Coverage › SEBI — Enforcement › Unserved Summons / Notices
Unserved Summons / Notices
4,577 documents indexed — matches SEBI exactly. Source: SEBI listing
| Date | Title | SEBI ID | Document |
|---|---|---|---|
| Jun 14, 2023 | Unserved show cause notice in respect of Bhupinder Kaur in the matter of Illiquid stock options at BSE. | 72653 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Bimal Jha in the matter of Illiquid stock options at BSE. | 72651 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Bimla Devi Killa in the matter of Illiquid stock options at BSE. | 72650 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Anjali Agarwal in the matter of Illiquid stock options at BSE. | 72649 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Bimal Kumar Moossaddee in the matter of Illiquid stock options at BSE. | 72648 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Nitin Jain in the matter of Illiquid stock options at BSE. | 72600 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Parmjit Kaur Rattan in the matter of Illiquid stock options at BSE. | 72598 | Open → |
| Jun 14, 2023 | Unserved show cause notice in respect of Parmeswar Commercial Pvt Ltd in the matter of Illiquid stock options at BSE. | 72597 | Open → |
| Jun 13, 2023 | Unserved Show Cause Notice in respect of Kesarisuta Vinimay Private Limited in the matter of Trading Members in Illiquid Stock Options at BSE | 72478 | Open → |
| Jun 13, 2023 | Unserved Show Cause Notice issued to Zalak Purvesh Parikh in the matter of A and M Febcon Limited | 72472 | Open → |
| Jun 12, 2023 | Unserved Personal Hearing Notice dated May 12, 2023, issued to Shri. Laxmikant Sharma in the matter of M/s. Highbrow Market Research Private Limited (ways2capital) and its Directors. | 72455 | Open → |
| Jun 12, 2023 | Unserved Personal Hearing Notice dated May 12, 2023, issued to Shri. Hemant Agarwal in the matter of M/s. Highbrow Market Research Private Limited (ways2capital) and its Directors. | 72454 | Open → |
| Jun 12, 2023 | Unserved Personal Hearing Notice dated May 12, 2023, issued to Shri. Girish Kumar Pahwani in the matter of M/s. Highbrow Market Research Private Limited (ways2capital) and its Directors. | 72453 | Open → |
| Jun 12, 2023 | Unserved Personal Hearing Notice dated May 12, 2023, issued to Shri. Chandan Singh Rajput in the matter of M/s. Highbrow Market Research Private Limited (ways2capital) and its Directors. | 72447 | Open → |
| Jun 12, 2023 | Unserved Personal Hearing Notice dated May 12, 2023, issued to Shri Swapnil Prajapati in the matter of M/s. Highbrow Market Research Private Limited (ways2capital) and its Directors. | 72443 | Open → |
| Jun 12, 2023 | Unserved Personal Hearing Notice dated May 12, 2023, issued to Highbrow Market Research Private Limited (Ways 2 Capital), in the matter M/s. Highbrow Market Research Private Limited and its directors. | 72440 | Open → |
| Jun 07, 2023 | Unserved Hearing Notice to Shri Narayan Madhav Kumar in the matter of Alchemist Holdings Limited | 72323 | Open → |
| Jun 06, 2023 | Unserved Show Cause Notices in the matter of Illiquid Stock Options at BSE | 72284 | Open → |
| Jun 02, 2023 | Unserved Personal Hearing Notice dated May 18, 2023, issued to Shri. Amarjeet Singh Trehan, in the matter of M/s. W Gain Research & Development.Com. | 72229 | Open → |
| Jun 02, 2023 | Unserved Personal Hearing Notice dated May 18, 2023, issued to Shri. Amarjeet Singh Trehan, in the matter of M/s. W Gain Research & Development.Com | 72227 | Open → |
| May 31, 2023 | Unserved Hearing Notice dated May 11, 2023, issued to Mr. Sarfraj Ali, in the matter of M/s. Starburst Research (Proprietor: Mr. Sarfraj Ali and Mr. Mustkim). | 71982 | Open → |
| May 31, 2023 | Unserved Hearing Notice dated May 11, 2023, issued to Mr. Mustkim, in the matter of M/s. Starburst Research (Proprietor: Mr. Sarfraj Ali and Mr. Mustkim). | 71981 | Open → |
