Coverage › SEBI › Orders of Chairperson/Members (incl. Adjudication)
Orders of Chairperson/Members (incl. Adjudication)
6,424 documents indexed — SEBI declares 6,412. Source: SEBI listing
| Date | Title | SEBI ID | Document |
|---|---|---|---|
| Mar 05, 2004 | Order against M/s. Harvest Deal Securities Ltd. in the matter of dealing with M/s. Nedungadi Bank Ltd | 10490 | Open → |
| Mar 05, 2004 | Order against M/s. First Custodian Fund (India) Limited in the matter of dealing with M/s. Nedungadi Bank Ltd | 10483 | Open → |
| Mar 05, 2004 | Order against M/S Credit Suisse First Boston (India) Securities Pvt. Ltd., Member, Bombay Stock Exchange And The National Stock Exchange | 10477 | Open → |
| Mar 04, 2004 | Order against M/s. Mehta & Ajmera and Himanshu Ajmera | 12318 | Open → |
| Mar 03, 2004 | Order against M/S. Vikash Somani Securities Pvt. Ltd., Member Calcutta Stock Exchange | 10475 | Open → |
| Feb 27, 2004 | Order against Shri Shashikant G Badani In The Matter Of Cyberspace Ltd | 12212 | Open → |
| Feb 26, 2004 | Order Under Section 11(4) Of The SEBI Act, 1992 In The Matter Of N Khemani And Co., Member Of Calcutta Stock Exchange | 12210 | Open → |
| Feb 26, 2004 | Order Under Section 11 (4) Of The SEBI Act, 1992 In The Matter Of Sanjay Khemani, Member Of Calcutta Stock Exchange | 12207 | Open → |
| Feb 25, 2004 | Order against M/s Chandravadan J. Dalal, Member, The Stock Exchange, Mumbai | 12205 | Open → |
| Feb 17, 2004 | Under Section 11(4) (B) And Section 19 Of SEBI Act, 1992 Read With Regulation 11 Of SEBI (Prohibition Of Fraudulent And Unfair Trade Practices Relating To Securities Market) Regulations, 2003 In The Matter Of M/S Ksl And Industries Limited Against M/s Deluxe Polymers Limited | 10466 | Open → |
| Feb 17, 2004 | Order against M/s Akash Fabrics Private Limited | 10463 | Open → |
| Feb 12, 2004 | In The Matter Of Rejection Of Application For Renewal Of Certificate of Registration Of Mukesh Babu Securities Limited, Depository Participant. | 15897 | Open → |
| Feb 11, 2004 | Order against Shri Kamlesh J. Shroff And Connected Entities | 10460 | Open → |
| Feb 11, 2004 | Order against M/s Patel Investments | 10454 | Open → |
| Feb 11, 2004 | Order against M/s Jalaram Enterprises | 10450 | Open → |
| Feb 11, 2004 | Order against M/S Sai Dhwani Investments Pvt. Ltd | 10447 | Open → |
| Feb 11, 2004 | Order against M/S Ace Finance | 10445 | Open → |
| Feb 09, 2004 | Order against M/S Mkm Share Broking Services Pvt. Ltd., Member Of Calcutta Stock Exchange | 12203 | Open → |
| Feb 09, 2004 | Order against Pratha Investment Consultants | 12201 | Open → |
| Feb 09, 2004 | Order Against Ritesh Polyster Ltd. And Its Promoters | 12198 | Open → |
| Feb 09, 2004 | Order against M/s Pradeep Kayan & Co. Member Of Calcutta Stock Exchange | 10443 | Open → |
| Feb 09, 2004 | Order against M/s Deepak Jhunjhunwala & Co. Member Of Calcutta Stock Exchange | 10438 | Open → |
| Feb 06, 2004 | Order In The Matter Of Proposed Acquisition Of Shares Of Industrial Investment Trust Limited- Exemption Application Under Regulation 4(2) Of The SEBI (Substantial Acquisition Of Shares And Takeovers) Regulations, 1997 | 10421 | Open → |
| Feb 04, 2004 | Order against M/s Pioneer Equity Trade (I) Ltd. | 12196 | Open → |
| Jan 31, 2004 | Order against M/S Index Finlease Services Ltd., Member, Bangalore Stock Exchange, SEBI Regn No INB 08 1025430 | 11960 | Open → |
| Jan 30, 2004 | Order against M K Jain, Member, Vadodara Stock Exchange | 11958 | Open → |
| Jan 29, 2004 | Order under sec 11(4)(b) read with sec 11 B and 11 of SEBI Act 92 in the matter of Park Light Investment P Ltd | 10345 | Open → |
| Jan 28, 2004 | Order Against M/S Subhash Projects & Marketing Limited And Its Directors | 11957 | Open → |
| Jan 28, 2004 | Order against Elvis India Limited and its Directors Under section 11B of the SEBI Act, 1992 | 10342 | Open → |
