| Date | Title | SEBI ID | Document |
|---|
| Mar 08, 2022 | Unserved Supplementary Show Cause Notice dated November 30, 2021, in the matter of Shri. Jeevan Lal Maru (Proprietor : Premium Research Financial Services and Premium Capital Services) | 56679 | Open → |
| Mar 08, 2022 | Unserved Show Cause Notice dated July 09, 2021, in the matter of Mr. Manish Lalwani (Proprietor : Capital Yield Research & Advisory) | 56666 | Open → |
| Mar 08, 2022 | Unserved Hearing Notice in the matter of Guru Teak Investment (Mysore) Private Limited | 56656 | Open → |
| Mar 07, 2022 | Supplementary Show Cause Notice in terms of Para 40 of the Interim Order dated 16.12.2020 issued by SEBI in the matter of Vinayak Tradelink (Prop: Vivek Mahendragiri Ramdati) - under sections 11, 11(4), 11B(1) and 11 D of the Securities and Exchange Board of India Act, 1992 | 57936 | Open → |
| Mar 02, 2022 | Unserved SCN in respect of YASH AGARWAL (PAN- BGWPA9872R) in the matter of dealing in Illiquid Options at BSE | 56561 | Open → |
| Feb 28, 2022 | Unserved Show Cause Notices issued in the matter of MCS Ltd | 58962 | Open → |
| Feb 22, 2022 | Unserved Hearing Notice in the matter of Austral Coke & Projects Ltd-II | 56337 | Open → |
| Feb 22, 2022 | Unserved Hearing Notice in the matter of Austral Coke & Projects Ltd-I | 56336 | Open → |
| Feb 18, 2022 | Unserved Show Cause Notice dated July 31, 2021, issued to Bhuvaneshwar Tripathi in the matter of M/s. Loftier Investment Advisor and Research Pvt. Ltd | 56207 | Open → |
| Feb 18, 2022 | Unserved Show Cause Notice dated July 31, 2021, issued to Bhuvaneshwar Tripathi in the matter of M/s. Loftier Investment Advisor and Research Pvt. Ltd | 56206 | Open → |
| Feb 18, 2022 | Unserved Show Cause Notice dated July 31, 2021, issued to Bhuvaneshwar Tripathi in the matter of M/s. Loftier Investment Advisor and Research Pvt. Ltd | 56204 | Open → |
| Feb 18, 2022 | Unserved Show Cause Notice dated July 31, 2021, issued to Bhuvaneshwar Tripathi in the matter of M/s. Loftier Investment Advisor and Research Pvt. Ltd | 56202 | Open → |
| Feb 18, 2022 | Unserved Show Cause Notice dated July 31, 2021, issued to Pramil Nigam in the matter of M/s. Loftier Investment Advisor and Research Pvt. Ltd | 56201 | Open → |
| Feb 18, 2022 | Unserved Show Cause Notice dated July 31, 2021, issued to M/s. Loftier Investment Advisor and Research Pvt. Ltd. in the matter of M/s. Loftier Investment Advisor and Research Pvt. Ltd. | 56200 | Open → |
| Feb 18, 2022 | Unserved Show Cause Notice dated July 31, 2021, issued to M/s. Loftier Investment Advisor and Research Pvt. Ltd. in the matter of M/s. Loftier Investment Advisor and Research Pvt. Ltd. | 56199 | Open → |
| Feb 18, 2022 | Unserved Show Cause Notice dated July 31, 2021, issued to Amit Tripathi in the matter of M/s. Loftier Investment Advisor and Research Pvt. Ltd | 56197 | Open → |
| Feb 18, 2022 | Unserved Show Cause Notice dated August 5, 2021, in the matter of MR Capital and its proprietor – Mr. Saddam Hussain | 56195 | Open → |
| Feb 18, 2022 | Unserved Show Cause Notice dated September 14, 2021, in the matter of Profit Mantraa Research and its proprietor - Shri. Suraj Kumar Rai It is requested to kindly upload the attached notice | 56193 | Open → |
| Feb 18, 2022 | Unserved Show Cause Notice dated August 5, 2021, in the matter of Finassure Financial Services Pvt. Ltd. and its Directors (Amit Sharma and Saket Sharma) | 56191 | Open → |