| May 31, 2023 | Unserved Hearing Notice dated May 11, 2023, issued to M/s. Starburst Research, in the matter of M/s. Starburst Research (Proprietor: Mr. Sarfraj Ali and Mr. Mustkim) | 71979 | Open → |
| May 31, 2023 | Unserved Hearing Notice dated May 11, 2023, issued to M/s. Starburst Research, in the matter of M/s. Starburst Research (Proprietor: Mr. Sarfraj Ali and Mr. Mustkim). | 71978 | Open → |
| Apr 24, 2023 | Investmaxima Trust- Show Cause Notice dated November 21, 2022 in the matter of Non-compliance of SEBI (AIF) Regulations, 2012 | 70478 | Open → |
| Apr 11, 2023 | Unserved Show cause Notice dated August 10, 2022 in respect of Shalini Chadha in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 70014 | Open → |
| Apr 11, 2023 | Unserved Show cause Notice dated August 06, 2022 in respect of SHETH COMMODITIES PRIVATE LIMITED in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 70012 | Open → |
| Apr 06, 2023 | Unserved Personal Hearing Notice dated March 24, 2023, issued to Muse Traders (Proprietor-Baljit Singh Rajpal), in the matter of Muse Traders, Pure Traders and Taj Enterprises. | 69835 | Open → |
| Apr 06, 2023 | Unserved Personal Hearing Notice dated March 24, 2023, issued to Muse Traders (Proprietor-Baljit Singh Rajpal), in the matter of Muse Traders, Pure Traders and Taj Enterprises | 69833 | Open → |
| Apr 06, 2023 | Unserved Personal Hearing Notice dated March 24, 2023, issued to Muse Traders (Proprietor- Baljit Singh Rajpal), in the matter of Muse Traders, Pure Traders and Taj Enterprises. | 69831 | Open → |
| Apr 06, 2023 | Unserved Personal Hearing Notice dated March 24, 2023, issued to Muse Traders (Proprietor- Baljit Singh Rajpal), in the matter of Muse Traders, Pure Traders and Taj Enterprises | 69830 | Open → |
| Apr 06, 2023 | Unserved Personal Hearing Notice dated March 24, 2023, issued to Pure Traders (Proprietor-Bhavna Jethvani), in the matter of Muse Traders, Pure Traders and Taj Enterprises | 69828 | Open → |
| Apr 06, 2023 | Unserved Personal Hearing Notice dated March 24, 2023, issued to Pure Traders (Proprietor- Bhavna Jethvani), in the matter of Muse Traders, Pure Traders and Taj Enterprises. | 69826 | Open → |
| Apr 06, 2023 | Unserved Personal Hearing Notice dated March 24, 2023, issued to Pure Traders (Proprietor- Bhavna Jethvani), in the matter of Muse Traders, Pure Traders and Taj Enterprises | 69825 | Open → |
| Apr 06, 2023 | Unserved Personal Hearing Notice dated March 24, 2023, issued to Taj Enterprises (Proprietor- Taj Khan), in the matter of Muse Traders, Pure Traders and Taj Enterprises | 69824 | Open → |
| Apr 06, 2023 | Unserved Personal Hearing Notice dated March 24, 2023, issued to Taj Enterprises (Proprietor- Taj Khan), in the matter of Muse Traders, Pure Traders and Taj Enterprises. | 69823 | Open → |
| Mar 29, 2023 | Unserved Show Cause Notice dated December 20, 2022, issued to Mr. Sarfraj Ali, in the matter of M/s.Starburst Research (Proprietor: Mr. Sarfraj Ali and Mr. Mustkim). | 69547 | Open → |
| Mar 29, 2023 | Unserved Show Cause Notice dated December 20, 2022, issued to M/s. Starburst Research, in the matter of M/s. Starburst Research (Proprietor: Mr. Sarfraj Ali and Mr. Mustkim) | 69546 | Open → |
| Mar 29, 2023 | Unserved Show Cause Notice dated December 20, 2022, issued to M/s. Starburst Research, in the matter of M/s. Starburst Research (Proprietor: Mr. Sarfraj Ali and Mr. Mustkim). | 69545 | Open → |
| Mar 27, 2023 | Unserved Hearing Notice dated March 27, 2023 in the matter of Dewan Housing Finance Corporation Ltd | 69345 | Open → |
| Mar 22, 2023 | Hearing Notice in the matter of Unregistered PMS activity by Ameet Savant and unregistered investment advisor activity by M/s.Crefin India Management Pvt. Ltd. | 70554 | Open → |