| Jan 27, 2004 | Order against Kosha Investments Ltd In The Matter Of Snowcem India Ltd | 11955 | Open → |
| Jan 22, 2004 | In The Matter Of Proposed Acquisition Of Shares Of Greaves Limited, English Indian Clays Limited, Shree Sitaram Sugar Company Limited, Deoria Sugar Mills Limited And New Savan Sugar & Gur Refining Company Limited - Exemption From The Provisions Of Chapter Iii Of The SEBI (Substantial Acquisition Of Shares And Takeovers) Regulations, 1997 | 14196 | Open → |
| Jan 22, 2004 | In The Matter Of Proposed Acquisition Of Shares Of Greaves Limited, English Indian Clays Limited, Shree Sitaram Sugar Company Limited, Deoria Sugar Mills Limited And New Savan Sugar & Gur Refining Company Limited - Exemption From The Provisions Of Chapter | 11953 | Open → |
| Jan 22, 2004 | In The Matter Of Proposed Acquisition Of Shares Of JCT Limited - Exemption From The Provisions Of Chapter Iii Of The SEBI (Substantial Acquisition Of Shares And Takeovers) Regulations, 1997 | 11950 | Open → |
| Jan 22, 2004 | Directions Under Section 11b Read With Section 11 Of The SEBI Act 1992, Read With Regulation 65 Of The SEBI (Collective Investment Schemes) Regulations, 1999 In The Matter Of M/S La Mark Farms Limited | 10340 | Open → |
| Jan 22, 2004 | Directions Under Section 11b Read With Section 11 Of SEBI Act, 1992 Read With Regulation 65 Of SEBI (Collective Investment Schemes) Regulations, 1999 In The Matter Of Ion Exchange Enviro Farms Ltd | 10337 | Open → |
| Jan 22, 2004 | Directions Under Section 11b Read With Section 11 Of SEBI Act, 1992 Read With Regulation 65 Of SEBI (Collective Investment Schemes) Regulations, 1999 In The Matter Of M/S Avani Plantations Ltd | 10336 | Open → |
| Jan 21, 2004 | Order under Reg 11 of SEBI (Prohibition of Insider Trading) Regulations 1992 read with Sec 11 and 11 B of SEBI Act against Reliance Industries Ltd in respect of dealing in the securities of Larsen and Toubro Ltd. | 11948 | Open → |
| Jan 20, 2004 | Order against Against Shree Krishna & Co., Member, National Stock Exchange And Stock Broker Registered With SEBI | 11947 | Open → |
| Jan 16, 2004 | In the matter of directions to Indian Finance Gauranty Limited under Section 11 read with section 11B of the Securities and Exchange Board of India Act, 1992 regarding irregularities in the conduct of the affairs of Bhubaneshwar Stock Exchange Member's Welfare Trust | 14197 | Open → |
| Jan 16, 2004 | Order against Shri Menon Da Costa, Member, Inter Connected Stock Exchange Of India Ltd. And Stock Broker Registered With SEBI | 11945 | Open → |
| Jan 16, 2004 | In the matter of directions to Indian Finance Gauranty Limited under Section 11 read with section 11B of the Securities and Exchange Board of India Act, 1992 regarding irregularities in the conduct of the affairs of Bhubaneshwar Stock Exchange Member's We | 11942 | Open → |
| Jan 16, 2004 | Order against Shri Gopaldas Goenka (Trade Name : Suryashri Securities), Member, Inter Connected Stock Exchange Of India Ltd. And Stock Broker Registered With SEBI | 11938 | Open → |
| Jan 16, 2004 | Order against Palaniappa Securities Ltd., Member, Inter Connected Stock Exchange Of India Ltd. And Stock Broker Registered With SEBI | 11936 | Open → |
| Jan 16, 2004 | Order against Shri Ashok Manwani (Trade Name : M/S Panacea Investments), Member, Inter Connected Stock Exchange Of India Ltd. And Stock Broker Registered With SEBI | 11933 | Open → |
| Jan 16, 2004 | Order against M/S Disha Capital Services Ltd., Member, National Stock Exchange And Stock Broker Registered With SEBI | 10335 | Open → |
| Jan 16, 2004 | In the matter of directions to Ashok K. Sardana under Section 11 read with section 11B of the Securities and Exchange Board of India Act, 1992 regarding irregularities in the conduct of the affairs of Bhubaneshwar Stock Exchange Member's Welfare Trust | 10331 | Open → |
