Coverage › SEBI › Settlement Orders
Settlement Orders
1,985 documents indexed — matches SEBI exactly. Source: SEBI listing
| Date | Title | SEBI ID | Document |
|---|---|---|---|
| Jan 21, 2019 | Settlement Order in respect of Resham Resha Private Ltd., in the matter of Dalal Street Investments Ltd., | 41727 | Open → |
| Jan 17, 2019 | Settlement order in respect of Religare Enterprises Limited in the matter of Religare Enterprises Limited | 41689 | Open → |
| Jan 16, 2019 | Settlement Order in respect of JMP Securities Pvt. Ltd | 41700 | Open → |
| Jan 16, 2019 | Summary Settlement Order in respect of Mr. Prabhat Kumar Haldar in the matter of Haldar Venture Limited | 41685 | Open → |
| Jan 11, 2019 | Settlement Order in respect of Mr. Prashant Shetty in the matter of IndoStar Capital Finance Limited | 41629 | Open → |
| Jan 11, 2019 | Settlement Order in respect of Patel Airtemp (India) Limited | 41616 | Open → |
| Dec 13, 2018 | Settlement Order in respect of SPG Prints B.V. in the matter of Stovec Industries Limited | 41313 | Open → |
| Dec 10, 2018 | Settlement Order in respect of Orthia Properties Private Limited, Zelkova Builders Private Limited, Orthia Constructions Private Limited, Innus Properties Private Limited, Innus Developers Private Limited, and Shri Sameer Gehlaut in the matter of Indiabulls Ventures Limited. | 41261 | Open → |
| Dec 04, 2018 | Settlement Order in respect of HDFC Asset Management Company Limited in the matter of HDFC Mutual Fund | 41224 | Open → |
| Dec 04, 2018 | Settlement Order in respect of HDFC Trustee Company Limited in the matter of HDFC Mutual Fund | 41223 | Open → |
| Nov 30, 2018 | Settlement order in respect of Mr. Govinddas Daga in the matter of Zyden Genetec Limited | 41225 | Open → |
| Nov 30, 2018 | Settlement Order in respect of Mr. Rakesh Jhunjhunwala in the matter of Geometric Limited | 41191 | Open → |
| Nov 30, 2018 | Settlement Order in the matter of M/s Geosphere (Mauritius) Fund Limited. | 41188 | Open → |
| Nov 29, 2018 | Settlement Order in the matter of ICICI Prudential Asset Management Company Limited and Nimesh Shah | 41144 | Open → |
| Nov 26, 2018 | Settlement Order in respect of Shri Bal Kishan Gupta, Shri Ashutosh Gupta, Smt. Ritu Gupta, Smt. Manju Bansal and Shri Sanjay Bansal | 41094 | Open → |
| Nov 22, 2018 | Settlement Order in respect of Polson Limited | 41053 | Open → |
| Nov 15, 2018 | Summary Settlement Order in respect of VA Realcon Private Limited in the matter of Abhijit Trading Co. Limited | 41025 | Open → |
| Nov 09, 2018 | Settlement Order in respect of Parnax Lab Limited | 40986 | Open → |
| Nov 09, 2018 | Settlement Order in respect of Baron Emerging Markets Fund and Ors | 40974 | Open → |
| Nov 09, 2018 | Settlement Order in respect of SQS Software Quality Systems AG, Germany | 40973 | Open → |
| Nov 09, 2018 | Settlement Order in respect of Reliance Communications Limited | 40971 | Open → |
| Nov 09, 2018 | Summary Settlement Order in respect of Ms. Sucharitha Reddy in the matter of Aditya Birla Money Limited | 40970 | Open → |
| Nov 06, 2018 | Settlement Order in respect of Mr. Dilip Anantrai Desai and Asian Corporate Consultancy in the matter of Asian Corporate Consultancy | 40958 | Open → |
| Nov 05, 2018 | Settlement Order in respect of Intensive Fiscal Services Pvt Ltd in the matter of Inventure Growth & Securities Ltd | 40947 | Open → |
| Nov 02, 2018 | Settlement Order in respect of Rajeshwari Kulkarni in the matter of Geodesic Ltd | 40929 | Open → |