| Feb 18, 2022 | Unserved Show Cause Notice dated October 8, 2021, issued to Rajesh Nath in the matter of M/s. Wisdom Capital Group | 56189 | Open → |
| Feb 18, 2022 | Unserved Show Cause Notice dated October 8, 2021, issued to Wisdom Capital Group in the matter of M/s. Wisdom Capital Group. | 56187 | Open → |
| Feb 18, 2022 | Unserved Show Cause Notice dated October 8, 2021, issued to Shubham Rai in the matter of M/s. Wisdom Capital Group | 56186 | Open → |
| Feb 17, 2022 | Show Cause Notice & Hearing Notice in respect of LALITA AGARWAL [Pan: AHZPA2177L] in the matter of dealings in Illiquid Stock Options at BSE | 56133 | Open → |
| Feb 16, 2022 | Hearing Notice dated February 16, 2022 in respect of Sapna (Proprietor of Stallion Trading Company) in the matter of Delta Leasing & Finance Limited | 56481 | Open → |
| Feb 16, 2022 | Hearing Notice dated February 16, 2022 in respect of Santosh Kumar (Proprietor of Balaji Enterprises) | 56480 | Open → |
| Feb 16, 2022 | Hearing Notice dated February 16, 2022 in respect of Praveen Goyal (Proprietor of Shivam Trading Company) | 56478 | Open → |
| Feb 16, 2022 | Hearing Notice dated February 16, 2022 in respect of Parmanand Yadav (Proprietor Of Roxtech Securities) | 56477 | Open → |
| Feb 16, 2022 | Hearing Notice dated February 16, 2022 in respect of Natraj Capital & Credit Pvt Ltd | 56475 | Open → |
| Feb 16, 2022 | Hearing Notice dated February 16, 2022 in respect of Natraj Capital & Credit Pvt Ltd | 56474 | Open → |
| Feb 16, 2022 | Hearing Notice dated February 16, 2022 in respect of Natraj Capital & Credit Pvt Ltd | 56473 | Open → |
| Feb 15, 2022 | Unserved Hearing Notice dated Feb 15, 2022 – Wisec Global Limited for Hearing on March 08, 2022 | 59727 | Open → |
| Feb 15, 2022 | Unserved Show Cause Notice dated March 12, 2020, in the matter of Capproin Financial Advisory Services | 56083 | Open → |
| Feb 15, 2022 | Unserved Show Cause Notice dated March 12, 2020, in the matter of Ms. Jasmeet Kaur Bagga | 56082 | Open → |
| Feb 15, 2022 | Show Cause Notice in the matter of Gangakhed Sugar and Energy Ltd | 56067 | Open → |
| Feb 14, 2022 | Unserved Hearing Notice dated January 14, 2022, issued to one of the Directors viz. Amita Jain in the matter of Money Maker Research Pvt. Ltd | 56309 | Open → |
| Feb 14, 2022 | Unserved Hearing Notice dated January 14, 2022, issued to one of the Directors viz. Devendra Kumar Tripathi in the matter of Money Maker Research Pvt. Ltd | 56307 | Open → |
| Feb 14, 2022 | Unserved Hearing Notice dated January 14, 2022, issued to one of the Directors viz. Neelesh Kumar Tripathi in the matter of Money Maker Research Pvt. Ltd | 56305 | Open → |
| Feb 14, 2022 | Unserved Hearing Notice dated January 14, 2022, issued to one of the Directors viz. Tanveer Ahmed in the matter of Money Maker Research Pvt. Ltd | 56301 | Open → |
| Feb 14, 2022 | Unserved Hearing Notice dated January 14, 2022, issued to one of the Directors viz. Shashank Mishra in the matter of Money Maker Research Pvt. Ltd | 56300 | Open → |
| Feb 14, 2022 | Unserved Hearing Notice dated January 14, 2022, issued to Money Maker Research Pvt. Ltd. in the matter of Money Maker Research Pvt. Ltd | 56299 | Open → |
| Feb 14, 2022 | Unserved Hearing Notice dated January 14, 2022, issued to one of the Directors viz. Abhishek Tiwari in the matter of Money Maker Research Pvt. Ltd | 56298 | Open → |