| Jan 15, 2004 | Order Under Section 11(4)(B) Read With Section 11b And 11 Of SEBI Act, 1992 In The Matter Of Preferential Allotment Of Shares By Cmm Broadcasting Network Ltd. | 11931 | Open → |
| Jan 14, 2004 | Order against M/s Smart Investment Consultants, Member, National Stock Exchange And Stock Broker Registered With SEBI | 11930 | Open → |
| Jan 14, 2004 | Order against M/s Shreeji Finvest Ltd. Member, National Stock Exchange And Stock Broker Registered With SEBI | 11928 | Open → |
| Jan 14, 2004 | Order against M/s Investnet Securities India Ltd., Member, National Stock Exchange And Stock Broker Registered With SEBI | 11926 | Open → |
| Jan 14, 2004 | Order against M/s Guru Holdings Private Ltd. Member, National Stock Exchange And Stock Broker Registered With SEBI | 11925 | Open → |
| Jan 13, 2004 | Order against M/s Sriven Corporate Services Pvt Ltd In The Matter Of Public Issue Of Saatal Kattha And Chemicals Ltd | 10328 | Open → |
| Jan 13, 2004 | Order against M/s Rajshree Fiscal Services Ltd In The Matter Of Saatal Kattha And Chemicals Ltd | 10327 | Open → |
| Jan 09, 2004 | Order against M/s.Cauvery Software Engg Systems Ltd. And Its Directors - PDF | 11923 | Open → |
| Jan 02, 2004 | Order against Shri A L Shilotri in the matter of insider trading in the shares of Tata Finance Limited by Shri J.E. Talaulicar. | 10326 | Open → |
| Jan 02, 2004 | Order against Max Portfolios And Its Proprietor Shri Sanjeev Kapoor | 10325 | Open → |
| Jan 02, 2004 | Order against Delta Alliance Financial Services and its proprietor Shri Rajeev Kapur | 10324 | Open → |
| Dec 29, 2003 | Directions Under Section 11b Read With Section 11 Of SEBI Act,1992 Read With Regulation 65 Of The SEBI ( Collective Investment Schemes ) Regulations,1999 In The Matter Of Parasrampuria Plantations Ltd | 16012 | Open → |
| Dec 22, 2003 | Order against Shri J E Talaulicar in the shares of Tata Finance Limited | 12698 | Open → |
| Dec 19, 2003 | Order against Snowcem India Ltd | 16021 | Open → |
| Dec 18, 2003 | Order In The Matter Of Proposed Acquisition Of Shares Of Greaves Morganite Crucibles Limited- Exemption Application Under Regulation 4(2) Of The SEBI (Substantial Acquisition Of Shares And Takeovers) Regulations, 1997 | 16015 | Open → |
| Dec 17, 2003 | Order against M/S D. Agarwal & Co., Member, Ludhiana Stock Exchange | 16970 | Open → |
| Dec 17, 2003 | Order against Against M/S Vkb Capital Services Ltd., Member, Ludhiana Stock Exchange | 16018 | Open → |
| Dec 17, 2003 | Order against Shri Sunil Kumar In The Matter Of Vatsa World Limited | 12707 | Open → |
| Dec 17, 2003 | ORDER AGAINST M/s S. P. RAKHECHA & Co., MEMBER OF CALCUTTA STOCK EXCHANGE | 12705 | Open → |
| Dec 17, 2003 | ORDER AGAINST M/s SHREEKANT PHUMBHRA & CO., MEMBER OF CALCUTTA STOCK EXCHANGE | 12703 | Open → |
| Dec 17, 2003 | Order against Newage In The Matter Of Vatsa World Limited | 12702 | Open → |
| Dec 17, 2003 | ORDER AGAINST M/s DINESH KUMAR MODI & CO., MEMBER OF CALCUTTA STOCK EXCHANGE | 12701 | Open → |
| Dec 16, 2003 | Order in the matter of directions against Alpine Industries Ltd | 16546 | Open → |
| Dec 16, 2003 | Order against Bansal Sharevest Services Ltd., And Associated Entities - PDF | 12716 | Open → |
| Dec 16, 2003 | ORDER AGAINST M/s RAMA SECURITIES PVT. LTD., MEMBER OF CALCUTTA STOCK EXCHANGE | 12708 | Open → |
| Dec 15, 2003 | Order against Shri Sunil Kumar In The Matter Of Trading In The Scrip Of Tactfull Investments Ltd | 16550 | Open → |
| Dec 15, 2003 | Order against M/S Renu Poddar, Member Of Calcutta Stock Exchange - PDF | 12713 | Open → |
| Dec 15, 2003 | Order against M/S Sanjeev Phumbhra, Member Of Calcutta Stock Exchange - PDF | 12710 | Open → |
| Dec 12, 2003 | Order In The Matter Of Proposed Acquisition Of Shares Of KSB Pumps Ltd - Exemption From The Provisions Of Chapter III Of The SEBI (Substantial Acquisition Of Shares And Takeovers) Regulations, 1997 | 16552 | Open → |
