| Date | Title | SEBI ID | Document |
|---|
| Nov 20, 2020 | Settlement Order in respect of Mr. Chainroop Dugar in the matter of Pearl Polymers Limited | 48231 | Open → |
| Nov 18, 2020 | Settlement Order in respect of Elevator Builders Private Limited in the matter of Negotium International Trade Ltd. | 48194 | Open → |
| Nov 12, 2020 | Settlement Order in respect of Ms. Pratibha K Advani in the matter of NIIT Technologies Ltd. | 48169 | Open → |
| Nov 10, 2020 | Settlement Order in respect of Nishat Shailesh Gupte in the matter of Insider Trading in the scrip of United Spirits Limited | 48140 | Open → |
| Nov 06, 2020 | Settlement Order in respect of Shri Govind Agarwal in the matter of Circulation of UPSI through WhatsApp with respect to Wipro Ltd. | 48100 | Open → |
| Oct 29, 2020 | Settlement Order in respect of Saurabh Mukherjea in the matter of Mannapuram Finance Limited | 48037 | Open → |
| Oct 28, 2020 | Settlement Order in the matter of IL&FS Securities Services Ltd. | 48022 | Open → |
| Oct 21, 2020 | Settlement Order in respect Mr. Praveen Lingamneni and 7 others in the matter of Divis Laboratories Ltd. | 47954 | Open → |
| Oct 21, 2020 | Settlement Order in respect of Savi Porfolio Management Services Limited in the matter of Karma Industries Limited | 47934 | Open → |
| Oct 21, 2020 | Settlement Order in respect of 8 entities in the matter of Punjab Alkalies and Chemicals Limited | 47933 | Open → |
| Oct 16, 2020 | Settlement Order in respect of Religare Finvest Ltd., in the matter of Deccan Chronicle Holdings Ltd | 47881 | Open → |
| Oct 13, 2020 | Settlement order in respect of Ajoy Chawla in the matter of Titan Company Ltd. | 47848 | Open → |
| Sep 25, 2020 | Settlement Order in respect of Yogesh Pratapsinh Jadhav in the matter of Kanchan International Ltd., | 47660 | Open → |
| Sep 24, 2020 | Settlement Order in respect of Mr. Atul Moreshwar Save, Mr. Pritishkumar Chatterjee, Ms. Anjali Save, Ms. Tripti Chatterjee, Mr. Jugal Ramesh Deorah, Ms. Sonal Jugal Deorah, Mr. Jay Ketan Somaiya, Mr. Harshal Ashok Kumat, Mr. Atul Sumatilal Kankaria, Atul Sumatilal Kankaria HUF, Ms. Priyanka Atul Kankaria, Ms. Kajalkiran Sumatilal Kankaria – in the matter of Mishka Finance and Trading Limited (formerly known as Pyramid Trading Private Limited). | 47666 | Open → |
| Sep 24, 2020 | Settlement Order in respect of Anshul Specialty Molecules Private Ltd | 47647 | Open → |
| Sep 17, 2020 | Settlement Order in respect of Britannia Industries Ltd in the matter of Sharepro Services (I) Pvt Ltd | 47579 | Open → |
| Jul 23, 2020 | Settlement Order in respect of Taurus Asset Management Company Limited in the matter of investments of various mutual fund schemes of Taurus Asset Management Company Limited in the debt instruments of Ballarpur Industries Limited. | 47137 | Open → |
| Jul 23, 2020 | Settlement Order in respect of Mr. Atul Saraogi and Ms. Vimala Devi Kalantri in the matter of Pantaloons Retail (India) Limited | 47127 | Open → |
| Jul 23, 2020 | Settlement Order in respect of Mr. Atul Saraogi, Mrs. Sapna Saraogi and Ms. Vimala Devi Kalantri in the matter of Saint Gobain Sekurit India Limited. | 47126 | Open → |
| Jul 16, 2020 | Settlement Order in respect of Mr. Atul Saraogi in the matter of JM Financial Limited | 47074 | Open → |
| Jul 15, 2020 | Settlement Order in the matter of Sonata Software Limited | 47072 | Open → |
| Jul 15, 2020 | Settlement Order in respect of Mr. Nikhil Nanda in the matter of JHS Svendgaard Laboratories Limited | 47064 | Open → |
| Jul 10, 2020 | Settlement Order in Kapashi Commercials Ltd. | 47046 | Open → |
