Coverage › SEBI › Orders of Chairperson/Members (incl. Adjudication)
Orders of Chairperson/Members (incl. Adjudication)
6,424 documents indexed — SEBI declares 6,412. Source: SEBI listing
| Date | Title | SEBI ID | Document |
|---|---|---|---|
| Jun 22, 2004 | Order against Ace Securities Pvt. Ltd., erstwhile member of OTCEI and stock broker | 12797 | Open → |
| Jun 22, 2004 | Order against Vyom Financial Services Pvt. Ltd., erstwhile member of OTCEI and stock broker | 10709 | Open → |
| Jun 22, 2004 | Order against Spectrum Corporate Services Ltd., erstwhile member of OTCEI and stock broker | 10705 | Open → |
| Jun 22, 2004 | Order against Piton Securities Ltd., erstwhile member of OTCEI and stock broker | 10700 | Open → |
| Jun 22, 2004 | Order against Pavapuri Securities Ltd., erstwhile member of OTCEI and stock broker | 10698 | Open → |
| Jun 22, 2004 | Order against Paramjeet D. Rai, erstwhile member of OTCEI and stock broker | 10695 | Open → |
| Jun 22, 2004 | Order against Navketan Merchants Ltd., erstwhile member of OTCEI and stock broker | 10692 | Open → |
| Jun 22, 2004 | Order against Nath Securities Ltd., erstwhile member of OTCEI and stock broker | 10691 | Open → |
| Jun 22, 2004 | Order against Mutual Financial Services Ltd., erstwhile member of OTCEI and stock broker | 10683 | Open → |
| Jun 22, 2004 | Order against Midas Touch Credit Services Pvt. Ltd., erstwhile member of OTCEI and stock broker | 10681 | Open → |
| Jun 22, 2004 | Order against MCF Investments Ltd., erstwhile member of OTCEI and stock broker | 10680 | Open → |
| Jun 22, 2004 | Order against M V Ramaswamy, erstwhile member of OTCEI and stock broker | 10672 | Open → |
| Jun 22, 2004 | Order against Inder Kumar Daga, erstwhile member of OTCEI and stock broker | 10670 | Open → |
| Jun 22, 2004 | Order against Gorawara Investments Pvt. Ltd., erstwhile member of OTCEI and stock broker | 10667 | Open → |
| Jun 21, 2004 | Order against DRB Securities Private Limited, member, The Uttar Pradesh Stock Exchange Association Ltd | 12796 | Open → |
| Jun 21, 2004 | Order in the matter of Global Trust Bank | 10664 | Open → |
| Jun 18, 2004 | In The Matter Of Application For Certificate Of Registration Of Wealth Management Advisory Services Limited As A Portfolio Manager | 12795 | Open → |
| Jun 18, 2004 | Order against Sindhu Corporate Services Pvt. Ltd | 12793 | Open → |
| Jun 18, 2004 | In The Matter Of Application By Mangal Keshav Securities Limited For Registration As Portfolio Manager | 12792 | Open → |
| Jun 17, 2004 | Order against LRM Securities Limited, Member, The Delhi Stock Exchange Association Limited, Having Sebi Registration Number INB050988137 | 12790 | Open → |
| Jun 16, 2004 | In The Matter Of Buyback Of Equity Shares Of M/s Punjab Communications Limited | 10661 | Open → |
| Jun 15, 2004 | Order Under Section 11(4)(B) Read With Section 11b And 11 Of SEBI, Act, 1992 In The Matter Of Preferential Allotment Of Shares By CMM Broadcasting Network Ltd | 10657 | Open → |
| Jun 14, 2004 | Order against Shri Suresh Chand Singla & Persons Acting In Concert | 10653 | Open → |
| Jun 14, 2004 | Order against M/S. Information Techonlogies (India) Ltd., Share Transfer Agent (INR000001864) | 10650 | Open → |
