Coverage › SEBI — Enforcement › Unserved Summons / Notices
Unserved Summons / Notices
4,577 documents indexed — matches SEBI exactly. Source: SEBI listing
| Date | Title | SEBI ID | Document |
|---|---|---|---|
| Aug 01, 2023 | Unserved Personal Hearing Notice dated May 31, 2023 with respect to Parmar Akshay J in the matter of Capri Global Capital Ltd. | 74877 | Open → |
| Aug 01, 2023 | Unserved Show Cause Notice dated May 08, 2023 with respect to Parmar Akshay J in the matter of Capri Global Capital Ltd. | 74876 | Open → |
| Aug 01, 2023 | Unserved Personal Hearing Notice dated May 31, 2023 with respect to Keyur V Parmar in the matter of Capri Global Capital Ltd. | 74874 | Open → |
| Aug 01, 2023 | Unserved Show Cause Notice dated May 08, 2023 with respect to Keyur V Parmar in the matter of Capri Global Capital Ltd. | 74872 | Open → |
| Aug 01, 2023 | Unserved Personal Hearing Notice dated May 31, 2023 with respect to Anurudhkumar B Yadav in the matter of Capri Global Capital Ltd. | 74870 | Open → |
| Aug 01, 2023 | Unserved Show Cause Notice dated May 08, 2023 with respect to Anurudhkumar B Yadav in the matter of Capri Global Capital Ltd. | 74868 | Open → |
| Aug 01, 2023 | Unserved Personal Hearing Notice dated May 31, 2023 with respect to Vipul B Pithadia in the matter of Capri Global Capital Ltd. | 74866 | Open → |
| Aug 01, 2023 | Unserved Show Cause Notice dated May 08, 2023 with respect to Vipul B Pithadia in the matter of Capri Global Capital Ltd. | 74865 | Open → |
| Aug 01, 2023 | Unserved Personal Hearing Notice dated May 31, 2023 with respect to Dhaval V Gadani in the matter of Capri Global Capital Ltd. | 74864 | Open → |
| Aug 01, 2023 | Unserved Show Cause Notice dated May 08, 2023 with respect to Dhaval V Gadani in the matter of Capri Global Capital Ltd. | 74863 | Open → |
| Aug 01, 2023 | Unserved Personal Hearing Notice dated May 31, 2023 with respect to Anand H Soni in the matter of Capri Global Capital Ltd. | 74861 | Open → |
| Aug 01, 2023 | Unserved Show Cause Notice dated May 08, 2023 with respect to Anand H Soni in the matter of Capri Global Capital Ltd. | 74859 | Open → |
| Jul 28, 2023 | Unserved Personal Hearing Notice dated July 17, 2023, issued to Mr. Anurag Shrivastav, in the matter M/s. Zenith Research Services, Partners - Anurag Shrivastav and Preetam Singh Rajput.. | 74549 | Open → |
| Jul 28, 2023 | Unserved Personal Hearing Notice dated July 17, 2023, issued to Mr. Anurag Shrivastav, in the matter M/s. Zenith Research Services, Partners - Anurag Shrivastav and Preetam Singh Rajput. | 74548 | Open → |
| Jul 28, 2023 | Unserved Personal Hearing Notice dated July 17, 2023, issued to Mr. Anurag Shrivastav, in the matter M/s. Zenith Research Services, Partners - Anurag Shrivastav and Preetam Singh Rajput | 74546 | Open → |
| Jul 28, 2023 | Unserved Show Cause Notice dated May 19, 2023, issued to Shri. Sandeep Shriwas in the matter of Zenithvia Research Services (Partners –Anurag Shrivastav, Lokendra Jain, Sandeep Shriwas and Vijay Singh Tomar). | 74539 | Open → |
| Jul 28, 2023 | Unserved Show Cause Notice dated May 19, 2023, issued to Shri. Sandeep Shriwas in the matter of Zenithvia Research Services (Partners –Anurag Shrivastav, Lokendra Jain, Sandeep Shriwas and Vijay Singh Tomar) | 74538 | Open → |
| Jul 28, 2023 | Unserved Personal Hearing Notice dated July 11, 2023, issued to Shri. Sandeep Shriwas in the matter of Zenithvia Research Services (Partners –Anurag Shrivastav, Lokendra Jain, Sandeep Shriwas and Vijay Singh Tomar). | 74536 | Open → |
| Jul 28, 2023 | Unserved Personal Hearing Notice dated July 11, 2023, issued to Shri. Sandeep Shriwas in the matter of Zenithvia Research Services (Partners –Anurag Shrivastav, Lokendra Jain, Sandeep Shriwas and Vijay Singh Tomar) | 74534 | Open → |
| Jul 28, 2023 | Unserved Personal Hearing Notice dated July 11, 2023, issued to Shri. Lokendra Jain in the matter of Zenithvia Research Services (Partners –Anurag Shrivastav, Lokendra Jain, Sandeep Shriwas and Vijay Singh Tomar). | 74533 | Open → |
