Coverage › SEBI — Enforcement › Unserved Summons / Notices
Unserved Summons / Notices
4,577 documents indexed — matches SEBI exactly. Source: SEBI listing
| Date | Title | SEBI ID | Document |
|---|---|---|---|
| Jan 17, 2024 | Unserved Hearing Notice issued in the matter of Arjun Sharma / Ms Commodity Raja. | 80668 | Open → |
| Jan 15, 2024 | Hearing Notice in the matter of Sandhya Projects Ltd. (CIN: U45400WB2008PLC124935). | 80624 | Open → |
| Jan 15, 2024 | Unserved Show Cause Notices dated August 09, 2023 in the matter of Sandhya Projects Ltd. (CIN: U45400WB2008PLC124935). | 80622 | Open → |
| Jan 08, 2024 | Unserved Show Cause Notice, dated September 21, 2023, issued to Jitendra Bharbhuja (Proprietor of Maxx Innovation) in the matter of Maxx Innovation and Maxx Innovation Growth | 80474 | Open → |
| Jan 08, 2024 | Unserved Hearing Notice dated January 04, 2024 in the matter of Best Agrolife Limited | 80470 | Open → |
| Jan 08, 2024 | Unserved Hearing Notice dated December 12, 2023 in the matter of Best Agrolife Limited | 80469 | Open → |
| Jan 08, 2024 | Unserved Show Cause Notice Show Cause Notice dated October 26, 2023 in the matter of Best Agrolife Limited | 80468 | Open → |
| Jan 05, 2024 | Hearing Notice in respect of Shri Jitender Kumar Tiwari in the matter of Unregistered Portfolio Management activities by Allied Group entities | 81687 | Open → |
| Jan 05, 2024 | Hearing Notice in respect of Money Mishra Securities Pvt. Ltd in the matter of Unregistered Portfolio Management activities by Allied Group entities | 81681 | Open → |
| Jan 05, 2024 | Hearing Notice in respect of Money Mishra Financial Services in the matter of Unregistered Portfolio Management activities by Allied Group entities | 81678 | Open → |
| Jan 05, 2024 | Hearing Notice in respect of Shri Awanish Kumar Mishra in the matter of Unregistered Portfolio Management activities by Allied Group entities | 81676 | Open → |
| Jan 03, 2024 | Unserved Notice of Hearing in the matter of Indus Weir Industries Limited | 80385 | Open → |
| Dec 15, 2023 | Unserved Show Cause Notice in respect of Sheetal Suresh Kale in the matter of Eros International Media Limited | 84707 | Open → |
| Dec 06, 2023 | Unserved Show Cause Notice issued in the matter of Future Intraday Positional Long Term Capital OPC Private Limited | 79593 | Open → |
| Dec 04, 2023 | Hearing Notice in the matter of Unregistered Investment Adviser (Mr Ashish Kumar, Proprietor of Subham Traders) | 79547 | Open → |
| Dec 04, 2023 | Unserved Show Cause Notice dated May 15, 2023 in the matter of Unregistered Investment Adviser (Mr Ashish Kumar, Proprietor of Subham Traders) | 79546 | Open → |
| Nov 28, 2023 | Hearing Notice in the matter of AS Traders (Proprietor Vicky Alam) and Durgesh Kumar. | 79431 | Open → |
| Nov 28, 2023 | Unserved Show Cause Notices dated July 17, 2023 in the matter of AS Traders (Proprietor Vicky Alam) and Durgesh Kumar. | 79429 | Open → |
| Nov 23, 2023 | Hearing Notice in the matter of non-compliance of SEBI (AIF Regulations)- Golden Bird AIF | 79551 | Open → |
| Nov 23, 2023 | Hearing Notice in the matter of non-compliance of SEBI (AIF Regulations)- Investmaxima Trust | 79311 | Open → |
| Nov 16, 2023 | Unserved Hearing Notice in the matter of Star India Market Research | 79147 | Open → |
| Oct 31, 2023 | Unserved Hearing Notices in the matter of Inspection of CIG Realty Fund with respect to Shri Hitender Malhotra | 78601 | Open → |
| Oct 31, 2023 | Unserved Hearing Notices in the matter of Inspection of CIG Realty Fund with respect to Shri Moti S. Masand | 78600 | Open → |
| Oct 31, 2023 | Unserved Hearing Notices in the matter of Inspection of CIG Realty Fund with respect to Shri Ramesh Chandra | 78598 | Open → |
| Oct 31, 2023 | Unserved Hearing Notices in the matter of Inspection of CIG Realty Fund with respect to Shri Ajay Chandra | 78597 | Open → |
| Oct 31, 2023 | Unserved Hearing Notices in the matter of Inspection of CIG Realty Fund with respect to Shri Sanjay Chandra | 78595 | Open → |
| Oct 31, 2023 | Unserved Hearing Notices in the matter of Inspection of CIG Realty Fund with respect to Unitech Advisors (India) Pvt Ltd. (Auram Asset Management Pvt Ltd.) | 78593 | Open → |