| Jun 14, 2004 | In The Matter Of Proposed Acquisition Of Shares Of Polar Industries Ltd. (Exemption Application Filed Under Regulation 4 (2) Of The SEBI (Substantial Acquisition Of Shares And Takeovers) Regulations, 1997)Takeovers) Regulations, 1997) | 10646 | Open → |
| Jun 12, 2004 | Order in the matter of Global Trust Bank | 10644 | Open → |
| Jun 09, 2004 | Order against M/S Munjal Leasing Limited, Member, National Stock Exchange Of India Limited, Having SEBI Registration Number INB230837836 | 12789 | Open → |
| Jun 09, 2004 | Order against M/S Munjal Online Stock Access, Dealer, Over The Counter Exchange Of India, Having SEBI Registration Number INB200870116 | 12787 | Open → |
| Jun 09, 2004 | Order Under Section 11(1) And 11b Of The SEBI Act, 1992- In The Matter Of Shri J.P. Gupta, The Former Director Of M/S Sukhchain Cements Ltd. -Vanishing Company | 10642 | Open → |
| Jun 04, 2004 | Under Regulation 13(1) SEBI (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) Regulations, 2002, In The Matter Of Bama Securities Ltd | 12786 | Open → |
| Jun 02, 2004 | Order Under Regulation 13 (4) Of SEBI (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) Regulations, 2002 in The Matter Of J. M. Morgan Stanley Retail Services Pvt. Ltd., Member, The Stock Exchange Mumbai, Having SEBI Registration Number INB011054831 | 14191 | Open → |
| Jun 02, 2004 | Order Under Regulation 13 (4) Of SEBI (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) Regulations, 2002 in The Matter Of J. M. Morgan Stanley Retail Services Pvt. Ltd., Member, The Stock Exchange Mumbai, Having SEBI Registration Number INB011054831 | 12784 | Open → |
| May 18, 2004 | Order Under Regulation 13 (1) Of SEBI (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) Regulations, 2002, In The Matter Of M/s.Bakliwal Investment, Member National Stock Exchange | 10639 | Open → |
| May 12, 2004 | In The Matter Of Proposed Acquisition Of Shares Of Oswal Spinning And Weaving Mills Limited - Exemption From The Provisions Of Chapter Iii Of The SEBI Substantial Acquisition Of Shares And Takeovers) Regulations, 1997 | 10638 | Open → |
| May 06, 2004 | Order against Mr. Dinesh Shah And Mrs. Usha Shah In The Matter Of Magic Trading And Agencies Ltd | 12659 | Open → |
| May 06, 2004 | Order against Mr. Sushil J. Motishaw In The Matter Of Magic Trading And Agencies Ltd | 12656 | Open → |
| May 06, 2004 | Order against Ms. Monica Patel In The Matter Of Magic Trading And Agencies Ltd | 12654 | Open → |
| May 05, 2004 | Order against S. K. Jain, Member Of Calcutta Stock Exchange. | 10636 | Open → |
| Apr 30, 2004 | In The Matter Of Proposed Acquisition Of Shares Of White House Cotton Industries Limited- Exemption Application Under Regulation 4(2) Of The SEBI (Substantial Acquisition Of Shares And Takeovers) Regulations, 1997 | 10634 | Open → |
| Apr 29, 2004 | Order against Dresdner Kleinwort Benson Securities (India) Ltd. | 10628 | Open → |
| Apr 28, 2004 | Order against Pankaj A. Desai And Other Associated Entities | 10624 | Open → |
| Apr 28, 2004 | Order against M/s Malvica Engineering Ltd. And Its Promoters | 10619 | Open → |
| Apr 27, 2004 | Order againstAgainst M/S Prabhudas Liladher Pvt Ltd., Member, BSE | 12558 | Open → |
| Apr 27, 2004 | Order against Shri Bishwanath Murlidhar | 10616 | Open → |
| Apr 27, 2004 | Order against M/s Havemore Financial Services (I) Ltd., Shri Kalpesh Chawalla, Shri Hemang Jangla And Shri Hemanshu Chawalla | 10614 | Open → |