| Mar 22, 2023 | Hearing Notice in the matter of Unregistered PMS activity by Ameet Savant and unregistered investment advisor activity by M/s. Crefin India Management Pvt. Limited. | 70553 | Open → |
| Mar 22, 2023 | Hearing Notice in the matter of Unregistered PMS activity by Ameet Savant and unregistered investment advisor activity by M/s. Crefin India Management Pvt. Limited | 70551 | Open → |
| Mar 22, 2023 | Hearing Notice in the matter of Unregistered PMS activity by Ameet Savant and unregistered investment advisor activity by M/s. Crefin India Management Pvt. Ltd | 70549 | Open → |
| Mar 22, 2023 | Hearing Notice in the matter of Unregistered PMS activity by Ameet Savant and unregistered investment advisor activity by M/s. Crefin India Management Pvt. Ltd. | 70547 | Open → |
| Mar 16, 2023 | Show Cause Notice in respect of SCANDIA PROPERTIES PVT LTD in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 69078 | Open → |
| Mar 16, 2023 | Show Cause Notice in respect of SEETADEVI AGRAWAL in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 69076 | Open → |
| Mar 16, 2023 | Show Cause Notice in respect of SONALI SUPPLIERS PVT LTD in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 69074 | Open → |
| Mar 16, 2023 | Show Cause Notice in respect of GANESHVANI STEEL PRIVATE LIMITED in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 69073 | Open → |
| Mar 16, 2023 | Show Cause Notice in respect of SEEMA CHARUL MAISHERI in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 69072 | Open → |
| Mar 16, 2023 | Show Cause Notice in respect of SAVITRI DEVI in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 69066 | Open → |
| Mar 16, 2023 | Show Cause Notice in respect of SARSWATI SALES PVT LTD in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 69063 | Open → |
| Mar 16, 2023 | Show Cause Notice in respect of SHAH DHAVAL SURENDRABHAI HUF in the matter of dealings in Illiquid Stock Options (ISO) at BSE | 69062 | Open → |
| Mar 16, 2023 | Unserved Show Cause Notice dated August 11, 2022 with respect to Shradha Technopack Pvt Ltd in the matter of trading in Illiquid Stock Options of BSE | 69049 | Open → |
| Mar 06, 2023 | Unserved Personal Hearing Notices dated February 13, 2023, issued to Muse Traders (Proprietor - Baljit Singh Rajpal),in the matter of Muse Traders, Pure Traders and Taj Enterprises. | 68699 | Open → |
| Mar 06, 2023 | Unserved Personal Hearing Notices dated February 13, 2023, issued to Muse Traders (Proprietor - Baljit Singh Rajpal),in the matter of Muse Traders, Pure Traders and Taj Enterprises | 68698 | Open → |
| Mar 06, 2023 | Unserved Personal Hearing Notices dated February 13, 2023, issued to Muse Traders (Proprietor - Baljit Singh Rajpal), in the matter of Muse Traders, Pure Traders and Taj Enterprises. | 68697 | Open → |
| Mar 06, 2023 | Unserved Personal Hearing Notices dated February 13, 2023, issued to Muse Traders (Proprietor - Baljit Singh Rajpal), in the matter of Muse Traders, Pure Traders and Taj Enterprises | 68696 | Open → |
| Mar 06, 2023 | Unserved Personal Hearing Notices dated February 13, 2023, issued to Pure Traders (Proprietor- Bhavna Jethvani),in the matter of Muse Traders, Pure Traders and Taj Enterprises | 68695 | Open → |
| Mar 06, 2023 | Unserved Personal Hearing Notices dated February 13, 2023, issued to Pure Traders (Proprietor- Bhavna Jethvani), in the matter of Muse Traders, Pure Traders and Taj Enterprises. | 68693 | Open → |
| Mar 06, 2023 | Unserved Personal Hearing Notices dated February 13, 2023, issued to Pure Traders (Proprietor- Bhavna Jethvani), in the matter of Muse Traders, Pure Traders and Taj Enterprises | 68691 | Open → |
| Mar 06, 2023 | Unserved Personal Hearing Notices dated February 13, 2023, issued to Taj Enterprises (Proprietor- Taj Khan), in the matter of Muse Traders, Pure Traders and Taj Enterprises. | 68689 | Open → |