| Dec 12, 2003 | Order against Ketan V. Parekh, Kartik K. Parekh, Classic Credit Ltd, Panther Fincap & Management Services Ltd, Luminant Investment Ltd, Saimangal Investrade Ltd, Chitrakut Computers Private Ltd, Classic Infin Ltd And Panther Investrade Ltd [PDF FILE] | 14202 | Open → |
| Dec 12, 2003 | Order against M/S Weldeal Shares Pvt. Ltd. Member Of Coimbatore Stock Exchange And Stock Broker Registered With SEBI | 12715 | Open → |
| Dec 09, 2003 | In the matter of directions under Section 11 (4) (b) read with Section 11B of the Securities and Exchange Board of India Act, 1992 to Shri Sunil Kumar Kayan regarding illegal trading in securities | 16557 | Open → |
| Dec 09, 2003 | In the matter of directions under Section 11 (4) (b) read with Section 11B of the Securities and Exchange Board of India Act, 1992 to Shri Sanjay Bansal regarding illegal trading in securities | 16555 | Open → |
| Dec 09, 2003 | Under Regulation 13(4) Of SEBI (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) Regulations, 2002 Read With Regulation 24(6) Of SEBI (Substantial Acquisition Of Shares And Takeovers) Regulations, 1997 In The Case Of Hsbc Securities And Capital Market (India) Pvt. Ltd As A Merchant Banker | 14203 | Open → |
| Dec 05, 2003 | Order against against Shyam Sunder Dalmia | 16563 | Open → |
| Dec 05, 2003 | Order against M/S. Snowcem India Limited | 16561 | Open → |
| Dec 05, 2003 | In The Matter Of Superseding The Committee Of The Calcutta Stock Exchange Association Limited Under Section 11 Of The Securities Contracts (Regulation) Act, 1956 | 16558 | Open → |
| Dec 05, 2003 | Order against Indo Shares & Fintrade Ltd In The Matter Of Eonour Software Ltd | 12721 | Open → |
| Dec 05, 2003 | Order against M/S Nam Securites Ltd., Member, Delhi Stock Exchange. | 12719 | Open → |
| Dec 04, 2003 | Order against Shri Rajesh Kasat | 16564 | Open → |
| Dec 03, 2003 | Order against M/S Kosha Investments Limited | 16566 | Open → |
| Nov 29, 2003 | Order In The Matter Of Exemption Sought By Shri Mukesh Kumar Agarwal Under Regulation 4 (2) Of The SEBI (Substantial Acquisition Of Shares And Takeovers) Regulations, 1997 In Respect Of His Proposed Acquisition Of Shares Of Comp- U - Learn Tech Ltd | 16567 | Open → |
| Nov 27, 2003 | Directions Under Section 11b Read With Section 11 Of SEBI Act, 1992 Read With Regulation 65 Of SEBI (Collective Investment Schemes) Regulations, 1999 In The Matter Of M/S Avani Plantations Limited | 16572 | Open → |
| Nov 27, 2003 | Directions Under Section 11b Read With Section 11 Of SEBI Act, 1992 Read With Regulation 65 Of SEBI (Collective Investment Schemes) Regulations, 1999 In The Matter Of Ion Exchange Enviro Farms Limited | 16569 | Open → |
| Nov 24, 2003 | Order against Parklight Securities Limited | 16576 | Open → |
| Nov 21, 2003 | Under Section 11b Of The SEBI Act 1992, Read With Regulation 65 Of The SEBI (Collective Investment Schemes) Regulations, 1999 In The Matter Of M/S. La Mark Farms Limited, Mumbai | 16578 | Open → |
| Nov 21, 2003 | Order Against Shri Sourabh H Bora | 12752 | Open → |
| Nov 20, 2003 | Order against M/S Popular Stock And Share Services Ltd., Member Of National Stock Exchange And Stock Broker Registered With SEBI | 16584 | Open → |
| Nov 20, 2003 | Order against Against Latin Manharlal Securities Private Limited, Member - The Stock Exchange, Mumbai | 16580 | Open → |
| Nov 12, 2003 | Order against Ansh Portfolio Pvt Ltd, Member of DSE | 16587 | Open → |
| Nov 07, 2003 | Directions Under Section 11B of the SEBI Act, 1992 read with Regulation 65 of the SEBI (Collective Investment Schemes) Regulations, 1999 in the matter of Save Earth Plantations Limited | 16595 | Open → |
| Nov 06, 2003 | Order against VRP Fin Ser P Ltd | 16604 | Open → |
| Nov 06, 2003 | Order against Shri Kishan Gopal Somani in the matter of Saatal Kattha and Chemicals Limited | 16602 | Open → |
| Nov 06, 2003 | Order against Esskyennur Sec P Ltd | 16600 | Open → |