| Apr 23, 2004 | Order against Sidh Global Equity Fund Ltd In The Matter Of Baroda Agro Industries Ltd | 10589 | Open → |
| Apr 17, 2004 | In The Matter Of Acquisition Of Shares Of Hitachi Home & Life Solutions (India) Limited By Hitachi Group - SEBI (Substantial Acquisition Of Shares And Takeovers) Regulations, 1997 | 12556 | Open → |
| Apr 17, 2004 | In The Matter Of Acquisition Of Shares Of Hitachi Home & Life Solutions (India) Limited By Lalbhai Group - SEBI (Substantial Acquisition Of Shares And Takeovers) Regulations, 1997 | 12555 | Open → |
| Apr 07, 2004 | In The Matter Of Proposed Acquisition Of Shares Of Org Informatics Limited -exemption From The Provisions Of Chapter III Of The SEBI (Substantial Acquisition Of Shares And Takeovers) Regulations, 1997 | 10577 | Open → |
| Apr 01, 2004 | Order against M/S. Amgis Holdings Pvt. Ltd | 10572 | Open → |
| Mar 31, 2004 | Under Section 11(4) and 11B of SEBI Act, 1992, read with Regulation 11 of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003 and Regulation 11 of SEBI (Prohibition of Insider Trading) Regulations, 1992. | 14193 | Open → |
| Mar 31, 2004 | Order against M/s Ambika Ferro Alloys Pvt. Ltd. | 12387 | Open → |
| Mar 31, 2004 | Order against Shri Vinay Rai | 12386 | Open → |
| Mar 31, 2004 | Order against M/s Utility Trade Links Pvt. Limited | 12384 | Open → |
| Mar 31, 2004 | Order against Shri Anil Rai | 12381 | Open → |
| Mar 31, 2004 | Order against M/s Information Technologies (I) Limited | 12379 | Open → |
| Mar 31, 2004 | Order against M/s Varren Financial Services Private Limited | 12378 | Open → |
| Mar 31, 2004 | Order against M/s Tauruas Portfolio Limited | 12376 | Open → |
| Mar 31, 2004 | Order against M/s Sumac Iron And Steels Private Limited | 12375 | Open → |
| Mar 31, 2004 | Order against M/s Rkkr Agencies Limited | 12373 | Open → |
| Mar 31, 2004 | Order against M/s Pukhraj Holdings Pvt. Limited | 12372 | Open → |
| Mar 31, 2004 | Order against M/s Parvati Casting Private Limited | 12370 | Open → |
| Mar 31, 2004 | Order against M/s Deep Traders & Advances Private Limited | 12369 | Open → |
| Mar 31, 2004 | Order against M/s Decent Dealers And Advances Private Limited | 12367 | Open → |
| Mar 31, 2004 | Order against M/s Classic Dealers And Advances Private Limited | 12366 | Open → |
| Mar 31, 2004 | Order against M/s Arunoday Vinimay Private Limited | 12364 | Open → |
| Mar 31, 2004 | Order against M/s Amit Share Trading Private Limited | 12362 | Open → |
| Mar 31, 2004 | Order against M/s Anjali Flat Rolled Sheets Private Limited | 12361 | Open → |
| Mar 31, 2004 | Order against M/s Eureka Machineries Private Limited | 12359 | Open → |
| Mar 31, 2004 | Order against M/s Aquarius Steels Private Limited | 12358 | Open → |
| Mar 31, 2004 | Order against M/s Vedant Steel Casing Private Limited | 12357 | Open → |
| Mar 31, 2004 | Order against M/s. New Age Commercial Private Limited | 12356 | Open → |
| Mar 31, 2004 | Order against M/s Krp Consultants Private Limited - PDF | 12352 | Open → |
| Mar 31, 2004 | Under Section 11(4) and 11B of SEBI Act, 1992, read with Regulation 11 of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003 and Regulation 11 of SEBI (Prohibition of Insider Trading) Regulations, 1 | 12351 | Open → |