| Jul 09, 2020 | Settlement Order in respect of 1) Northward Financial Planners, 2) Mr. Thejus Palathingal, 3) Ms. Diya Thommy and 4) Ms. Vidya Krishnamoorthy in the matter of Northward Financial Planners | 47035 | Open → |
| Jul 08, 2020 | Settlement order in respect of Rajesh Kumar K in the matter of Manappuram Finance Limited | 47029 | Open → |
| Jul 08, 2020 | Settlement order in respect of Mr. B N Raveendra in the matter of Manappuram Finance Limited | 47028 | Open → |
| Jul 08, 2020 | Settlement order in respect of Mr. V P Nandakumar in the matter of Manappuram Finance Limited | 47027 | Open → |
| Jul 08, 2020 | Settlement order in respect of Mr. Sachin Agarwal in the matter of Manappuram Finance Limited | 47026 | Open → |
| Jul 08, 2020 | Settlement order in respect of Mr. I Unnikrishnan in the matter of Manappuram Finance Limited | 47025 | Open → |
| Jul 08, 2020 | Settlement order in respect of Manappuram Finance Ltd. in the matter of Manappuram Finance Limited | 47024 | Open → |
| Jun 26, 2020 | Settlement order in respect of Priyanka Jain in the matter of Manappuram Finance Limited | 46944 | Open → |
| Jun 26, 2020 | Settlement Order in respect of Mr. Srinivasan R in the matter of Seshasayee Paper and Boards Limited | 46942 | Open → |
| Jun 26, 2020 | Settlement Order in respect of Ms. Swarnakumari R in the matter of Seshasayee Paper and Boards Limited | 46940 | Open → |
| Jun 26, 2020 | Settlement Order in respect of Mr. Balakrishnan N in the matter of Seshasayee Paper and Boards Limited | 46939 | Open → |
| Jun 26, 2020 | Settlement Order in respect of Mr. Renugambal B in the matter of Seshasayee Paper and Boards Limited | 46938 | Open → |
| Jun 01, 2020 | Settlement Order in respect of Mr. Ashok Mahasukhlal Shah in the matter of Seshasayee Paper and Boards Limited | 47055 | Open → |
| Jun 01, 2020 | Settlement Order in respect of IDBI Asset Management Company and IDBI MF Trustee Company Limited | 46753 | Open → |
| Jun 01, 2020 | Settlement Order in respect of Mr. Ketan Shah in the matter of Sesha Sayee Papers and Boards Limited | 46749 | Open → |
| Apr 29, 2020 | Settlement Order in respect of Bombay Burmah Trading Corporation Limited | 46609 | Open → |
| Apr 29, 2020 | Settlement Order in respect of Britannia Industries Ltd | 46608 | Open → |
| Apr 29, 2020 | Settlement Order in respect of The Bombay Dyeing and Manufacturing Company Limited | 46607 | Open → |
| Apr 29, 2020 | Settlement Order in respect of National Peroxide Limited | 46606 | Open → |
| Apr 29, 2020 | Settlement Order in respect of Mr. Ness N. Wadia | 46605 | Open → |
| Apr 28, 2020 | Settlement Order in respect Mr. Prakash Kumar Mohta and Prakash Kumar Mohta (HUF) in the matter of trading in the scrip of ECE Industries Ltd. | 46618 | Open → |
| Apr 28, 2020 | Settlement Order in respect Ms. Jayantika Jatia in the matter of trading in the scrip of ECE Industries Ltd. | 46617 | Open → |
| Apr 28, 2020 | Settlement Order in respect Ms. Maitreyi Kandoi in the matter of trading in the scrip of ECE Industries Ltd. | 46616 | Open → |
| Apr 28, 2020 | Settlement Order in respect Ms. Moulishree Gani in the matter of trading in the scrip of ECE Industries Ltd. | 46615 | Open → |
| Apr 28, 2020 | Settlement Order in respect Ms. Pratibha Khaitan in the matter of trading in the scrip of ECE Industries Ltd. | 46614 | Open → |
| Apr 27, 2020 | Settlement Order in respect of Time Squire Investment Private Limited in the matter of Seshasayee Paper and Boards Limited | 46585 | Open → |
| Apr 27, 2020 | Settlement Order in respect of Dhanashree Investments Private Limited in the matter of Seshasayee Paper and Boards Limited | 46584 | Open → |
| Apr 27, 2020 | Settlement Order in respect of SPB Projects and Consultancy Limited in the matter of Seshasayee Paper and Boards Limited | 46583 | Open → |
