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Settlement Orders
1,985 documents indexed — matches SEBI exactly. Source: SEBI listing
| Date | Title | SEBI ID | Document |
|---|---|---|---|
| Oct 24, 2019 | Settlement Order with respect to Manish B. Mandhana HUF in the matter of Mandhana Industries Ltd. | 44759 | Open → |
| Oct 22, 2019 | Summary Settlement Order in respect of Mr. Lester Leslie Fernandes in the matter of Chambal Breweries and Distilleries Limited | 44763 | Open → |
| Sep 30, 2019 | Settlement Order in respect of Pathway Finance Societe a Responsabilite Limitee in the matter of Pathway Finance Societe a Responsabilite Limitee | 44581 | Open → |
| Sep 27, 2019 | Settlement Order in respect of Mr. Kailash Pratap Mariwala in the matter of Sabero Organics Ltd. | 44515 | Open → |
| Sep 27, 2019 | Settlement Order in respect of Objectone Information Systems Limited | 44508 | Open → |
| Sep 27, 2019 | Settlement Order in respect of Ms. Komal Jaideep Raigagla in the matter of Sabero Organics Ltd. | 44499 | Open → |
| Sep 26, 2019 | Settlement Order in respect of BNP Paribas Arbitrage in the matter of incorrect monthly reporting in respect of offshore derivative instruments (ODI) monthly reports. | 44474 | Open → |
| Sep 26, 2019 | Settlement Order in respect of Goldman Sachs (Singapore) Pte. in the matter of incorrect monthly reporting in respect of offshore derivative instruments (ODI) monthly reports | 44473 | Open → |
| Sep 26, 2019 | Settlement Order in respect of Goldman Sachs Investments (Mauritius) I Limited in the matter of incorrect monthly reporting in respect of offshore derivative instruments (ODI) monthly reports | 44472 | Open → |
| Sep 26, 2019 | Summary Settlement Order in respect of Hanung Furnishing Private Limited in the matter of Hanung Toys and Textiles Limited. | 44469 | Open → |
| Sep 24, 2019 | Settlement Order in respect of Mr. Arunmozhi Gopalan in the matter of HBJ Capital Services Private Limited. | 44413 | Open → |
| Sep 24, 2019 | Settlement Order in respect of Mr. Gokulraj Ponnuraj in the matter of HBJ Capital Services Private Limited. | 44386 | Open → |
| Sep 23, 2019 | Summary Settlement Order in respect of Dr. Ranjana Pathak in the matter of Cipla Limited. | 44364 | Open → |
| Sep 23, 2019 | Settlement Order in respect of Malabar Institute of Medical Sciences Ltd | 44350 | Open → |
| Sep 17, 2019 | Settlement Order in respect of M/s Rashi Investments in the matter of HDFC AMC Trades-II | 44267 | Open → |
| Sep 17, 2019 | Settlement Order in respect of Shri Vivek Mehrotra in the matter of HDFC AMC Trades-II | 44266 | Open → |
| Sep 04, 2019 | Settlement Order in respect of Mr. Shivanand Shettigar in the matter of YES Bank Ltd. | 44127 | Open → |
| Sep 04, 2019 | Settlement Order in respect of YES Bank Ltd. in the matter of YES Bank Ltd. | 44126 | Open → |
| Aug 30, 2019 | Summary Settlement Order in respect of Ms. Kumudha Sridharan in the matter of Wipro Ltd. | 44118 | Open → |
| Aug 22, 2019 | Settlement Order in respect of Mr. Atul Saraogi and Ms. Vimala Devi Kalantri in the matter of United Spirits Ltd. | 43984 | Open → |
| Aug 14, 2019 | Settlement Order in respect of (1) V-Techweb (India) Private Limited and (2) Mr. Sujay Ajitkumar Hamlai in the matter of Deep Industries Limited. | 43922 | Open → |
| Aug 06, 2019 | Settlement Order in respect of Axis Bank Ltd., Debenture Trustee | 43843 | Open → |
| Aug 02, 2019 | Settlement Order with respect to Shri Chhabi Lal Prasad in the matter of JHS Svendgaard Laboratories Ltd. | 43800 | Open → |