| Oct 31, 2023 | Unserved Show Cause Notice in the matter of Inspection of CIG Realty Fund issued to Unitech Advisors (India) Pvt Ltd. (Auram Asset Management Pvt Ltd.), Shri Sanjay Chandra, Shri Ajay Chandra, Shri Ramesh Chandra, Shri Moti S. Masand, and Shri Hitender Malhotra | 78587 | Open → |
| Oct 26, 2023 | Underserved Show Cause Notice dated September 21, 2023 in the matter of Harinder Kumar Sahu, Research Analyst. | 79061 | Open → |
| Oct 26, 2023 | Underserved Show Cause Notice dated September 21, 2023 in the matter of Harinder Kumar Sahu, Research Analyst | 79060 | Open → |
| Oct 20, 2023 | Unserved Show Cause Notice issued to Mr. Indrajeet Dey in the matter of unregistered Investment advisory activity by Tradex Incorporation | 78270 | Open → |
| Oct 20, 2023 | Unserved Show Cause Notice issued in the matter of Basil international Limited | 78268 | Open → |
| Oct 10, 2023 | Show Cause Notice in the matter of investigation in the matter of Rana Sugars Ltd. | 78567 | Open → |
| Oct 10, 2023 | Show Cause Notice in the matter of investigation in the matter of Rana Sugars Limited. | 78565 | Open → |
| Oct 10, 2023 | Show Cause Notice in the matter of investigation in the matter of Rana Sugars Limited | 78563 | Open → |
| Oct 09, 2023 | Unserved show cause notice in the matter of Deepak Mishra Proprietor Ms Money classic | 79315 | Open → |
| Sep 26, 2023 | Unserved Hearing Notice issued in the matter of Future Investment (Proprietor: Ms. Pinky Kelva) - Enquiry Proceedings before WTM | 77796 | Open → |
| Sep 21, 2023 | Unserved Show Cause Notice issued to Mr. Birender Kaji and Rhine and Raavi Credits & Holdings Ltd in the matter of Rhine and Raavi Credits & Holdings Ltd | 77195 | Open → |
| Sep 18, 2023 | Unserved Show Cause Notice dated December 08, 2021 with respect to Faithful Cloth Merchants Private Limited in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 77093 | Open → |
| Sep 18, 2023 | Unserved Show Cause Notice dated July 22, 2021 with respect to Ratan Chand Bhurat in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 77091 | Open → |
| Sep 18, 2023 | Unserved Show Cause Notice dated August 12, 2021 with respect to Kala Suppliers Pvt. Ltd. in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 77089 | Open → |
| Sep 18, 2023 | Unserved Show Cause Notice dated September 24, 2021 with respect to Rati Agarwal in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 77087 | Open → |
| Sep 18, 2023 | Unserved Show Cause Notice dated August 11, 2022 with respect to Arvind Kashmirilal Punjabi in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 77086 | Open → |
| Sep 18, 2023 | Unserved Show Cause Notice dated January 31, 2022 with respect to Dwitiya Trading Limited in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 77085 | Open → |
| Sep 18, 2023 | Unserved Show Cause Notice dated March 11, 2022 with respect to Raj Kumar Nemani and Sons HUF in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 77084 | Open → |
| Sep 18, 2023 | Unserved Show Cause Notice dated August 11, 2022 with respect to Babulal Ramanlal Shah HUF in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 77082 | Open → |
| Sep 18, 2023 | Unserved Show Cause Notice dated November 25, 2021 with respect to Diwakar Jha in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 77080 | Open → |
| Sep 18, 2023 | Unserved Show Cause Notice dated September 30, 2021 with respect to Raunak Shastri in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 77079 | Open → |
| Sep 18, 2023 | Unserved Show Cause Notice dated October 27, 2021 with respect to Ritesh Kumar Gupta in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 77078 | Open → |
| Sep 18, 2023 | Unserved Show Cause Notice dated October 13, 2021 with respect to Rita R Thakkar in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 77077 | Open → |
| Sep 18, 2023 | Unserved Show Cause Notice dated August 05, 2022 with respect to Bimala Joshi in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 77076 | Open → |