| Apr 27, 2020 | Settlement Order in respect of Mr. N. Ramanathan in the matter of Seshasayee Paper and Boards Limited | 46582 | Open → |
| Apr 27, 2020 | Settlement Order in respect of Mr. Arun G. Bijur in the matter of Seshasayee Paper and Boards Limited | 46581 | Open → |
| Apr 27, 2020 | Settlement Order in respect of Mr. N. R. Suresh in the matter of Seshasayee Paper and Boards Limited | 46580 | Open → |
| Apr 22, 2020 | Settlement Order in respect of Mr. Padmanabhan Kalyanasundaram in the matter of Mindtree Limited. | 46554 | Open → |
| Apr 22, 2020 | Settlement Order in respect of Mr. Hemanth Kumar Kurasala in the matter of Mindtree Limited. | 46553 | Open → |
| Apr 16, 2020 | Settlement Order in respect of Ravindra Energy Limited, Mrs. Vidya Murkumbi, Mr. Sidhram Kaluti, Mr. Nandan Yalgi, Mr. Shripad Rajaram Nerilkar, Mr. Rajasekhar Charantimath, Mr. Narendra Murkumbi, Mr. J Suresh Kumar, Mr. Surendra Kumar Tuteja, Mr. Vishwanathan Mathur, Mr. Prashant Goudar and Mr. Satish Mehta – in the matter of Ravindra Energy Limited. | 46556 | Open → |
| Apr 16, 2020 | Settlement Order in respect of HDFC Asset Management Company Limited (HDFC AMC), HDFC Trustee Company Limited, Mr. Milind Barve, CEO - HDFC AMC, Mr. Prashant Jain, Chief Investment Officer & Executive Director – HDFC AMC, Mr. Anil Bamboli, Senior Fund Manager – HDFC AMC, Mr. Shobhit Mehrotra, Senior Fund Manager & Head Credit – HDFC AMC and Mr. Yezdi Khariwala, the then Compliance Officer – HDFC AMC – in the matter of HDFC Asset Management Company Limited. | 46531 | Open → |
| Apr 16, 2020 | Settlement Order in the matter of O.P. Chains Ltd. | 46530 | Open → |
| Mar 20, 2020 | Settlement Order in respect of Mr. Mohammed Naveen Ajmal in the matter of Sonata Software Limited. | 46433 | Open → |
| Mar 20, 2020 | Settlement Order in respect of Ms. Suparna Mitra in the matter of Titan Company Limited. | 46432 | Open → |
| Mar 17, 2020 | Settlement Order in respect of Mr. Harsh Rohitbhai Patel and Ms. Veenaben Rohitbhai Patel in the matter of Abhishek Infraventures Limited. | 46354 | Open → |
| Mar 12, 2020 | Settlement Order in respect of Freedom Wealth Solutions Private Limited. | 46296 | Open → |
| Feb 18, 2020 | Settlement Order in respect of Suryavanshi Commotrade Private Limited in the matter of Beta Drugs Limited | 46051 | Open → |
| Feb 18, 2020 | Settlement Order in respect of Mr. Jai Kumar Menon in the matter of Minda Industries Limited | 46050 | Open → |
| Feb 18, 2020 | Settlement Order in respect of Ashok Vishwanath Hiremath (HUF), Ms. Chitra Ashok Hiremath, Ms. Supriya Ashok Hiremath and Suresh V Hiremath in the matter of Astec Life Sciences Limited | 46025 | Open → |
| Feb 14, 2020 | Settlement Order in respect of Mr. Hem Chand Jain in the matter of Gini Silk Mills Limited | 45984 | Open → |
| Feb 03, 2020 | Settlement Order in respect of Castor Investments Limited | 45887 | Open → |
| Jan 27, 2020 | Settlement Order in respect of Mr. Rakeshchand M Jain in the matter of SRK Industries Limited | 45802 | Open → |
| Jan 23, 2020 | Settlement Order in respect of Genus Prime Infra Limited in the matter of alleged violation of Minimum Public Shareholding (MPS) norms | 45773 | Open → |
| Jan 23, 2020 | Settlement Order in respect of New India Assurance Company Limited in the matter of Axis Bank Limited | 45772 | Open → |
| Jan 14, 2020 | Settlement Order in respect of Mr. Dushyant Natwarlal Dalal and Ms. Puloma Dushyant Dalal in the matter of alleged IPO irregularities in the year 2005 | 45670 | Open → |
| Jan 07, 2020 | Settlement Order in respect Mr. R Sridhar in the matter of Sabero Organics Ltd. | 45593 | Open → |