| Mar 06, 2023 | Unserved Personal Hearing Notices dated February 13, 2023, issued to Taj Enterprises (Proprietor- Taj Khan), in the matter of Muse Traders, Pure Traders and Taj Enterprises | 68688 | Open → |
| Mar 03, 2023 | Unserved Show Cause Notice dated January 03, 2022 issued to Bed Prakash Gupta in the matter of trading in illiquid stock options on BSE | 68701 | Open → |
| Mar 03, 2023 | Unserved Notice dated November 29, 2022 issued to Amrapali Aadya Trading & Investments Pvt Ltd. in the matter of Trading Members in Illiquid Stock Options | 68646 | Open → |
| Mar 01, 2023 | Unserved Show cause Notice dated March 11, 2022 issued to Appu Marketing and Manufacturing Ltd (now known as Ejecta Marketing Limited) in the matter of dealings in Illiquid Stock Options at BSE | 68570 | Open → |
| Feb 22, 2023 | Unserved Notice dated November 29, 2022 in respect of F6 Finserve Pvt. Ltd. in the matter of Trading Members in Illiquid Stock Options | 68319 | Open → |
| Feb 22, 2023 | Unserved Show Cause Notice dated August 19, 2022 in respect of F6 Finserve Pvt. Ltd. in the matter of Trading Members in Illiquid Stock Options | 68317 | Open → |
| Feb 22, 2023 | Unserved Notice dated November 29, 2022 in respect of Destiny Securities Ltd. in the matter of Trading Members In Illiquid Stock Options | 68276 | Open → |
| Feb 22, 2023 | Unserved Show Cause Notice dated August 19, 2022 in respect of Destiny Securities Ltd. in the matter of Trading Members In Illiquid Stock Options | 68267 | Open → |
| Feb 17, 2023 | Unserved Personal Hearing Notice, dated January 30, 2023, issued to Mr. Amarjeet Singh Trehan in the matter of M/s. W Gain Research & Development.Com (Proprietor: Shri. Chandrapratap Singh Naruka) and Shri. Amarjeet Singh Trehan | 68108 | Open → |
| Feb 17, 2023 | Unserved Personal Hearing Notice, dated January 30, 2023, issued to Mr. Amarjeet Singh Trehan in the matter of M/s. W Gain Research & Development.Com (Proprietor: Shri. Chandrapratap Singh Naruka) and Shri. Amarjeet Singh Trehan. | 68106 | Open → |
| Feb 01, 2023 | Unserved Supplementary Show Cause Notice, dated January 10, 2023, issued to M/s. Insight Research in the matter of M/s. Insight Research (Proprietor: Mr. Anil Gurjar) | 67719 | Open → |
| Feb 01, 2023 | Unserved Supplementary Show Cause Notice, dated January 10, 2023, issued to M/s. Insight Research in the matter of M/s. Insight Research (Proprietor: Mr. Anil Gurjar). | 67717 | Open → |
| Feb 01, 2023 | Unserved Personal Hearing Notice, dated January 10, 2023, issued to Mr. Anil Gurjar in the matter of Insight Research (Proprietor – Mr. Anil Gurjar) | 67715 | Open → |
| Feb 01, 2023 | Unserved Personal Hearing Notice, dated January 10, 2023, issued to Mr. Anil Gurjar in the matter of Insight Research (Proprietor – Mr. Anil Gurjar). | 67713 | Open → |
| Jan 24, 2023 | Unserved Supplementary SCN dated Oct 12, 2022, issued to Modex Commodity Trades Pvt. Ltd. | 67987 | Open → |
| Jan 24, 2023 | Unserved Post Enquiry SCN dated Jan 15, 2021 , issued to Modex Commodity Trades Pvt. Ltd. | 67985 | Open → |
| Jan 18, 2023 | Unserved Show Cause Notice dated December 21, 2022 with respect to Jyoti Munver in the matter of preferential allottees by the company Aadhaar Ventures India Limited | 68597 | Open → |
| Jan 13, 2023 | Hearing notice in respect of Shivaay Investment | 67544 | Open → |
| Jan 05, 2023 | Unserved Settlement Notice dated August 11, 2022 issued to Value added Merchants Private Limited in the matter of dealings in Illiquid Stock Options at BSE | 67032 | Open → |
| Jan 05, 2023 | Unserved Show Cause Notice dated October 28, 2021 issued to Value added Merchants Private Limited in the matter of dealings in Illiquid Stock Options at BSE | 67030 | Open → |