| Oct 31, 2018 | Settlement Order in respect of The Marathon – London Global Investment Trust I in the matter of The Marathon – London Global Investment Trust I | 40885 | Open → |
| Oct 31, 2018 | Settlement Order in respect of Alankit Assignments Ltd | 40857 | Open → |
| Oct 31, 2018 | Settlement order in respect of Union KBC Mutual Fund, Union KBC Trustee Company Private Ltd., Union KBC Asset Management Company Private Ltd. and Shri G. Pradeepkumar, CEO of Union KBC Asset Management Company Private Ltd. in the matter of Union KBC Mutual Fund | 40856 | Open → |
| Oct 29, 2018 | Settlement Order in respect of Warden Construction & Finance Limited. | 40832 | Open → |
| Oct 26, 2018 | Settlement Order in respect of Systematix Corporate Services Ltd | 40823 | Open → |
| Oct 16, 2018 | Settlement Order in respect of Alexander Stamps and Coin Limited | 40734 | Open → |
| Oct 12, 2018 | Settlement Order in respect of M/s Jagran Prakashan Limited | 40715 | Open → |
| Oct 12, 2018 | Settlement Order in respect of Manish Kiri in the matter of Kiri Industries Limited | 40713 | Open → |
| Oct 12, 2018 | Settlement Order in respect of Kiri Industries Limited | 40712 | Open → |
| Oct 12, 2018 | Settlement Order in respect of Anupama M Kiri in the matter of Kiri Industries Limited | 40711 | Open → |
| Oct 10, 2018 | Settlement Order in respect of LKP Finance Ltd. in the matter of United Breweries (Holding) Limited | 40655 | Open → |
| Oct 09, 2018 | Settlement Order in respect of Tarun Kumar Sahay and Tarun Kumar Sahay HUF in the matter of Cubical Financial Services Ltd | 40651 | Open → |
| Oct 08, 2018 | Settlement Order in respect of Mr. Ashok Vishwanath Hiremath in the matter of Astec Life Sciences Limited | 40638 | Open → |
| Oct 08, 2018 | Settlement Order in respect of Mr. Laxmikant Ramprasad Kabra in the matter of Astec Life Sciences Limited | 40637 | Open → |
| Oct 08, 2018 | Settlement Order in respect of Altimax Financial Services Pvt. Limited in the matter of Astec Life Sciences Limited | 40636 | Open → |
| Oct 05, 2018 | Settlement Order in respect of Hitachi Limited in the matter of Hitachi Home and Life Solutions India Limited | 40610 | Open → |
| Oct 05, 2018 | Settlement Order in respect of Hitachi Appliances, Inc. in the matter of Hitachi Home and Life Solutions India Limited | 40609 | Open → |
| Sep 28, 2018 | Settlement Order in respect of M/s Maharashtra Apex Corporation Limited | 40576 | Open → |
| Sep 28, 2018 | Settlement order in respect of SBI Mutual Fund in the matter of Padmini Technologies Limited | 40574 | Open → |
| Sep 26, 2018 | Settlement Order in the matter of Jagran Prakashan Ltd | 40452 | Open → |
| Aug 30, 2018 | Settlement Order in respect of Raghav Bahl and others in the matter of Network 18 Media and Investment Ltd. | 40209 | Open → |
| Aug 16, 2018 | Settlement order in respect of Moderate Leasing & Capital Services Limited; A to Z Holdings Pvt. Limited; Longwell Investments Pvt. Limited; SBEC Systems (India) Limited; Mr. Umesh Kumar Modi; Ms. Kumkum Modi and Mr. Jayesh Modi in the matter of SBEC Sugar Limited | 40041 | Open → |
| Jul 25, 2018 | Settlement order in respect of SREI Multiple Asset Investment Trust and SREI Alternative Managers Limited. | 39703 | Open → |
| Jul 18, 2018 | Settlement Order in respect of 1) Mr. Ashok Kumar Agarwal and 2) Mr. Sanjay Agarwal in the matter of M/s Raasi Refractories Limited | 39605 | Open → |
| Jul 12, 2018 | Settlement order in respect of SBEC Sugar Limited. | 39532 | Open → |
