme Petrochem Ltd1837Open →
Jan 19, 2010Request under SEBI (Informal Guidance) Scheme, 2003 by Sun Pharmaceutical Industries Limited1748Open →
Dec 31, 2009No Action Letter under the SEBI (Informal Guidance) Scheme, 2003{Scheme} regarding inter se transfer/acquisition of shares of Aditya Birla Money Limited (ABML The Target Company) under SEBI (Substantial Acquisition of Shares and Takeover) Regulations14192Open →
Dec 01, 2009Informal Guidance of Sundaram BNP Paribas Fund Services Ltd4618Open →
Aug 27, 2009Request for interpretive letter under SEBI (Informal Guidance) Scheme, 2003 by Gulf Oil Corporation Ltd4616Open →
Aug 10, 2009Request for 'Interpretative Letter' under the SEBI (Informal Guidance) Scheme, 2003 and SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 {Takeover Regulations}- regarding Morarjee Textiles Limited4615Open →
Aug 07, 2009Request for 'Interpretative Letter' under Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 by Dish TV India Limited4600Open →
Jul 31, 2009Request for interpretive letter under SEBI (Informal Guidance) Scheme, 2003 by IOL Netcom Limited4611Open →
Jul 07, 2009Request for interpretive letter under SEBI (Informal Guidance) Scheme, 2003 by Bharti Airtel Limited4607Open →
Jul 02, 2009Request under Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 Barclays Securities (India) Private Limited4408Open →
Jun 30, 2009Request for interpretive letter under SEBI(Informal Guidance) scheme, 2003 by OCL India Ltd4662Open →
Jun 19, 2009Request for interpretative letter under the SEBI (Informal Guidance) Scheme, 2003 by M/s. BHEL4661Open →
May 04, 2009Request for Interpretive Letter under Securities and Exchange Board of India (Informal Guidance) Scheme, 20034905Open →
Apr 24, 2009Request for Interpretive Letter under Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 for guidance5086Open →
Apr 02, 2009Interpretive Letter under the Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 regarding Suryajyoti Spinning Mills Ltd5085Open →
Mar 12, 2009Request for interpretative letter under the SEBI (Informal Guidance) Scheme, 2003- by M/s. Barclays Bank PLC5283Open →
Feb 27, 2009No-action letter sought under SEBI (Informal Guidance) Scheme in relation to SEBI (ESOS and ESPS) Guidelines, 1999 - Natco Pharma Limited5436Open →
Feb 09, 2009Request for no-action letter under the SEBI (Informal Guidance) Scheme, 2003- and SEBI (substantial Acquisition of shares and Takeover) Regulations, 1997 {Regulations}- regarding Williamson Financial Services Limited5435Open →
Jan 12, 2009Request for Informal Guidance under Securities and Exchange Board of India (Informal Guidance) Scheme, 20035619Open →
Dec 15, 2008Request for interpretative letter under the SEBI (Informal Guidance) Scheme, 2003- by STCI Capital Markets Ltd in the Matter of Disa India Ltd on applicability of the provisions of SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 1997 {Regulations)14165Open →
Dec 11, 2008Request for an Interpretive Letter under the Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 regarding Kohinoor Foods Ltd7662Open →
Dec 04, 2008Request for Informal Guidance under SEBI (Informal Guidance) Scheme, 2003 by Forbes and Company Ltd7658Open →
Dec 01, 2008Request for Interpretive letter under the SEBI (Informal Guidance) Scheme, 2003- by Infrastructure Leasing and Financial Services Limited (IL and FS) on applicability of the provisions of SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 19977655Open →
Nov 28, 2008Request for Interpretive Letter under the Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 - Redington India Ltd7764Open →
Oct 10, 2008Request for Informal Guidance under SEBI (Informal Guidance) Scheme, 20037364Open →
Sep 24, 2008Request for Informal Guidance under Securities and Exchange Board of India (Informal Guidance) Scheme, 20037203Open →
Sep 18, 2008Request for Interpretive Letter under the Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 - Easun Reyrolle Limited7201Open →