| Jan 03, 2023 | Unserved Show Cause Notice dated December 06, 2022, issued to Muse Traders (Proprietor- Baljit Singh Rajpal) in the matter of Muse Traders, Pure Traders and Taj Enterprises. | 66895 | Open → |
| Jan 03, 2023 | Unserved Show Cause Notice dated December 06, 2022, issued to Muse Traders (Proprietor- Baljit Singh Rajpal) in the matter of Muse Traders, Pure Traders and Taj Enterprises | 66894 | Open → |
| Jan 03, 2023 | Unserved Show Cause Notice dated December 06, 2022, issued to Muse Traders (Proprietor- Baljit Singh Rajpal), in the matter of Muse Traders, Pure Traders and Taj Enterprises | 66893 | Open → |
| Jan 03, 2023 | Unserved Show Cause Notice dated December 06, 2022, issued to Muse Traders (Proprietor- Baljit Singh Rajpal), in the matter of Muse Traders, Pure Traders and Taj Enterprises. | 66891 | Open → |
| Jan 03, 2023 | Unserved Show Cause Notice dated December 06, 2022, issued to Pure Traders (Proprietor- Bhavna Jethvani) in the matter of Muse Traders, Pure Traders and Taj Enterprises. | 66889 | Open → |
| Jan 03, 2023 | Unserved Show Cause Notice dated December 06, 2022, issued to Pure Traders (Proprietor- Bhavna Jethvani), in the matter of Muse Traders, Pure Traders and Taj Enterprises. | 66888 | Open → |
| Jan 03, 2023 | Unserved Show Cause Notice dated December 06, 2022, issued to Pure Traders (Proprietor- Bhavna Jethvani), in the matter of Muse Traders, Pure Traders and Taj Enterprises | 66886 | Open → |
| Jan 03, 2023 | Unserved Show Cause Notice dated December 06, 2022, issued to Taj Enterprises (Proprietor- Taj Khan), in the matter of Muse Traders, Pure Traders and Taj Enterprises. | 66884 | Open → |
| Jan 03, 2023 | Unserved Show Cause Notice dated November 28, 2022 issued to Mr. Prafulla Subhashchandra Bhat, in the matter of Setubandhan Infrastructure Limited | 66878 | Open → |
| Dec 27, 2022 | Unserved Show cause Notice dated December 27, 2021 in respect of Chandrani Dutta in the matter of dealings in Illiquid Stock Options on BSE | 73829 | Open → |
| Dec 23, 2022 | Unserved Show Cause Notice dated November 28, 2022, issued to Amarjeet Singh Trehan, in the matter of M/s. W Gain Research & Develpoment.Com (Proprietor: Shri Chandrapratap Singh Naruka) and Shri. Amarjeet Singh Trehan | 66550 | Open → |
| Dec 23, 2022 | Unserved Show Cause Notice dated November 28, 2022, issued to Amarjeet Singh Trehan, in the matter of M/s. W Gain Research & Develpoment.Com (Proprietor: Shri Chandrapratap Singh Naruka) and Shri. Amarjeet Singh Trehan. | 66548 | Open → |
| Dec 23, 2022 | Unserved Personal Hearing Notice, letter dated December 06, 2022, issued to Mr. Ravi Prakash Mishra in the matter of M/s. Capvision Investment Advisor(Partners: Ravi Prakash Mishra and Rekha Mishra). | 66537 | Open → |
| Dec 23, 2022 | Unserved Personal Hearing Notice, letter dated December 06, 2022, issued to Mr. Ravi Prakash Mishra in the matter of M/s. Capvision Investment Advisor (Partners: Ravi Prakash Mishra and Rekha Mishra) | 66536 | Open → |
| Dec 23, 2022 | Unserved Personal Hearing Notice, letter dated December 06, 2022, issued to Mr. Ravi Prakash Mishra in the matter of M/s. Capvision Investment Advisor (Partners: Ravi Prakash Mishra and Rekha Mishra). | 66534 | Open → |
| Dec 23, 2022 | Unserved Personal Hearing Notice, letter dated December 6, 2022, issued to Capvision Investment Advisor in the matter of M/s. Capvision Investment Advisor (Partners: Ravi Prakash Mishra and Rekha Mishra). | 66532 | Open → |
| Dec 23, 2022 | Unserved Show Cause Notice dated November 29, 2022, issued to M/s. Investment Visor, in the matter of M/s. Investment Visor, Proprietor-Mr. Praveen Verma | 66531 | Open → |
| Dec 23, 2022 | Unserved Show Cause Notice dated November 29, 2022, issued to M/s. Investment Visor, in the matter of M/s. Investment Visor, Proprietor-Mr. Praveen Verma. | 66529 | Open → |