| Sep 18, 2023 | Unserved Show Cause Notice dated August 12, 2022 with respect to Sattu Yadav in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 77075 | Open → |
| Sep 18, 2023 | Unserved Show Cause Notice dated November 12, 2021 with respect to Vineeta Kabra in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 77074 | Open → |
| Sep 18, 2023 | Unserved Show Cause Notice dated December 24, 2021 with respect to Flower Trading Investment Co Limited in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 77072 | Open → |
| Sep 18, 2023 | Unserved Show Cause Notice dated July 22, 2021 with respect to Ratan Lal in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 77070 | Open → |
| Sep 18, 2023 | Unserved Show Cause Notice dated August 12, 2021 with respect to Sohan Lal Dugar in the matter of dealings in Illiquid Stock Options (ISO) at BSE · | 77068 | Open → |
| Sep 18, 2023 | Unserved Show Cause Notice dated August 11, 2022 with respect to Galaxy Mercantiles Private Limited in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 77066 | Open → |
| Sep 18, 2023 | Unserved Show Cause Notice dated August 24, 2021 with respect to Enarzier Commerce Private Limited in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 77065 | Open → |
| Sep 14, 2023 | Unserved Show Cause Notice dated May 30, 2023 with respect to Nilesh Rameshchandra Shah in the matter of Mega Nirman & Industries Ltd. | 76885 | Open → |
| Sep 14, 2023 | Unserved Show Cause Notice dated May 30, 2023 with respect to Subhadraben Rameshchandra Shah in the matter of Mega Nirman & Industries Ltd. | 76883 | Open → |
| Sep 14, 2023 | Unserved Show Cause Notice dated May 30, 2023 with respect to Maulik Vnitkumar Parikh in the matter of Mega Nirman & Industries Ltd. | 76881 | Open → |
| Sep 14, 2023 | Unserved Show Cause Notice dated May 30, 2023 with respect to Vinitkumar Popatlal Parikh in the matter of Mega Nirman & Industries Ltd. | 76880 | Open → |
| Sep 14, 2023 | Unserved Show Cause Notice dated May 30, 2023 with respect to Harshadbhai Babubhai Patel in the matter of Mega Nirman & Industries Ltd. | 76878 | Open → |
| Sep 14, 2023 | Unserved Show Cause Notice dated May 30, 2023 with respect to Roshanlal Daulatram Aggarwal in the matter of Mega Nirman & Industries Ltd. | 76876 | Open → |
| Sep 12, 2023 | Unserved Post-enquiry Show Cause Notice dated September 12, 2023 issued to Trade India Research (Proprietor: Neha Gupta) | 77732 | Open → |
| Sep 08, 2023 | Unserved Hearing Notice dated July 25, 2023 with respect to Vijay Ishvarbhai Chauhan in the matter of Capri Global Capital Ltd. | 76660 | Open → |
| Sep 08, 2023 | Unserved Hearing Notice dated July 25, 2023 with respect to Dinesh Avadheshsingh Thakur in the matter of Capri Global Capital Ltd. | 76659 | Open → |
| Sep 08, 2023 | Unserved Hearing Notice dated May 31, 2023 with respect Jitendrabhai Madhavlal Mistri in the matter of Capri Global Capital Ltd. | 76657 | Open → |
| Sep 06, 2023 | Unserved SCN in the matter of Star India Market Research | 79146 | Open → |
| Sep 05, 2023 | Show Cause in the matter of Karvy Investor Services Ltd. | 77873 | Open → |
| Sep 05, 2023 | Unserved Personal Hearing Notice dated Aug 10, 2023 with respect to Shri Bhavesh P. Bhensdadia in the matter of 4W Wealth Management Private Limited | 76507 | Open → |
| Sep 05, 2023 | Unserved Personal Hearing Notice dated Aug 10, 2023 with respect to 4W Wealth Management Private Limited in the matter of 4W Wealth Management Private Limited | 76505 | Open → |
| Sep 04, 2023 | Unserved Show Cause Notice dated July 30, 2021 with respect to Akashdeep Singh in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 76465 | Open → |
| Sep 04, 2023 | Unserved Show Cause Notice dated August 04, 2021 with respect to Rajan Kumar Gupta in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 76462 | Open → |
| Sep 04, 2023 | Unserved Show Cause Notice dated March 31, 2022 with respect to Rajnikant Nathalal Kananni HUF in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 76458 | Open → |
| Sep 04, 2023 | Unserved Show Cause Notice dated August 29, 2022 with respect to Rajvardhan Foundation in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 76457 | Open → |