| Feb 10, 2022 | Unserved Show Cause Notices in the matters of Unregistered PMS Activity by Shri Ameet Savant (Proprietor of Ventura) and Unregistered Investment Adviser activity by M/s Crefin India Management Private Limited | 62644 | Open → |
| Feb 10, 2022 | Unserved Show Cause Notice dated February 10, 2022 in respect of Rahul Nevatia HUF | 56374 | Open → |
| Feb 10, 2022 | Unserved Show Cause Notice dated February 10, 2022 in respect of Raisoni Securities Private Limited | 56293 | Open → |
| Feb 08, 2022 | Supplementary Show Cause Notice in respect of in respect of thirteen entities in the matter of Rajlaxmi Industries Ltd | 55937 | Open → |
| Feb 02, 2022 | Unserved Show Cause Notice dated January 20, 2022 in respect of Rais Uddin | 55867 | Open → |
| Feb 02, 2022 | Hearing Notice dated January 10, 2022 in respect of Abhishek Tiwari in the matter of D.S. Capital Ventures Pvt. Ltd | 55864 | Open → |
| Feb 02, 2022 | Hearing Notice dated January 10, 2022 in respect of Deepali Sharma in the matter of D.S. Capital Ventures Pvt. Ltd | 55862 | Open → |
| Feb 02, 2022 | Hearing Notice dated January 10, 2022 in respect of Sanjay Dwivedi the matter of D.S. Capital Ventures Pvt. Ltd | 55860 | Open → |
| Feb 02, 2022 | Hearing Notice dated January 10, 2022 in respect of D.S. Capital Ventures Pvt. Ltd., Mumbai in the matter of D.S. Capital Ventures Pvt. Ltd | 55859 | Open → |
| Jan 31, 2022 | Show Cause Notice under Rule 4(1) of the Securities And Exchange Board Of India (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995 in the matter of dealings in Illiquid Stock Options (ISO) at BSE – Kanchan Verma | 76098 | Open → |
| Jan 31, 2022 | Show Cause Notice under Rule 4(1) of the Securities And Exchange Board Of India (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995 in the matter of dealings in Illiquid Stock Options (ISO) at BSE – Kanta Didwania | 76091 | Open → |
| Jan 28, 2022 | Unserved Show cause Notice dated January 28, 2022 in respect of SARITA DEVI AGARWAL in the matter of dealings in Illiquid Stock Options on BSE | 58598 | Open → |
| Jan 27, 2022 | Unserved Show Cause Notice to Manjulaben Bhupendrabhai Thakkar | 75522 | Open → |
| Jan 25, 2022 | Unserved Hearing Notice dated January 25, 2021, in the matter of Mapple Research and its Proprietor - Mr. Maneesh Pavar | 56314 | Open → |
| Jan 25, 2022 | Unserved Hearing Notice dated January 25, 2021 , in the matter of Mapple Research and its Proprietor - Mr. Maneesh Pavar | 56312 | Open → |
| Jan 25, 2022 | Unserved Hearing Notice dated January 25, 2021, in the matter of Mapple Research and its Proprietor - Mr. Maneesh Pavar | 56310 | Open → |
| Jan 20, 2022 | Unserved Show Cause Notice dated January 20, 2022 in respect of Raj Agarwal HUF | 55866 | Open → |
| Jan 20, 2022 | Unserved Show Cause Notice in respect of Prasun Mondal in the matter of Uro Agro India Ltd | 55420 | Open → |
| Jan 19, 2022 | Unserved Show Cause Notice dated January 19, 2022 in respect of Karvy Stock broking Limited | 55869 | Open → |
| Jan 19, 2022 | Unserved SCN to Shri Anil Kumar Sagar in the matter of Unimax Agrotech India Limited | 55480 | Open → |
| Jan 19, 2022 | Unserved SCN to Shri Sanjiv Kumar in the matter of Unimax Agrotech India Limited | 55478 | Open → |
| Jan 19, 2022 | Unserved SCN to Shri Rajendra Singh in the matter of Unimax Agrotech India Limited | 55414 | Open → |