| Jul 22, 2019 | Settlement order in the matter of Angel Broking Pvt. Ltd. | 43623 | Open → |
| Jul 16, 2019 | Settlement Order in respect of 1) Mr. Vikas Garg and 2) Ms. Sukriti Garg in the matter of Sahyog Multibase Limited. | 43609 | Open → |
| Jul 15, 2019 | Settlement Order in respect of RHC Holding Pvt. Ltd. | 43581 | Open → |
| Jul 10, 2019 | Settlement Order in respect of Mr. Damodar Prasad Sarda | 43543 | Open → |
| Jul 10, 2019 | Settlement Order in respect of Mr. Jignesh Jaswantrai Mehta and others | 43540 | Open → |
| Jul 08, 2019 | Settlement Order in respect of 1) Mr. Pawan Kumar Garg, 2) Mr. Atul Kumar Garg, 3) Mr. Ankur Garg, and 4) Mr. Kunal Garg – in the matter of Standard Surfactants Limited. | 43531 | Open → |
| Jun 18, 2019 | Settlement Order in respect of M/s. S.I. Capital & Financial Services Limited | 43322 | Open → |
| Jun 14, 2019 | Settlement Order in respect of M/s. Shah Investor’s Home Limited | 43285 | Open → |
| Jun 14, 2019 | Summary Settlement Order in respect of Mr. Sunil Rajdev in the matter of Danube Industries Limited | 43282 | Open → |
| Jun 04, 2019 | Addendum To Settlement Order in respect of Sharekhan Limited in the matter of Front Running by Manish Chaturvedi and others. | 43187 | Open → |
| May 31, 2019 | Settlement Order in respect of Shri V. Arvindkumar Iyengar in the matter of investigation into insider trading by certain entities in the scrip of Financial Technologies (India) Ltd. (Now known as 63 Moons Technologies Ltd.) | 43166 | Open → |
| May 30, 2019 | Settlement Order in respect of M/s Security and Intelligence Services (India) Ltd in the matter of M/s Security and Intelligence Services (India) Ltd | 43147 | Open → |
| May 20, 2019 | Settlement Order in respect of Mr. Vishwarupe Narain in the matter of CRISIL Limited | 43040 | Open → |
| May 16, 2019 | Settlement Order with respect to KEI Industries Ltd. in the matter of GDR Issue of KEI Industries Ltd. | 43015 | Open → |
| May 16, 2019 | Settlement Order in respect of Mr. Arun Kumar Sethia in the matter of Balurghat Technologies Limited. | 43010 | Open → |
| May 09, 2019 | Settlement Order in respect of PhillipCapital (India) Private Limited in the matter of PhillipCapital (India) Private Limited | 42947 | Open → |
| May 08, 2019 | Settlement Order in respect of Mr. M.N. Ahmed in the matter of ABG Shipyard Limited | 42939 | Open → |
| Apr 24, 2019 | Settlement Order dated April 24, 2019 in respect of Sunaina Nareshkumar Saraf. | 42869 | Open → |
| Apr 24, 2019 | Settlement Order dated April 24, 2019 in respect of Sarwankumar Saraf. | 42812 | Open → |
| Apr 24, 2019 | Settlement Order dated April 24, 2019 in respect of Status Impex Private Limited (Now known as Deejay Mining and Exports Private Limited) and Devashish Exports Private Limited (Now known as Stone Master (India) Private Limited). | 42811 | Open → |
| Apr 24, 2019 | Settlement Order dated April 24, 2019 in respect of Om Hari Mahabir Halan - HUF. | 42810 | Open → |
| Apr 23, 2019 | Settlement Order with respect to Sharekhan Ltd. in the matter of front Running by Manish Chaturvedi and Others | 42805 | Open → |
| Apr 18, 2019 | Settlement Order in respect of Hem Chand Jain in the matter of Octant Interactive Technologies Limited | 42756 | Open → |
| Apr 15, 2019 | Settlement Order in respect of Ms. Priyanka Pathak in the matter of CRISIL Limited | 42732 | Open → |
| Apr 15, 2019 | Settlement Order in respect of Stovec Industries Limited. | 42719 | Open → |
| Apr 11, 2019 | Settlement Order with respect to Shri Vinay Maloo in the matter of GDR Issue of Himachal Futuristic Communications Ltd. | 42715 | Open → |