| Jul 28, 2023 | Unserved Personal Hearing Notice dated July 11, 2023, issued to Shri. Lokendra Jain in the matter of Zenithvia Research Services (Partners –Anurag Shrivastav, Lokendra Jain, Sandeep Shriwas and Vijay Singh Tomar) | 74531 | Open → |
| Jul 28, 2023 | Unserved Personal Hearing Notice dated July 11, 2023, issued to Shri. Anurag Shrivastav in the matter of Zenithvia Research Services (Partners –Anurag Shrivastav, Lokendra Jain, Sandeep Shriwas and Vijay Singh Tomar). | 74530 | Open → |
| Jul 28, 2023 | Unserved Personal Hearing Notice dated July 11, 2023, issued to Shri. Anurag Shrivastav in the matter of Zenithvia Research Services (Partners –Anurag Shrivastav, Lokendra Jain, Sandeep Shriwas and Vijay Singh Tomar) | 74529 | Open → |
| Jul 28, 2023 | Unserved Personal Hearing Notice dated July 17, 2023, issued to M/s. Zenith Research Services, in the matter M/s. Zenith Research Services, Partners - Anurag Shrivastav and Preetam Singh Rajput | 74528 | Open → |
| Jul 14, 2023 | Underserved Show Cause Notice dated July 14, 2023 in the matter of M/s. Money Classic Investment Advisor (Proprietor- Mr. Deepak Mishra). | 76745 | Open → |
| Jul 14, 2023 | Underserved Show Cause Notice dated July 14, 2023 in the matter of M/s. Money Classic Investment Advisor (Proprietor- Mr. Deepak Mishra) | 76743 | Open → |
| Jul 10, 2023 | Unserved Show Cause Notice issued in the matter of Future Investment (Proprietor: Ms. Pinky Kelva) - Enquiry Proceedings before WTM | 75196 | Open → |
| Jul 10, 2023 | Unserved Show Cause Notice dated June 05, 2023 with respect to the Alishan Merchants Pvt. Ltd in the matter of Autumn Builders | 73693 | Open → |
| Jul 10, 2023 | Unserved Show Cause Notice dated June 05, 2023 with respect to the Baisakhi Tracom Pvt Ltd in the matter of Autumn Builders | 73691 | Open → |
| Jul 10, 2023 | Unserved Show Cause Notice dated June 05, 2023 with respect to the Suman Stock Advisory Pvt Ltd in the matter of Autumn Builders | 73690 | Open → |
| Jul 10, 2023 | Unserved Show Cause Notice dated June 05, 2023 with respect to the Kautirya Trading Pvt Ltd in the matter of Autumn Builders | 73688 | Open → |
| Jul 10, 2023 | Unserved Show Cause Notice dated June 05, 2023 with respect to the Kautirya Vanijya Pvt Ltd in the matter of Autumn Builders | 73687 | Open → |
| Jul 10, 2023 | Unserved Show Cause Notice dated June 05, 2023 with respect to the Wakeeta Commercial Pvt. Ltd in the matter of Autumn Builders | 73685 | Open → |
| Jul 10, 2023 | Unserved Show Cause Notice dated June 05, 2023 with respect to the Arrowline Distributors Pvt. Ltd in the matter of Autumn Builders | 73684 | Open → |
| Jul 10, 2023 | Unserved Show Cause Notice dated June 05, 2023 with respect to the Sarvlok Vincom Pvt. Ltd in the matter of Autumn Builders | 73683 | Open → |
| Jul 10, 2023 | Unserved Show Cause Notice dated June 05, 2023 with respect to the Chirag Tracom Pvt Ltd in the matter of Autumn Builders | 73681 | Open → |
| Jul 10, 2023 | Unserved Personal Hearing Notice dated June 30, 2023, issued to M/s. Bourse India Investment Advisor, in the matter M/s.Bourse India Investment Advisor. | 73671 | Open → |
| Jul 10, 2023 | Unserved Personal Hearing Notice dated June 30, 2023, issued to M/s. Bourse India Investment Advisor, in the matter M/s.Bourse India Investment Advisor | 73670 | Open → |
| Jul 10, 2023 | Unserved Personal Hearing Notice dated June 30, 2023, issued to M/s. Bourse India Investment Advisor, in the matter M/s. Bourse India Investment Advisor. | 73669 | Open → |
| Jul 10, 2023 | Unserved Personal Hearing Notice dated June 30, 2023, issued to M/s. Bourse India Investment Advisor, in the matter M/s. Bourse India Investment Advisor | 73668 | Open → |
| Jul 05, 2023 | Unserved hearing notice dated July 05, 2023 issued to an entity in the matter of Setubandhan Infrastructure Limited | 73497 | Open → |
| Jul 03, 2023 | SCN in respect of Shri Jitender Kumar Tiwari in the matter of Unregistered Portfolio Management activities by Allied Group entities | 81689 | Open → |