Sep 04, 2008Request for informal guidance by Atlas Copco (India) Ltd7195Open →
Aug 29, 2008Request for Informal Guidance under the SEBI (Informal Guidance) Scheme, 2003 - Nucleus Software Exports Ltd6754Open →
Aug 21, 2008Role of Bankers to an Issue in Book-Built Public Issue: Clarifications sought under informal Guidance scheme - ICICI Bank Limited6753Open →
Aug 18, 2008Request for No-Action letter under SEBI (Informal Guidance) Scheme, 2003 by Mastek Limited6751Open →
Jul 31, 2008Request for Interpretative Letter under the SEBI (Informal Guidance) Scheme, 2003 - M/s. 2i Capital PCC7024Open →
Jul 30, 2008Request for No action / Interpretive Letter under the SEBI (Informal Guidance) Scheme, 20037022Open →
Jul 23, 2008Request for interpretative letter under the SEBI (Infromal Guidance ) Scheme , 2003 by Britannia Industries Ltd.on applicability of the provisions of SEBI (Substantial Acquistion of Shares and Takeover ) Regulation , 1997 Regulations7020Open →
Jul 21, 2008Request for an interpretive letter under the Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 in the matter of M/s DPF India Opportunities Fund7018Open →
Jul 16, 2008Insilco India Ltd. - Informal Guidance7017Open →
Jun 06, 2008Request for Informal Guidance under Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 - Hindustan Unilever Limited6709Open →
Apr 09, 2008Request for interpretive letter under the SEBI (Informal Guidance) Scheme, 2003 (the scheme) by Adhunik Metaliks Limited.(AML)(target company) on the applicability of Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers ) Regulations, 1997- Regulations6502Open →
Mar 27, 2008Satra Properties (India) Limited-Informal Guidance6849Open →
Mar 26, 2008Request for interpretive letter under the SEBI (Informal Guidance) Scheme, 2003 regarding TCI Industries Limited.- TCIIL6380Open →
Feb 25, 2008Your request for interpretive letter under SEBI (Informal Guidance) Scheme 20036172Open →
Feb 18, 2008Informal Guidance - in the matter of Pudumjee Agro Industries Limited6171Open →
Feb 01, 2008Request for interpretative letter under the SEBI (Informal Guidance) Scheme, 2003- by Shriram City Union Finance Limited on applicability of the provisions of SEBI (substantial Acquisition of shares and Takeover) Regulations, 199720860Open →
Feb 01, 2008Request for interpretative letter under the SEBI (Informal Guidance) Scheme, 2003- by Shriram Transport Finance Company Ltd. applicability of the provisions of SEBI (substantial Acquisition of shares and Takeover) Regulations, 19976170Open →
Jan 28, 2008Request for No action letter under the SEBI (Informal Guidance) Scheme, 2003- by Reliance Industries Ltd. on applicability of the provisions of SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 1997 Regulations6848Open →
Dec 15, 2007Informal guidance request from ADF Foods Ltd. in respect of transfer of locked-in shares allotted in preferential issue - Chapter XIII of DIP Guidelines9897Open →
Dec 10, 2007Request for Interpretive letter under the Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 in relation to the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 {the Takeover Regulations9895Open →
Dec 04, 2007Changes in demographic details of investors and outsourcing of completion of Know Your Client requirements by Asset Management Companies -AMCs9893Open →
Nov 14, 2007Request for Informal Guidance under Securities and Exchange Board of India Informal Guidance) Scheme, 2003 from Firstsource Solutions Limited - Interpretation regarding lock-in of pre-IPO equity share capital9479Open →
Sep 19, 2007Request for Informal Guidance under Securities and Exchange Board of India Informal Guidance) Scheme, 20039000Open →
Jul 31, 2007Request for interpretative letter under SEBI (Informal Guidance) Scheme, 2003 from Grabal Alok Impex. Ltd.- Interpretation of clause 13.A.1.1 of SEBI (DIP) Guidelines regarding Qualified Institutions? Placement - QIP9528Open →