| Apr 11, 2019 | Settlement Order dated April 11, 2019 in respect of Kiran Abhay Gandhi in the matter of Trading Activities of Certain Entities in the Scrip of Ranbaxy Laboratories Limited | 42688 | Open → |
| Apr 11, 2019 | Settlement Order dated April 11, 2019 in respect of Abhay Arvind Gandhi in the matter of Trading Activities of Certain Entities in the Scrip of Ranbaxy Laboratories Limited | 42687 | Open → |
| Apr 05, 2019 | Settlement Order dated April 05, 2019 in respect of Himachal Futuristic Communications Limited in the matter of its Global Depository Receipts issue. | 42620 | Open → |
| Apr 02, 2019 | Settlement Order in the matter of Axis Trustee Services Ltd. | 42594 | Open → |
| Mar 29, 2019 | Settlement Order with respect to Himachal Futuristic Communications Ltd. in the matter of GDR issue by Himachal Futuristic Communications Ltd. | 42582 | Open → |
| Mar 29, 2019 | Summary Settlement Order in respect of Mr. T. Valsaraj & 11 Others in the matter of Coastal Corporation Limited | 42581 | Open → |
| Mar 29, 2019 | Summary Settlement Order in respect of M/s. Coastal Corporation Limited in the matter of Coastal Corporation Limited | 42580 | Open → |
| Mar 29, 2019 | Settlement Order with respect to Citibank N.A. | 42578 | Open → |
| Mar 29, 2019 | Settlement Order in respect of Johnson Controls, Inc. in the matter of Hitachi Home and Life Solutions India Limited | 42577 | Open → |
| Mar 29, 2019 | Settlement Order in respect of Genus Prime Infra Ltd in the matter of Genus Prime Infra Ltd. | 42574 | Open → |
| Mar 28, 2019 | Settlement Order in respect of M/s. Starcom Information Technology Limited in the matter of Starcom Information Technology Limited | 42536 | Open → |
| Mar 28, 2019 | Settlement Order in respect of The Tantallon Fund in the matter of The Tantallon Fund | 42522 | Open → |
| Mar 22, 2019 | Settlement Order in the matter of M/s TR Capital Ltd | 42454 | Open → |
| Mar 22, 2019 | Settlement Order in respect of Mr. Rajat Narain and Ms. Amla Narain in the matter of CRISIL Limited | 42451 | Open → |
| Mar 20, 2019 | Settlement Order in respect of GMM Pfaudler Limited and Pfaudler Inc. in the matter of GMM Pfaudler Limited | 42426 | Open → |
| Mar 18, 2019 | Summary Settlement Order in respect of 16 entities in the matter of M/s Palred Technologies Ltd | 42387 | Open → |
| Mar 15, 2019 | Settlement Order in respect of Gopal Krishna Gupta in the matter of Alfa Transformers Ltd. | 42391 | Open → |
| Mar 13, 2019 | Settlement Order in respect of M/s Edelweiss Securities Limited in the matter of M/s Edelweiss Securities Limited | 42343 | Open → |
| Mar 05, 2019 | Summary Settlement Order in respect of JF Asset Management Limited | 42283 | Open → |
| Feb 28, 2019 | Settlement Order in respect of Anil Gupta and 6 others | 42256 | Open → |
| Feb 28, 2019 | Settlement Order in respect of Shri Vinod Kumar Poddar and Others in the matter of Govind Rubber Ltd. | 42233 | Open → |
| Feb 28, 2019 | Settlement Order in respect of Mr. Saurabh Nevatia in the matter of Hind Rectifiers Limited. | 42232 | Open → |
| Feb 28, 2019 | Settlement Order in respect of SKM Egg Products Exports(India) Ltd in the matter of SKM Egg Products Exports(India) Ltd | 42194 | Open → |
| Feb 22, 2019 | Settlement Order in respect of National Oilwell Varco Inc. in the matter of GMM Pfaudler Ltd. | 42124 | Open → |
| Feb 15, 2019 | Settlement Order in respect of Infosys Limited | 42090 | Open → |
| Feb 15, 2019 | Summary Settlement Order in respect of Ms. Aparna Bharat Shah in the matter of Amit Spinning Industries Limited | 42088 | Open → |