| Jul 11, 2018 | Settlement Order in respect of Ms. Padmaja Patil in the matter Sangam Health Care Products Ltd | 39526 | Open → |
| Jul 11, 2018 | Settlement Order in respect of L S Patil, Padmaja Patil, Boin Medica Company Ltd (Now known as Beckton Dickinson Korea Ltd), S S Patil, Nanda Patil, Shailaja Patil, Shobha S Patil, Siddling S Patil, V S Murthy, Saojinidevi Patil and S R Patil in the matter of Sangam Health Care Products Ltd | 39525 | Open → |
| Jun 29, 2018 | Settlement Order in respect of Mr. L S Patil in the matter of Sangam Health Care Products Ltd | 39403 | Open → |
| Jun 29, 2018 | Settlement Order wrt Polaris Consulting and Services Ltd. (erstwhile Polaris Software Labs Limited) | 39394 | Open → |
| Jun 29, 2018 | Settlement Order with respect to Yes Bank Limited | 39383 | Open → |
| Jun 29, 2018 | Settlement Order wrt Goldman Sachs(India) Securities Private Limited in the matter of Yes Bank Limited | 39382 | Open → |
| Jun 28, 2018 | Settlement Order in respect of M/s. Sanathnagar Enterprises Limited in the matter of delayed compliance with minimum public share holding. | 39398 | Open → |
| Jun 18, 2018 | Settlement Order in respect of Mr. C.K. Gopinathan in the matter of M/s Sri Sakthi Paper Mills Limited | 39317 | Open → |
| Jun 11, 2018 | Settlement order in respect of Kumabhi Investments Pvt. Limited in the matter of SBEC Sugar Limited | 39235 | Open → |
| Jun 11, 2018 | Settlement order in respect of Abhikum Leasing and Investments Pvt. Limited in the matter of SBEC Sugar Limited | 39234 | Open → |
| Jun 06, 2018 | Settlement Order in respect of Sunil Equitrade Private Limited | 39210 | Open → |
| May 24, 2018 | Settlement order in respect of Jaysingh Kishorilal Jain(HUF), Jaysingh Kishorilal Jain, Manju Jaysingh Jain, Rahul Jaysingh Jain in the matter of Oregon Commercial Ltd | 39040 | Open → |
| May 21, 2018 | Settlement Order in respect to M/s Meenakshi Enterprises Limited | 39004 | Open → |
| May 21, 2018 | Settlement Order in respect to M/s Aarya Global Shares and Securities Limited | 39003 | Open → |
| May 18, 2018 | Settlement Order in respect of Mr. Kamal Ranjan Das in the matter of M/s Berger Paints India Limited | 39013 | Open → |
| May 16, 2018 | Settlement Order in respect of BF Utilities Limited in the matter of BF Utilities Limited | 38949 | Open → |
| May 16, 2018 | Settlement Order in respect of Shree Vatsaa Finance and Leasing Limited | 38948 | Open → |
| May 16, 2018 | Settlement Order in respect of Geometric Limited (now known as (3D PLM Software Solutions Limited) in the matter of Geometric Limited. Regards, | 38947 | Open → |
| May 16, 2018 | Settlement Order in respect of CARE Limited in the matter of CARE Limited | 38946 | Open → |
| Apr 17, 2018 | Settlement Order in respect of Ms. Richa Maheshwary in the matter of M/s Gagan Gases Limited | 38712 | Open → |
| Apr 17, 2018 | Settlement Order in respect of M/s Gagan Gases Limited | 38711 | Open → |
| Apr 17, 2018 | Settlement Order in respect of Ms. Kiran Mittal in the matter of M/s AF Enterprises Limited | 38710 | Open → |
| Mar 28, 2018 | Settlement Order in respect of Mr. Kishore K Avarsekar | 38478 | Open → |
| Mar 28, 2018 | Settlement Order in respect of Mr. Ashish K Avarsekar | 38477 | Open → |
| Mar 28, 2018 | Settlement Order in respect of Ms Pushpa K Avarsekar | 38476 | Open → |
| Mar 28, 2018 | Settlement Order in respect of Mr. Abhijit K Avarsekar | 38475 | Open → |
| Mar 28, 2018 | Settlement Order in respect of M/s Avarsekar & Sons Pvt. Ltd | 38474 | Open → |