| Sep 04, 2023 | Unserved Show Cause Notice dated August 24, 2021 with respect to Harpreet Kaur in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 76455 | Open → |
| Sep 04, 2023 | Unserved Show Cause Notice dated March 07, 2022 with respect to Allnew Distributors Pvt. Ltd. in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 76452 | Open → |
| Sep 04, 2023 | Unserved Show Cause Notice dated January 20, 2022 with respect to Gourav Begnani Benefit Trust in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 76448 | Open → |
| Sep 04, 2023 | Unserved Show Cause Notice dated August 25, 2021 with respect to Harsh Bengani Benefit Trust in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 76446 | Open → |
| Sep 02, 2023 | Unserved Show Cause Notice dated June 01, 2023 in the matter of Safal Herbs Ltd (formerly known as Parikh Herbal Ltd) | 76963 | Open → |
| Sep 01, 2023 | Unserved Show Cause Notice dated July 14, 2021 with respect to Vikram Anand HUF in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 76306 | Open → |
| Sep 01, 2023 | Unserved Show Cause Notice dated November 30, 2021 with respect to Pushapdham Business Pvt. Ltd. (erstwhile Persistent Infotech Pvt. Ltd.) in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 76304 | Open → |
| Sep 01, 2023 | Unserved Show Cause Notice dated March 30, 2022 with respect to Advent Commosales Private Limited in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 76302 | Open → |
| Sep 01, 2023 | Unserved Show Cause Notice dated March 31, 2022 with respect to Advantage Dealtrade Private Limited in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 76301 | Open → |
| Sep 01, 2023 | Unserved Show Cause Notice dated October0 27, 2021 with respect to Nishaa Anand in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 76299 | Open → |
| Aug 06, 2023 | Unserved notice to Nayan Tie-up Private Limited in the matter of dealings in Illiquid Stock Options at BSE | 75762 | Open → |
| Aug 04, 2023 | Unserved notice to Pushpanjali Intrade Private Limited in the matter of trading in Illiquid Stock Options at BSE | 75760 | Open → |
| Aug 03, 2023 | Unserved notice to Octagon Media Matrix Private Limited in the matter of trading in Illiquid Stock Options at BSE | 75759 | Open → |
| Aug 02, 2023 | Unserved notice to Kirti Tracon Private Limited in the matter of trading in Illiquid Stock Options at BSE | 75757 | Open → |
| Aug 02, 2023 | Unserved Show Cause Notice dated July 19, 2023 issued to Trade India Research (Prop. Neha Gupta) in the matter of Trade India Research (Prop. Neha Gupta). | 74926 | Open → |
| Aug 02, 2023 | Unserved Show Cause Notice dated July 19, 2023 issued to Trade India Research (Prop. Neha Gupta) in the matter of Trade India Research (Prop. Neha Gupta) | 74925 | Open → |
| Aug 01, 2023 | Unserved Personal Hearing Notice dated May 31, 2023 with respect to Rajesh S Kushavaha in the matter of Capri Global Capital Ltd. | 74892 | Open → |
| Aug 01, 2023 | Unserved Show Cause Notice dated May 08, 2023 with respect to Rajesh S Kushavaha in the matter of Capri Global Capital Ltd. | 74890 | Open → |
| Aug 01, 2023 | Unserved Personal Hearing Notice dated May 31, 2023 with respect to Sonu Argal in the matter of Capri Global Capital Ltd. | 74888 | Open → |
| Aug 01, 2023 | Unserved Show Cause Notice dated May 08, 2023 with respect to Sonu Argal in the matter of Capri Global Capital Ltd. | 74886 | Open → |
| Aug 01, 2023 | Unserved Personal Hearing Notice dated May 31, 2023 with respect to Nayabhai H Vyas in the matter of Capri Global Capital Ltd. | 74885 | Open → |
| Aug 01, 2023 | Unserved Show Cause Notice dated May 08, 2023 with respect to Nayabhai H Vyas in the matter of Capri Global Capital Ltd. | 74883 | Open → |
| Aug 01, 2023 | Unserved Personal Hearing Notice dated May 31, 2023 with respect to Rekhaben H Sakariya in the matter of Capri Global Capital Ltd. | 74881 | Open → |
| Aug 01, 2023 | Unserved Show Cause Notice dated May 08, 2023 with respect to Rekhaben H Sakariya in the matter of Capri Global Capital Ltd. | 74879 | Open → |