| Jul 03, 2023 | SCN in respect of Money Mishra Securities Pvt. Ltd in the matter of Unregistered Portfolio Management activities by Allied Group entities | 81685 | Open → |
| Jul 03, 2023 | SCN in respect of Money Mishra Financial Services in the matter of Unregistered Portfolio Management activities by Allied Group entities | 81680 | Open → |
| Jul 03, 2023 | SCN in respect of Shri Awanish Kumar Mishra in the matter of Unregistered Portfolio Management activities by Allied Group entities | 81677 | Open → |
| Jun 16, 2023 | Notice under Rule 4(1) of the Securities And Exchange Board Of India (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995 read with Section 15I of the SEBI Act, 1992 – Kalpana Komati in the matter of Bodhtree Consulting Limited | 84842 | Open → |
| Jun 16, 2023 | Notice under Rule 4(1) of the Securities And Exchange Board Of India (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995 read with Section 15I of the SEBI Act, 1992 – Silamkoti Abilash in the matter of Bodhtree Consulting Limited | 84840 | Open → |
| Jun 15, 2023 | Unserved Show Cause Notice dated May 19, 2023, issued to Mr. Preetam Singh Rajput, in the matter of M/s. Zenith Research Services, Partners - Anurag Shrivastav and Preetam Singh Rajput | 72617 | Open → |
| Jun 15, 2023 | Unserved Show Cause Notice dated May 19, 2023, issued to Mr. Preetam Singh Rajput, in the matter of M/s. Zenith Research Services, Partners - Anurag Shrivastav and Preetam Singh Rajput. | 72616 | Open → |
| Jun 15, 2023 | Unserved Show Cause Notice dated May 19, 2023, issued to M/s. Zenith Research Services, in the matter of M/s. Zenith Research Services, Partners - Anurag Shrivastav and Preetam Singh Rajput. | 72610 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Anita Jhajharia in the matter of Illiquid stock options at BSE. | 72775 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Anil Berchha in the matter of Illiquid stock options at BSE. | 72773 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Amrita Narang in the matter of Illiquid stock options at BSE. | 72771 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Amitkumar Samarnath Yadav in the matter of Illiquid stock options at BSE. | 72766 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Amit Jain in the matter of Illiquid stock options at BSE. | 72765 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Anil Kumar Saini in the matter of Illiquid stock options at BSE. | 72764 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Anil Kumar Agarwal in the matter of Illiquid stock options at BSE. | 72761 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Anagha C Bambardekar in the matter of Illiquid stock options at BSE. | 72759 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Amita Garg in the matter of Illiquid stock options at BSE. | 72758 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Mr. Amit Sanghi in the matter of Illiquid stock options at BSE. | 72757 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Asha Gupta in the matter of Illiquid stock options at BSE. | 72756 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Asha Tradecom Private Limited in the matter of Illiquid stock options at BSE. | 72755 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Ashish Bahety HUFin the matter of Illiquid stock options at BSE. | 72753 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Ashish Bansal in the matter of Illiquid stock options at BSE. | 72752 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Aditya Dhabria in the matter of Illiquid stock options at BSE. | 72750 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Arun Kumar Goenka in the matter of Illiquid stock options at BSE. | 72748 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Arrowlink Chemical Private Limited in the matter of Illiquid stock options at BSE. | 72746 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Archana Chowdhary in the matter of Illiquid stock options at BSE. | 72745 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Aditya Airlines Pvt Ltd in the matter of Illiquid stock options at BSE. | 72744 