| Mar 28, 2018 | Settlement order in respect of Mr. Kamal Kumar Kothari in the matter of Le Waterina Resorts and Hotels Limited | 38468 | Open → |
| Mar 28, 2018 | Settlement Order in the matter of Principal Mutual Fund | 38460 | Open → |
| Mar 27, 2018 | Settlement order in the proceedings against Nandkumar Surti in the matter of NCD of Amtek Auto Ltd | 38440 | Open → |
| Mar 27, 2018 | Settlement Order in respect of 2 entities in the matter of Rajkumar Forge Limited | 38437 | Open → |
| Mar 26, 2018 | Settlement order in respect of Mr. Balkrishna Garodia, Ms. Archana Garodia, Ms. Aparna Garodia, Ms. Manjari Garodia, Ms. Meenakshi Garodia, Ms. Shruti Garodia, Mr. Balkrishna Garodia HUF, Archana Fibres Pvt Ltd., Vaishali Resources Ltd. in the matter of Himachal Fibres Limited | 38467 | Open → |
| Mar 26, 2018 | Settlement order in respect of Mr. Arunkumar Mahabir Prasad Jatia in the matter of Pudumjee Pulp & Paper Mills Limited | 38466 | Open → |
| Mar 26, 2018 | Settlement order in respect of SICOM ARC Limited in the matter of Ashok Alco-Chem Limited | 38465 | Open → |
| Mar 26, 2018 | Settlement Order in respect of 1) JP Morgan Mutual Fund, 2) JP Morgan Asset Management India Pvt Limited and 3)JP Morgan Mutual Fund India Pvt Limited in the matter of NCD of Amtek Auto Limited | 38417 | Open → |
| Mar 23, 2018 | Settlement Order in respect of ISE Securities Limited | 38382 | Open → |
| Mar 20, 2018 | Settlement Order dated March 20, 2018 in respect of Centillion Capital Private Limited (formerly known as Pelf Finstock Limited) in the matter of IPO of SRS Limited and the trading pattern in the scrip of SRS Limited on the day of listing | 38314 | Open → |
| Mar 19, 2018 | Settlement Order in respect of Mr. Akil Abbas Rassai and Mr. Hussain Abbas Rassai in the matter of Vyapar Industries Limited | 38356 | Open → |
| Mar 19, 2018 | Settlement order in respect of INEOS Styrolution India Limited; | 38304 | Open → |
| Mar 19, 2018 | Settlement order in respect of Mr. Salim Govani, Forsight Enterprises, Growsafe Securities Pvt. Limited and Indusage Advisors Limited in the matter of Madhusudan Securities Limited. | 38303 | Open → |
| Mar 19, 2018 | Settlement order in respect of INEOS Styrolution Group GMBH in the matter of INEOS Styrolution India Limited; | 38302 | Open → |
| Mar 19, 2018 | Settlement order in respect of INEOS Styrolution APAC Pte. Limited in the matter of INEOS Styrolution India Limited; | 38301 | Open → |
| Mar 19, 2018 | Settlement Order in respect of M/s Gateway Leasing Pvt Limited in the matter of M/s Karur KCP Packaging Limited | 38284 | Open → |
| Mar 08, 2018 | Settlement Order in respect of Thacker and Company Limited in the matter of Pudumjee Pulp & Paper Mills Limited | 38126 | Open → |
| Feb 23, 2018 | Settlement Order dated February 23, 2018, in respect of Estee Advisors Pvt Limited | 38036 | Open → |
| Feb 22, 2018 | Settlement Order in respect of Women’s Next Loungeries Limited | 37971 | Open → |
| Feb 22, 2018 | Settlement Order in respect of Mr. Nikhil Vora in the matter of Women’s Next Loungeries Limited | 37970 | Open → |
| Feb 21, 2018 | Settlement Order dated February 21, 2018 in respect of Ms. Priyanka Havelia in the matter of Pressman Advertising Ltd | 37950 | Open → |
| Feb 21, 2018 | Settlement Order dated February 21, 2018 in respect of Ms. Nisha Jain in the matter of Pressman Advertising Ltd | 37949 | Open → |
| Feb 21, 2018 | Settlement Order dated February 21, 2018 in respect of Ms. Neelam Gupta in the matter of Pressman Advertising Ltd | 37948 | Open → |