Jul 16, 2007Applicability of grey listing provisions of SEBI (Prohibition of Insider Trading), Regulations, 19929527Open →
Jul 13, 2007Request for interpretative letter under SEBI (Informal Guidance) Scheme, 2003 from Citigroup Global Markets India Pvt. Ltd.- Interpretation of clause 13.A.7.3 and 13.A.7.4 of SEBI (DIP) Guidelines regarding Qualified Institutions' Placement - QIP9525Open →
Jun 22, 2007Request for Interpretive Letter under the Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 - Jamna Auto Industries Limited9042Open →
Jun 18, 2007Request for interpretative letter under SEBI (Informal Guidance) Scheme, 003 from Zensar Technoligies Ltd.- regarding SEBI (Substantial acquisition of shares and takeovers) Regulations, 19979041Open →
Jun 11, 2007Request for Interpretive Letter/No action letter under the SEBI (Informal Guidance) Scheme, 2003- Acquisition of shares of Aurobindo Pharma Ltd. (KCL) - SEBI (Substantial Acquisition of Shares And Takeovers) Regulations, 1997 -Regulations9039Open →
May 28, 2007Request for Informal Guidance under SEBI (Informal Guidance) Scheme, 20039523Open →
May 16, 2007Application for an Interpretive letter under SEBI (Portfolio Managers) Regulations, 19939522Open →
May 04, 2007Request for Interpretive Letter under the SEBI (Informal Guidance) Scheme, 2003 Strides Arcolab Limited9521Open →
Feb 14, 2007Request for Informal Guidance under SEBI(Informal Guidance) Scheme,2003- Aptech Limited8562Open →
Feb 09, 2007Request for interpretative Letter under SEBI(Informal Guidance) Scheme, 2003 - Tech Mahindra Limited8560Open →
Jan 04, 2007Request for 'No action letter' under Securities and Exchange Board of India (Informal guidance) Scheme, 2003 - Kerbs Boichemicals and Industries Ltd8365Open →
Sep 20, 2006Request for interpretative Letter under SEBI(Informal Guidance) Scheme,2003 -Punjab Alkalies and Chemicals Limited11116Open →
Sep 13, 2006Request for Informal Guidance under Securities and Exchange Board of India (Informal Guidance) Scheme, 200314847Open →
Sep 13, 2006Informal Guidance - Interpretive Letter - Clarification on listing of non convertible preference shares on private placement basis14846Open →
Aug 08, 2006Request for Informal Guidance under Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 - M/s Prodigy Investment Management14850Open →
Jun 12, 2006Request for Informal Guidance under Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 - Sujana Universal Industries Limited14852Open →
May 22, 2006Informal Guidance - Interpretive Letter - Clarification on listing of non convertible redeemable preference shares14853Open →
Apr 25, 2006Informal Guidance - Interpretive Letter - Clarification on listing of non-convertible redeemable preference shares14855Open →
Apr 20, 2006Request for Informal Guidance under Informal Guidance Scheme - Indian Overseas Bank14856Open →
Feb 26, 2006Request for interpretative Letter under SEBI(Informal Guidance) Scheme,2003 - Neuland Laboratories Limited10976Open →
Feb 22, 2006Nagreeka Exports Ltd14857Open →
Jan 20, 2006Request for No Action Letter in relation to the proposed Rights issue of Upper Ganges Sugar and Industries Limited (UGSIL). under Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 for guidance11317Open →
Nov 28, 2005Kanishk Steel Ltd8508Open →
Nov 16, 2005Informal Guidance under SEBI ( Informal Guidance) Scheme, 2003 - Shetron Limited8507Open →
Aug 10, 2005Request for Interpretive Letter under the SEBI (Informal Guidance) Scheme, 2003.8505Open →
Aug 05, 2005Request for Interpretive Letter under the SEBI (Informal Guidance) Scheme, 2003 - Welcast Steels Ltd8504Open →
May 20, 2005Request for Informal Guidance under the SEBI (Informal Guidance) Scheme, 20038502Open →
May 17, 2005Request for Guidance Letter under the SEBI (Informal Guidance) Scheme, 2003 - Apar Industries Limited8500Open →
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