| Jan 17, 2022 | Show Cause Notice in respect of Ms. Shruti Jain in the matter of dealing in Illiquid Stock Options at BSE | 57212 | Open → |
| Jan 17, 2022 | Show Cause Notice in respect of Mr. Shubham Kochar in the matter of dealing in Illiquid Stock Options at BSE | 57208 | Open → |
| Jan 17, 2022 | Show Cause Notice in respect of Shridip Corporation in the matter of dealing in Illiquid Stock Options at BSE | 57199 | Open → |
| Jan 17, 2022 | Show Cause Notice in respect of Shreyansh Educational Trust in the matter of dealing in Illiquid Stock Options at BSE | 57197 | Open → |
| Jan 17, 2022 | Show Cause Notice in respect of Shubham Marketing in the matter of dealing in Illiquid Stock Options at BSE | 57196 | Open → |
| Jan 10, 2022 | Unserved Personal Hearing Notice dated January 10, 2022, in the matter of RNS Global Capital. | 55951 | Open → |
| Jan 10, 2022 | Unserved Personal Hearing Notice dated January 10, 2022, issued to Mr. Rohit Soni, in the matter of RNS Global Capital. | 55950 | Open → |
| Jan 10, 2022 | Unserved Personal Hearing Notice dated January 10, 2022, issued to Mr. Rohit Soni, in the matter of RNS Global Capital | 55948 | Open → |
| Jan 10, 2022 | Unserved Personal Hearing Notice dated January 10, 2022 issued to Ms.Shivani Thakur, in the matter of RNS Global Capital | 55947 | Open → |
| Jan 10, 2022 | Unserved Personal Hearing Notice dated January 10, 2022, issued to Ms. Shivani Thakur, in the matter of RNS Global Capital | 55946 | Open → |
| Jan 10, 2022 | Unserved Personal Hearing Notice dated January 10, 2022 in the matter of RNS Global Capital | 55945 | Open → |
| Jan 10, 2022 | Unserved Personal Hearing Notice dated January 10, 2022, in the matter of RNS Global Capital | 55934 | Open → |
| Jan 07, 2022 | Unserved Show Cause Notice dated February 01, 2021, in the matter of Mr. Anant Singh Rathore | 55228 | Open → |
| Jan 07, 2022 | Unserved Show Cause Notice dated February 01, 2021, in the matter of M/s. NYN Investment India Financial Services Pvt. Ltd | 55227 | Open → |
| Jan 07, 2022 | Unserved Show Cause Notice dated February 01, 2021, in the matter of M/s. Investment India Financial Services | 55226 | Open → |
| Jan 06, 2022 | Unserved Show Cause Notice issued to Gita Devi Jhunjhunwala [PAN: AEGPJ6218K] in the matter of dealings in Illiquid Stock Options at BSE | 57873 | Open → |
| Jan 06, 2022 | Unserved Show Cause Notice issued to Gita Devi Kanodia [PAN: AFNPK9636A] in the matter of dealings in Illiquid Stock Options at BSE | 57861 | Open → |
| Jan 04, 2022 | Unserved Hearing Notice dated January 04, 2022 – Wisec Global Limited for Hearing on February 04, 2022 | 59726 | Open → |
| Jan 04, 2022 | Unserved Hearing Notice dated January 04, 2022 – Wisec Global Limited for Hearing on February 03, 2022 | 59724 | Open → |
| Jan 04, 2022 | Unserved Hearing Notice issued to Ms. Ruchika Goel in the matter of F6 Finserv Pvt. Ltd. & Ors | 55177 | Open → |
| Jan 04, 2022 | Unserved Hearing Notice issued to Ms. Kavita Anand in the matter of F6 Finserv Pvt. Ltd. & Ors | 55176 | Open → |
| Jan 04, 2022 | Unserved Hearing Notice issued to Mr. Sanjay Anand in the matter of F6 Finserv Pvt. Ltd. & Ors | 55174 | Open → |
| Jan 03, 2022 | Unserved Show Cause Notice dated October 22, 2021 in the respect of Ashok Kumar Jindal (HUF) (Pan No : AAHHA9633A) in the matter of dealings in illiquid Stock Options at the BSE | 55170 | Open → |