| Feb 08, 2019 | Settlement Order in respect of 1) Mr. Neeraj Singal, 2) Mr. Brij Bhushan Singal and 3) Ms. Ritu Singal in the matter of Rander Corporation Limited. | 42031 | Open → |
| Feb 08, 2019 | Settlement Order in respect of 1) Mr. Suresh Shetty, 2) Ms. Reetha Shetty, 3) Suresh Shetty HUF, 4) Emerging Securities Private Limited, 5) Vanijya Investment & Trading. | 42030 | Open → |
| Feb 08, 2019 | Settlement Order in respect of Shri Bhawanishankar Harishchandra Sharma in the matter of M/s Supreme Infra India Limited | 42020 | Open → |
| Feb 08, 2019 | Settlement Order in respect of Shri Vikram Bhawanishankar Sharma in the matter of M/s Supreme Infra India Limited | 42019 | Open → |
| Feb 08, 2019 | Settlement Order in respect of Shri Vikas Bhawanishankar Sharma in the matter of M/s Supreme Infra India Limited | 42018 | Open → |
| Feb 01, 2019 | Settlement Order in respect of Shirish M. Anjaria HUF in the matter of Dynacons Technologies Ltd | 41938 | Open → |
| Feb 01, 2019 | Settlement Order in respect of Parag J Dalal in the matter of Dynacons Technologies Ltd | 41937 | Open → |
| Feb 01, 2019 | Settlement Order in respect of Devangi Parag Dalal in the matter of Dynacons Technologies Ltd | 41936 | Open → |
| Feb 01, 2019 | Settlement Order in respect of Hasumati Dalal in the matter of Dynacons Technologies Ltd | 41935 | Open → |
| Feb 01, 2019 | Settlement Order in respect of Jigan D. Anjaria in the matter of Dynacons Technologies Ltd | 41934 | Open → |
| Feb 01, 2019 | Settlement Order in respect of Parag J Dalal HUF in the matter of Dynacons Technologies Ltd | 41933 | Open → |
| Feb 01, 2019 | Settlement Order in respect of Dynacons Systems & Solutions Limited in the matter of Dynacons Technologies Ltd | 41932 | Open → |
| Feb 01, 2019 | Settlement Order in respect of Nilam S. Anjaria in the matter of Dynacons Technologies Ltd | 41931 | Open → |
| Feb 01, 2019 | Settlement Order in respect of Trigen Infosolutions Limited in the matter of Dynacons Technologies Ltd | 41930 | Open → |
| Feb 01, 2019 | Settlement Order in respect of Dharmesh S. Anjaria in the matter of Dynacons Technologies Ltd | 41929 | Open → |
| Feb 01, 2019 | Settlement Order in respect of Shrish M. Anjaria in the matter of Dynacons Technologies Ltd | 41928 | Open → |
| Jan 31, 2019 | Settlement Order in the matter of Madhusudan Securities | 41949 | Open → |
| Jan 31, 2019 | Settlement Order in respect to Vikas Gupta in the matter of Amulya Leasing & Finance Ltd. | 41921 | Open → |
| Jan 31, 2019 | Settlement Order in respect to Saket Agarwal in the matter of Amulya Leasing & Finance Ltd. | 41920 | Open → |
| Jan 31, 2019 | Settlement Order in respect of Paisalo Digital Limited (formerly known as S. E. Investments Limited) in the matter of Varun Industries Limited | 41914 | Open → |
| Jan 25, 2019 | Summary Settlement Order in respect of Cinnamon Capital Limited in the matter of Indiabulls Real Estate Limited | 41878 | Open → |
| Jan 23, 2019 | Settlement Order in respect of Mr. Prahlad Kumar Jhunjhunwala in the matter of Kwality Credit and Leasing Limited. | 41817 | Open → |
| Jan 21, 2019 | Settlement Order in respect of Rajendra Kumar Agarwal in the matter of Genus Prime Infra Limited | 41752 | Open → |
| Jan 21, 2019 | Summary Settlement Order in respect of Empire International Private Limited and Others in the matter of Empire Industries Limited | 41750 | Open → |
| Jan 21, 2019 | Settlement Order in respect of S M Sheti Seva Private Ltd., in the matter of Dalal Street Investments Ltd., | 41728 | Open → |