| Mar 31, 2004 | Order Against Nh Securities Ltd And Classic Shares And Stock Brokers | 12350 | Open → |
| Mar 31, 2004 | Order againstShri Bharat N. Vaishnawa In The Matter Of Trident Steels Ltd | 10570 | Open → |
| Mar 31, 2004 | Order against Trident Steels Ltd | 10549 | Open → |
| Mar 31, 2004 | Order against Shri Vijay Vishnu Sali In The Matter Of Trident Steels Ltd | 10548 | Open → |
| Mar 31, 2004 | Order against Shri Suresh Agarwal In The Matter Of Trident Steels Ltd | 10546 | Open → |
| Mar 31, 2004 | Order against Shri Kuldeep N. Parulekar In The Matter Of Trident Steels Ltd | 10544 | Open → |
| Mar 31, 2004 | Order against Shri Hemant Hemnani In The Matter Of Trident Steels Ltd | 10542 | Open → |
| Mar 31, 2004 | Order against Shri Ashok Agarwal In The Matter Of Trident Steels Ltd | 10540 | Open → |
| Mar 31, 2004 | Order against Shri Anil Sharma In The Matter Of Trident Steels Ltd | 10538 | Open → |
| Mar 31, 2004 | Order against Shri Ajay Agarwal In The Matter Of Trident Steels Ltd | 10536 | Open → |
| Mar 31, 2004 | Order against Ispat Industries Limited and one of its directors, Shri Anil Sureka | 10533 | Open → |
| Mar 31, 2004 | Order against Dr. A. Y Degani In The Matter Of Trident Steels Ltd | 10532 | Open → |
| Mar 31, 2004 | In The Matter Of Proposed Acquisition Of Shares Of Gujarat Ambuja Exports Ltd. Exemption Application Under Regulation 4 (2) Of The SEBI (Substantial Acquisition Of Shares And Takeovers) Regulation | 10531 | Open → |
| Mar 31, 2004 | In The Matter Of Acquisition Of Shares Of Trident Alco Chem Ltd By Shri Varinder Gupta And M/s Mayadevi Polycot Ltd | 10529 | Open → |
| Mar 29, 2004 | In The Matter Of Proposed Acquisition Of Shares Of CMC Limited- Exemption application Under Regulation 4(2) of The SEBI (Substantial Acquisition Of Shares and Takeovers) Regulations, 1997 | 10513 | Open → |
| Mar 24, 2004 | Order against Ashok Makker, member Ludhiana Stock Exchange. | 12349 | Open → |
| Mar 23, 2004 | Order against M/S Trusted Shares & Investments Ltd. Member Of The Stock Exchange, Mumbai | 12333 | Open → |
| Mar 23, 2004 | Order under Regulation 11 of SEBI (Prohibition of Fraudulent and Unfair Trade Practices) Regulations, 2003 read with Section 11 and 11B of SEBI Act, 1992 | 10512 | Open → |
| Mar 22, 2004 | Order against Anil Kumar Aggarwal | 10507 | Open → |
| Mar 12, 2004 | Order against Shree Harivansha Securities Pvt. Ltd., Member Of Calcutta Stock Exchange | 12325 | Open → |
| Mar 12, 2004 | Order againstt Acumen Securities Ltd., erstwhile member of National Stock Exchange. | 12323 | Open → |
| Mar 12, 2004 | In The Matter Of Proposed Acquisition Of Shares Of Govind Rubber Limited - Exemption From The Provisions Of Regulation 11 Of The SEBI (Substantial Acquisition Of Shares And Takeovers) Regulations, 1997 | 10502 | Open → |
| Mar 08, 2004 | Order against N.H.Securities,Classic Shares and Stock Broking Services, Triumph Securities Ltd., Triumph International Finance Ltd, V.N.Parekh Securities Ltd. And KNP Securities Ltd | 12321 | Open → |
| Mar 08, 2004 | Order against The Promoters Of Aftek Infosys Ltd | 10499 | Open → |
| Mar 08, 2004 | Order against P M Pavithran, erstwhile member of Cochin Stock Exchange | 10496 | Open → |
| Mar 05, 2004 | Order against M/s. Shrikant G Mantri in the matter of dealing with M/s. Nedungadi Bank Ltd | 10494 | Open → |