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Nitin Udani HUF in the matter of Illiquid stock options at BSE. | 72742 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Parish Kirit Bhai Patel in the matter of Illiquid stock options at BSE. | 72740 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Parduman Kumar Jain in the matter of Illiquid stock options at BSE. | 72739 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Parasnathn Buildwell Pvt Ltd in the matter of Illiquid stock options at BSE. | 72737 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Arif Sukhiyani in the matter of Illiquid stock options at BSE. | 72736 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of A And R Entrprise Private Limited in the matter of Illiquid stock options at BSE. | 72734 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Ararti Karmakar in the matter of Illiquid stock options at BSE. | 72732 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Asan Steels Private Limited in the matter of Illiquid stock options at BSE. | 72730 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Agomoni Commercial Private Limited in the matter of Illiquid stock options at BSE. | 72729 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Allo Roy in the matter of Illiquid stock options at BSE. | 72728 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Arjun Jagdish Dungarshi in the matter of Illiquid stock options at BSE. | 72727 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Agarwal Shail Agarwal in the matter of Illiquid stock options at BSE. | 72717 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Akash in the matter of Illiquid stock options at BSE. | 72716 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Amritphal Mercantile Private Limited in the matter of Illiquid stock options at BSE. | 72715 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Amanat Mercantile Private Limited in the matter of Illiquid stock options at BSE. | 72713 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Amanat Developers Private Limited in the matter of Illiquid stock options at BSE. | 72712 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Alternative Dealers Private Limited in the matter of Illiquid stock options at BSE. | 72711 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Alka Dhanuka in the matter of Illiquid stock options at BSE. | 72710 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Akshat Incorporation in the matter of Illiquid stock options at BSE. | 72709 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Ashwin Chunibhai Shah in the matter of Illiquid stock options at BSE. | 72707 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Alok Kumar Singhania in the matter of Illiquid stock options at BSE. | 72705 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Ashok Kumar Shankarlal in the matter of Illiquid stock options at BSE. | 72671 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Ankshika Katyal in the matter of Illiquid stock options at BSE. | 72668 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Anurag Nathaniin the matter of Illiquid stock options at BSE. | 72667 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Amita Bhallain the matter of Illiquid stock options at BSE. | 72665 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Anupama Agrawal in the matter of Illiquid stock options at BSE. | 72664 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Aashish Kumar Goenka in the matter of Illiquid stock options at BSE. | 72662 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Ambaashree Infratech Pvt Ltd in the matter of Illiquid stock options at BSE. | 72660 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Amit Kumar Agarwal HUFin the matter of Illiquid stock options at BSE. | 72658 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Amit Kumar Gupta in the matter of Illiquid stock options at BSE. | 72656 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Bhushan Airways Services Private Ltd in the matter of Illiquid stock options at BSE. | 72655 | Open → |